FROM:
European Spine Jou 2006 (Mar); 15 Suppl 2: S169–191 ~ FULL TEXT
Maurits van Tulder, Annette Becker, Trudy Bekkering, Alan Breen, Maria Teresa Gil del Real, Allen Hutchinson, Bart Koes, Even Laerum, Antti Malmivaara, and On behalf of the COST B13 Working Group on Guidelines for the Management of Acute Low Back Pain in Primary Care
Summary of the concepts of diagnosis in chronic low back pain (CLBP)
Case history and brief examination should be carried
out
If history taking indicates possible serious spinal pathology
or nerve root syndrome,
carry out more extensive
physical examination including neurological
screening
when appropriate
Undertake diagnostic triage at the first assessment as
basis for management decisions
Be aware of psychosocial factors, and review them in
detail if there is no improvement
Diagnostic imaging tests (including X-rays, CT and
MRI) are not routinely indicated
for nonspecific low
back pain
Reassess those patients who are not resolving within a
few weeks after the first visit,
or those who are following
a worsening course
|
Summary of recommendations for treatment of acute nonspecific low back pain:
Give adequate information and reassure the patient
Do not prescribe bed rest as a treatment
Advise patients to stay active and continue normal
daily activities including work if possible
Prescribe medication, if necessary for pain relief;
preferably to be taken at regular intervals;
first choice paracetamol, second choice NSAIDs
Consider adding a short course of muscle relaxants on
its own or added to NSAIDs,
if paracetamol or NSAIDs have failed to reduce pain
Consider (referral for) spinal manipulation for patients
who are failing to return to normal activities
Multidisciplinary treatment programmes in occupational
settings may be an option for workers
with subacute
low back pain and sick leave for more than 4–8
weeks
|
Objectives
The primary objective of these European evidence-based
guidelines is to provide a set of recommendations that can
support existing and future national and international
guidelines or future updates of existing guidelines.
These guidelines intend to improve the primary care
management of acute nonspecific low back pain for adult
patients in Europe, by:
Providing recommendations on the clinical management
of acute nonspecific low back pain in primary care.
Ensuring an evidence-based approach through the use of
systematic reviews and existing clinical guidelines.
Providing recommendations that are generally acceptable
by all health professions in all participating countries.
Enabling a multidisciplinary approach; stimulating collaboration
between primary health care providers and
promoting consistency across providers and countries in
Europe.
Target population
The target population of the guidelines consists of individuals
or groups that are going to develop new guidelines or
update existing guidelines, and their professional associations
that will disseminate and implement these guidelines.
Indirectly, these guidelines also aim to inform the general
public, patients with low back pain, health care providers
(for example, general practitioners, physiotherapists, chiropractors,
manual therapists, occupational physicians, orthopaedic
surgeons, rheumatologists, rehabilitation physicians,
neurologists, anaesthesiologists and other health
care providers dealing with patients suffering from acute
nonspecific low back pain), and policy makers in Europe.
Guidelines working group
The guidelines were developed within the framework of
the COST ACTION B13 ‘Low back pain: guidelines for
its management’, issued by the European Commission,
Research Directorate-General, department of Policy, Coordination
and Strategy. The guidelines working group
consisted of experts in the field of low back pain research
in primary care who have been involved in the develop
ment of national guidelines for low back pain in their
countries. Members were invited to participate, taking into
account that all relevant health professions should be represented.
The group consisted of 10 men and 4 women
with various professional backgrounds. All countries that
had already issued national guidelines were represented
[NL: Bekkering, Koes, Van Tulder; Fra: Rozenberg; Ger:
Becker; UK: Breen, Carter, Hutchinson; DK: Kryger-
Baggesen; Fin: Malmivaara; Sui: Roux; Swe: Nachemson].
Because the United Kingdom and the Netherlands
have produced most of the systematic reviews and clinical
guidelines, these two countries were represented by more
than one participant.
The guidelines working group had its first meeting in
November 2000. In December 2000, the first draft of the
guidelines was prepared. Three subsequent meetings in
February, April and May 2001 were used to discuss this
draft. The draft was circulated through email among the
members of the working group for their final comments
and approval. Finally, the final draft was sent for peer review
to the members of the Management Committee of
COST B13 and discussed at two subsequent meetings in
December 2001 and April 2002. Two meetings in December
2003 and March 2004 were used to update the evidence
review and guideline recommendations. An update
of the guidelines is recommended within three years, when
new evidence has become available.
Evidence
The main evidence was not systematically reviewed again
for the purpose of this guideline, because 1) there already
is a large amount of evidence on diagnosis and treatment
of acute nonspecific low back pain, 2) this evidence has
already been summarised in many systematic reviews, and
3) this evidence has already been translated into clinical
recommendations in various national clinical guidelines.
To ensure an evidence-based approach, the recommendations
were based on Cochrane reviews (and on other systematic
reviews if a Cochrane review was not available),
additional trials published after the Cochrane reviews, and
existing national guidelines. The authors of this guideline
had no financial conflict of interest and were not involved
in quality assessment or discussion of their own papers.
The systematic reviews were identified using the results
of validated search strategies in the Cochrane Library,
Medline, Embase and, if relevant, other electronic databases,
performed for Clinical Evidence, a monthly, updated
directory of evidence on the effects of common clinical
interventions, published by the BMJ Publishing Group
(www.evidence.org). The literature search covered the
period from 1966 to October 2003. A search for clinical
guidelines was first performed in Medline. Since guidelines
are only infrequently published in medical journals
we extended the search on the Internet (using search terms
‘back pain’ and ‘guidelines’, and searching national health
professional association and consumers websites) and
identified guidelines by personal communication with experts
in the field.
A three-stage development process was undertaken.
First, recommendations were derived from systematic reviews.
Secondly, existing national guidelines were compared
and recommendations from these guidelines summarised.
Thirdly, the recommendations from the systematic
(Cochrane) reviews and guidelines were discussed by
the group. A section was added to the guidelines in which
the main points of debate are described. The recommendations
are put in a clinically relevant order; recommendations
regarding diagnosis have a letter D, treatment T.
A grading system was used for the strength of the evidence
(see Appendix 1). This grading system is simple and
easy to apply, and shows a large degree of consistency between
the grading of therapeutic and preventive, prognostic
and diagnostic studies. The system is based on the original
ratings of the AHCPR Guidelines (1994) and levels of
evidence recommended in the method guidelines of the
Cochrane Back Review group [1, 2]. The strength of the
recommendations was not graded.
Several of the existing systematic reviews have included
non-English language literature, usually publications in
French, German, and Dutch language and sometimes also
Danish, Norwegian, Finnish and Swedish. All existing national
guidelines included studies published in their own
language. Consequently, the non-English literature is covered
for countries that already have developed guidelines.
The group additionally included the Spanish literature, because
this evidence was not covered by existing reviews
and guidelines (see Appendix 4).
The Working Group aimed to identify gaps in the literature
and included recommendations for future research.
Introduction
Definitions
Low back pain is defined as pain and discomfort, localised
below the costal margin and above the inferior gluteal
folds, with or without leg pain.
Acute low back pain is usually defined as the duration
of an episode of low back pain persisting for less than 6
weeks; sub-acute low back pain as low back pain persisting
between 6 and 12 weeks; chronic low back pain as low
back pain persisting for 12 weeks or more. In this guideline,
recommendations are related to both acute and subacute
low back pain unless specifically stated otherwise.
Recurrent low back pain is defined as a new episode after
a symptom-free period of 6 months, but not an exacerbation
of chronic low back pain.
nonspecific low back pain is defined as low back pain
not attributed to recognisable, known specific pathology
(e.g. infection, tumour, osteoporosis, ankylosing spondylitis, fracture, inflammatory process, radicular syndrome or
cauda equina syndrome).
‘Red flags’
The initial clinical history taking should aim at identifying
‘red flags’ of possible serious spinal pathology. [3] ‘Red
flags’ are risk factors detected in low back pain patients’
past medical history and symptomatology and are associated
with a higher risk of serious disorders causing low
back pain compared to patients without these characteristics.
If any of these are present, further investigation (according
to the suspected underlying pathology) may be required
to exclude a serious underlying condition, e.g. infection,
inflammatory rheumatic disease or cancer.
‘Red flags’ are signs in addition to low back pain. These
include: [3]
- Age of onset less than 20 years or more than 55 years
- Recent history of violent trauma
- Constant progressive, non mechanical pain (no relief
with bed rest)
- Thoracic pain
- Past medical history of malignant tumour
- Prolonged use of corticosteroids
- Drug abuse, immunosuppression, HIV
- Systemically unwell
- Unexplained weight loss
- Widespread neurological symptoms (including cauda
equina syndrome)
- Structural deformity
- Fever
Cauda equina syndrome is likely to be present when patients
describe bladder dysfunction (usually urinary retention,
occasionally overflow incontinence), sphincter disturbance,
saddle anaesthesia, global or progressive weakness
in the lower limbs, or gait disturbance. This requires
urgent referral.
‘Yellow flags’
Psychosocial ‘yellow flags’ are factors that increase the
risk of developing, or perpetuating chronic pain and long-term
disability (including) work-loss associated with low
back pain. [4] Identification of ‘yellow flags’ should lead
to appropriate cognitive and behavioural management.
However, there is no evidence on the effectiveness of psychosocial
assessment or intervention in acute low back
pain.
Examples of ‘yellow flags’ are: [4]
Inappropriate attitudes and beliefs about back pain (for
example, belief that back pain is harmful
or potentially
severely disabling or high expectation of passive treatments
rather than a belief
that active participation will
help),
Inappropriate pain behaviour (for example, fear-avoidance
behaviour and reduced activity levels),
Work related problems or compensation issues (for example,
poor work satisfaction)
Emotional problems (such as depression, anxiety, stress,
tendency to low mood and withdrawal
from social interaction).
Epidemiology
The lifetime prevalence of low back pain is reported as
over 70% in industrialised countries (one-year prevalence
15% to 45%, adult incidence 5% per year). Peak prevalence
occurs between ages 35 and 55. [5]
Symptoms, pathology and radiological appearances are
poorly correlated. Pain is not attributable to pathology or
neurological encroachment in about 85% of people. About
4% of people seen with low back pain in primary care
have compression fractures and about 1% has a neoplasm.
Ankylosing spondylitis and spinal infections are rarer. The
prevalence of prolapsed intervertebral disc is about 1% to
3%. [6]
Risk factors are poorly understood. The most frequently
reported are heavy physical work, frequent bending,
twisting, lifting, pulling and pushing, repetitive work, static
postures and vibrations. [5] Psychosocial risk factors include
stress, distress, anxiety, depression, cognitive dysfunction,
pain behaviour, job dissatisfaction, and mental
stress at work. [5, 7, 8]
Acute low back pain is usually self-limiting (recovery
rate 90% within 6 weeks) but 2%-7% of people develop
chronic pain. Recurrent and chronic pain account for 75%
to 85% of total workers’ absenteeism. [5, 9]
Outcomes
The aims of treatment for acute low back pain are to relieve
pain, to improve functional ability, and to prevent
recurrence and chronicity. Relevant outcomes for acute
low back pain are pain intensity, overall improvement,
back pain specific functional status, impact on employment,
generic functional status, and medication use. [10]
Intervention-specific outcomes may also be relevant, for
example coping and pain behaviour for behavioural treatment,
strength and flexibility for exercise therapy, depression
for antidepressants, and muscle spasm for muscle relaxants.
Structure of the guideline
The guideline includes recommendations on diagnosis and
treatment. We have included these as separate chapters
starting with diagnosis. However, there will be some overlap
between the diagnosis and treatment sections because
in clinical practice diagnosis at the first visit will probably
lead to treatment. If patients fail to recover and require reassessment,
this will probably lead to review of the management
plan. We have included the reassessment section
in the chapter on diagnosis for practical reasons.
S172
Diagnosis of acute low back pain.
For most patients with acute low back pain a thorough history
taking and brief clinical examination is sufficient. The
primary purpose of the initial examination is to attempt to
identify any ‘red flags’ and to make a specific diagnosis. It
is, however, well-accepted that in most cases of acute low
back pain it is not possible to arrive at a diagnosis based
on detectable pathological changes. Because of that several
systems of diagnosis have been suggested, in which low
back pain is categorised based on pain distribution, pain
behaviour, functional disability, clinical signs etc. However,
none of these systems of classification have been critically
validated.
A simple and practical classification, which has gained
international acceptance, is by dividing acute low back
pain into three categories – the so-called ‘diagnostic triage’:
- Serious spinal pathology
- Nerve root pain / radicular pain
- nonspecific low back pain
The priority in the examination procedure follows this line
of clinical reasoning. The first priority is to make sure that
the problem is of musculoskeletal origin and to rule out
non-spinal pathology. The next step is to exclude the presence
of serious spinal pathology. Suspicion therefore is
awakened by the history and/or the clinical examination
and can be confirmed by further investigations. The next
priority is to decide whether the patient has nerve root
pain. The patient’s pain distribution and pattern will indicate
that, and the clinical examination will often support it.
If that is not the case, the pain is classified as nonspecific
low back pain.
The initial examination serves other important purposes
besides reaching a ‘diagnosis’. Through a thorough history
taking and physical examination, it is possible to evaluate
the degree of pain and functional disability. This enables
the health care professional to outline a management strategy
that matches the magnitude of the problem. Finally, the
careful initial examination serves as a basis for credible information
to the patient regarding diagnosis, management
and prognosis and may help in reassuring the patient.
Evidence D1
Although there is general consensus on the importance and
basic principles of differential diagnosis, there is little scientific
evidence on the diagnostic triage (level D).
History taking
One systematic review of 9 studies evaluated the accuracy
of history in diagnosing low back pain in general practice. [11] The review found that history taking does not
have a high sensitivity and high specificity for radiculopathy
and ankylosing spondylitis. The combination of history
and erythrocyte sedimentation rate had a relatively high
diagnostic accuracy in vertebral cancer (level A).
Physical examination
One systematic review of 17 studies found that the pooled
diagnostic Odds Ratio for straight leg raising for nerve
root pain was 3.74 (95% CI 1.2 – 11.4); sensitivity for
nerve root pain was high (1.0 – 0.88), but specificity was
low (0.44 – 0.11). [12] All included studies were surgical
case-series at non-primary care level. Most studies evaluated
the diagnostic value of SLR for disc prolapse. The
pooled diagnostic Odds Ratio for the crossed straight leg
raising test was 4.39 (95% CI 0.74 – 25.9); with low sensitivity
(0.44 – 0.23) and high specificity ((0.95 – 0.86). The
authors concluded that the studies do not enable a valid
evaluation of diagnostic accuracy of the straight leg raising
test (level A). [12]
Clinical guidelines D1
All guidelines propose some form of diagnostic triage in
which patients are classified as having (1) possible serious
spinal pathology; ‘red flag’ conditions such as tumour, infection,
inflammatory disorder, fracture, cauda equina syndrome,
(2) nerve root pain, and (3) nonspecific low back
pain. All guidelines are consistent in their recommendations
that diagnostic procedures should focus on the identification
of ‘red flags’ and the exclusion of specific diseases
(sometimes including radicular syndrome). ‘Red
flags’ are signs in addition to low back pain and include,
for example, age of onset less than 20 years or more than
55 years, significant trauma, thoracic pain, weight loss,
and widespread neurological symptoms. The types of
physical examination and physical tests that are recommended
show some variation. Neurological screening,
which is largely based on the straight leg raising test
(SLR), plays an important role in most guidelines.
Discussion / commentary D1
Diagnostic triage is essential to further management of the
patient even though the level of evidence is not strong. Individual
‘red flags’ do not necessarily link to specific pathology
but indicate a higher probability of a serious underlying
condition that may require further investigation.
Multiple ‘red flags’ need further investigation.
The aim of history taking and physical examination is
contributing to the diagnosis, exclude serious pathology,
and identify risk factors for poor outcomes. The group
agrees that extensive physical examination is not always
necessary for patients without any indication of serious
spinal pathology or nerve root pain. It is considered that a
brief physical examination is always an essential part of
the management of acute low back pain. A properly conducted
straight leg raising test is the most accurate test to
identify nerve root pain. The group strongly agrees that
history taking and physical examination should be carried
out by a health professional with competent skills. Competence
will depend on appropriate training.
Recommendation D1
Undertake diagnostic triage consisting of appropriate history
taking and physical examination at the first assessment
to exclude serious spinal pathology and nerve root
pain. If serious spinal pathology and nerve root pain are
excluded, manage the low back pain as nonspecific.
D2 Psychosocial risk factors
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Evidence D2
One systematic review was found of 11 cohort and 2
case-control studies evaluating psychosocial risk factors
for the occurrence of low back pain. [7] Strong evidence
was found for low social support in the workplace and
low job satisfaction as risk factors for low back pain
(level A). There was moderate evidence that psychosocial
factors in private life are risk factors for low back
pain (level B). There was also strong evidence that low
job content had no effect on the occurrence of low back
pain (level A). Conflicting evidence was found for a high
work pace, high qualitative demands, and low job content
(level C).
Another systematic review found that there is strong
evidence that psychosocial factors play an important role
in chronic low back pain and disability, and moderate evidence
that they are important at a much earlier stage than
previously believed (level A). [8]
Clinical guidelines D2
All guidelines, with varying emphasis, mention the importance
of considering psychosocial factors as risk factors
for the development of chronic disability. There is, however,
considerable variation in the amount of detail given
about how to assess psychosocial factors or the optimal
timing of the assessment, and specific tools for identifying
these factors are scarce. The UK guideline [3] gives a list
describing four main groups of psychosocial risk factors,
whilst the New Zealand guideline [4, 13] gives by far the
most attention towards explicit screening of psychosocial
factors, using a standardised questionnaire. [14]
Discussion / consensus D2
The group strongly agrees that there should be awareness
of psychosocial factors from the first visit in primary care
to identify patients with an increased risk of developing
chronic disability. The group suggests considering it useful
information for later management. Explicit screening of
psychosocial factors (for example by using specific questionnaires
or instruments) may be performed when there
are recurrent episodes or no improvement.
Recommendation D2
Assess for psychosocial factors and review them in detail
if there is no improvement.
Evidence D3
One systematic review was found that included 31 studies
on the association between X-ray findings of the lumbar
spine and nonspecific low back pain. [15] The results
showed that degeneration, defined by the presence of disc
space narrowing, osteophytes and sclerosis, is consistently
and positively associated with nonspecific low back pain
with Odds Ratios ranging from 1.2 (95% CI 0.7 – 2.2) to
3.3 (95% CI 1.8 – 6.0). Spondylolysis/listhesis, spina bifida,
transitional vertebrae, spondylosis and Scheuermann’s
disease did not appear to be associated with low back pain
(level A). There is no evidence on the association between
degenerative signs at the acute stage and the transition to
chronic symptoms.
A recent review of the diagnostic imaging literature
(magnetic resonance imaging, radionuclide scanning,
computed tomography, radiography) concluded that for
adults younger than 50 years of age with no signs or
symptoms of systemic disease, diagnostic imaging does
not improve treatment of low back pain. For patients 50
years of age and older or those whose findings suggest
systemic disease, plain radiography and simple laboratory
tests can almost completely rule out underlying systemic
diseases. The authors concluded that advanced imaging
should be reserved for patients who are considering surgery
or those in whom systemic disease is strongly suspected
(level A). [16]
A recent RCT of 380 patients aged 18 years or older
whose primary physicians had ordered that their low back
pain be evaluated by radiographs determined the clinical
and economic consequences of replacing spine radiographs
with rapid MRI. [17] Although physicians and patients
preferred the rapid MRI, there was no difference between
rapid MRIs and radiographs in outcomes for primary
care patients with low back pain. The authors concluded
that substituting rapid MRI for radiographic evaluations in
the primary care setting may offer little additional benefit
to patients, and it may increase the costs of care because of
the increased number of spine operations that patients are
likely to undergo.
Clinical guidelines D3
The guidelines are consistent in the recommendation that
plain X-rays are not useful in acute nonspecific low back
pain and that X-rays should be restricted to cases suspected
of specific underlying pathology (based on ‘red flags’).
In some guidelines X-rays are suggested as optional in
case of low back pain persisting for more than 4 to 6
weeks). [1, 3, 18, 19] None of the guidelines recommend any
form of radiological imaging for acute, nonspecific low
back pain while the US and UK guidelines overtly advise
against. [1, 3]
Discussion / consensus D3
Although there is some evidence for an association between
severe degeneration and nonspecific low back pain,
the group agrees that the association is only weak and that
it does not have any implications for further management.
If a patient with low back pain but no ‘red flags’ shows
signs of disc space narrowing, this has no implications for
the choice of therapy or the chances of recovery. The risks
of the high doses of radiation in X-rays of the lumbar
spine do not justify routine use.
The group strongly agrees that diagnostic imaging tests
should not be used if there are no clear indications of possible
serious pathology or radicular syndrome. The type of
imaging test that may be used in such cases is outside the
scope of this guideline. Although X-rays are commonly
used for reassurance, there is no evidence to support this.
A randomised trial even showed that radiography of the
lumbar spine was not associated with improved clinical
outcomes, but with increased workload of the general
practitioners. [20]
Recommendation D3
Diagnostic imaging tests (including X-rays, CT and MRI)
are not routinely indicated for acute nonspecific low back
pain.
D4 Reassessment of patients whose symptoms fail to resolve
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Evidence D4
There is no scientific evidence on the reassessment of patients
(level D).
Clinical guidelines D4
Most guidelines do not specifically address reassessment.
The New Zealand guidelines stated that ‘A reasonable approach
for most patients is a review by the end of the first
week, unless symptoms have completely resolved. [13] It
may be appropriate to arrange an earlier review, to reinforce
the message to keep active and avoid prolonged bed
rest.’ The Dutch guidelines advise reassessment at followup
visits after 1 week if severe pain does not subside, after
3 weeks if the symptoms are not diminishing, and after 6
weeks if there is still disability or if there is no progress in
function, or if pain does not decline. [21] The Danish
guidelines recommend re-evaluation after 2 and 4 weeks if
low back pain is unchanged or worsened. [19]
Discussion / consensus D4
The group feels that the thresholds for reassessment of 4–6
weeks used in most existing guidelines are arbitrary and
suggests using them flexibly, because the interval between
onset and first visit to a primary health care provider is
variable.
Reassessment should include psychosocial factors. The
group agrees that diagnostic imaging at this stage still does
not add anything to the management strategy if there are
no red flags.
Recommendation D4
Reassess those patients who are not resolving within a few
weeks after the first visit or those who are following a
worsening course. Exclude serious pathology and nerve
root pain. If identified, consider further appropriate management.
Identify psychosocial factors and manage appropriately.
Treatment for acute low back pain
Various health care providers may be involved in the treatment
of acute low back pain in primary care. Although there
may be some variations between European countries, general
practitioners, physiotherapists, manual therapists, chiropractors,
exercise therapists (e.g., Alexander, Feldenkrais,
Mendendieck, Cesar therapists), McKenzie therapists, orthopaedic
surgeons, rheumatologists, physiatrists (specialists
in physical medicine and rehabilitation) and others, may
all be involved in providing primary care for people with
acute low back pain. It is important that information and
treatment are consistent across professions, and that all
health care providers closely collaborate with each other.
Treatment of acute low back pain in primary care aims
at:
1) providing adequate information, reassuring the patient
that low back pain is usually not a serious disease and
that rapid recovery is expected in most patients
2) providing
adequate symptom control, if necessary, and
3) recommending
the patient to stay as active as possible and to return
early to normal activities, including work. An active
approach is the best treatment option for acute low back
pain. Passive treatment modalities (for example bed rest,
massage, ultrasound, electrotherapy, laser and traction)
should be avoided as mono-therapy and not routinely be
used, because they may increase the risk of illness behaviour
and chronicity.
Recommendations included in these guidelines relate
mainly to pain causing activity limitations or to patients
seeking care.
Referral to secondary health care should usually be
limited to patients in whom there is a suspicion of serious
spinal pathology or nerve root pain (see diagnostic triage).
Recommendations for treatment are only included if
there is evidence from systematic reviews or high quality
RCTs on acute nonspecific low back pain. No RCTs have
been identified on various commonly used interventions
for acute low back pain, for example acupuncture, heat/
cold, electrotherapy, ultrasound, trigger point and facet
joint injections, and physiotherapy (defined by a combination
of information, exercise therapy and physical modalities
(e.g, massage, ultrasound, electrotherapy)).
T1 Information and reassurance
|
Evidence T1
One non-systematic review evaluated the effectiveness of
educational interventions for back pain in primary
care. [22] One study showed that an educational booklet
decreased the number of visits to a general practitioner for
back pain. Another study showed that a 15-minute session
with a primary care nurse plus an educational booklet and
a follow-up phone call resulted in greater short-term patient
satisfaction and perceived knowledge compared with
usual care, but symptoms, physical functioning and health
care utilisation were not different (level C). In another trial
published after the review, patients were given either an
experimental booklet (the ‘Back Book’) or a traditional
booklet. [23] Patients receiving the experimental booklet
showed greater early improvement in beliefs and functional
status but there was no effect on pain (level C).
The review is not systematic and trials included in the
review have various controls and outcomes. A Cochrane
review is currently being conducted.
Guidelines T1
Most guidelines recommend reassuring patients. The UK,
US, Swiss, Finnish and Dutch guidelines recommend providing
reassurance by explaining that there is nothing dangerous
and that a rapid recovery can be expected. [1, 3, 21, 24-26] The US guidelines also stated that patients
who do not recover within a few weeks may need
more extensive education about back problems and told
that special studies may be considered if recovery is
slow. [1] The Swiss guidelines added that it is important to
reassure patients through adequate information instead of
making them insecure by stating that ‘nothing was
found’. [24, 25] The New Zealand guidelines stated that ‘it
is important to let the patient know that, if a full history
and examination have uncovered no suggestion of serious
problems, no further investigations are needed.’ [13]
Discussion T1
The group recommends reassuring the patient by acknowledging
the pain of the patient, being supportive and avoiding
negative messages. It is important to give a full explanation
in terms that the patient understands, for example,
back pain is very common; although back pain is often recurrent,
usually the outlook is very good; hurting does not
mean harm; it could arise from various structures, such as
muscles, discs, joints or ligaments. Cover the points discussed
elsewhere in this guideline as appropriate.
Core items of adequate information should be: good
prognosis, no need for x-rays, no underlying serious pathology,
and stay active. Consistency across professions is
very important.
Give adequate information and reassure the patient.
Evidence T2
Six systematic reviews (10 RCTs, no statistical pooling)
evaluated the effect of bed rest for acute low back
pain. [1, 27-31] Five RCTs (n=921) compared bed rest to
alternative treatments, e.g., exercises, physiotherapy, spinal
manipulation, or NSAIDs. They found either no differences
or that bed rest was worse using outcomes of pain,
recovery rate, time to return to daily activities and sick
leave (level A). Five RCTs (n=663) found that bed rest
was no different or worse than no treatment or placebo
(level A). Two RCTs (n=254) found that seven days of bed
rest was no different from 2 to 4 days bed rest.
Clinical guidelines T2
There now appears to be broad consensus that bed rest
should be discouraged as treatment for low back pain. [24-26,32, 33] Some guidelines state that if bed rest is indicated
(because of severity of pain), it should not be advised
for more than 2 days. [13, 18, 19, 21, 34] The UK guideline
suggests that some patients may be confined to bed for a
few days but that should be regarded as a consequence of
their pain and should not be considered a treatment. [3]
The US guidelines stated that the majority of back pain patients
will not require bed rest, and that prolonged bed rest
for more than 4 days may lead to debilitation and is not
recommended. [1]
Discussion / consensus T2
The group agrees that bed rest does not promote recovery.
Adverse effects of bed rest are joint stiffness, muscle wasting,
loss of bone mineral density, and venous thrombo-embolism. [
1] Prolonged bed rest may lead to chronic disability
and may impair rehabilitation.
Recommendation T2
Do not prescribe bed rest as a treatment.
Evidence T3
Two systematic reviews found that advice to stay active
(with or without other treatments) reduced disability, pain,
and time spent off work compared with bed rest (with or
without other treatments). [31, 35]
One systematic review of eight RCTs found that there is
strong evidence that advice to stay active is associated
with equivalent or faster symptomatic recovery, and leads
to less chronic disability and less time off work than bed
rest or usual care (level A). [31] Advice to stay active was
either provided as single treatment or in combination with
other interventions such as back schools, a graded activity
programme or behavioural counselling. Two RCTs
(n=228) found faster rates of recovery, less pain and less
disability in the group advised to stay active than in the
bed rest group. Five RCTs (n=1500) found that advice to
stay active led to less sick leave and less chronic disability
compared to traditional medical treatment (analgesics as
required, advice to rest and ‘let pain be your guide’).
The other systematic review included four trials with a
total of 491 patients. [35] Advice to stay active was compared
to advice to rest in bed in all trials. The results were
inconclusive. Results from one high quality trial of patients
with acute simple LBP found small differences in
functional status and length of sick leave in favour of staying
active compared to advice to stay in bed for two days.
One of the high quality trials also compared advice to stay
active with exercises for patients with acute simple LBP,
and found improvement in functional status and reduction
in sick leave in favour of advice to stay active.
Two subsequent RCTs do not change the conclusion
[36, 37].
Clinical guidelines T3
Guidelines in the Netherlands, New Zealand, Finland,
Norway, United Kingdom, Australia, Germany, Switzerland
and Sweden all recommend advice to stay active. [3, 13, 21, 24-26, 32-34, 38, 39] Other guidelines made
no explicit statement regarding advice to stay active.
Discussion / consensus T3
The recommendation in this guideline is based on additional
evidence from one Cochrane review and two subsequent
RCTs that were not included in earlier national
guidelines. The group feels that advice to continue normal
activities if possible is important. There is also consensus
that advice to stay at work or return to work if possible is
important. Observational studies indicate that a longer duration
of work absenteeism is associated with poor recovery
(lower chance of ever returning to work)
[see Appendix 2 ‘Back pain and work’].
Recommendation T3
Advise patients to stay active and continue normal daily
activities including work if possible.
Evidence T4
Five systematic reviews and 12 additional RCTs (39 RCTs
in total, no statistical pooling) evaluated the effect of exercise
therapy for low back pain. [1, 27, 30, 40, 41] Results for
acute and chronic low back pain were not reported separately
in three trials.
Twelve RCTs (n=1894) reported on acute low back
pain. Eight trials compared exercises with other conservative
treatments (usual care by the general practitioner, continuation
of ordinary activities, bed rest, manipulation,
NSAIDs, mini back school or short-wave diathermy). Seven
of these found no differences or even mildly worse outcomes
(pain intensity and disability) for the exercise group
(level A). Only one trial reported better outcomes for the
exercise therapy group on pain and return to work compared
to a mini back school. Four trials (n=1234) compared
exercises with ‘inactive’ treatment (i.e., bed rest, educational
booklet, and placebo ultrasound) and found no
differences in pain, global improvement or functional status
(level A). Two small studies (n=86) compared flexion
to extension exercises, and found a significantly larger decrease
of pain and a better improvement in functional status
with extension exercises.
Clinical guidelines T4
Recommendations regarding exercise therapy also show
some variation. In several guidelines, back-specific exercises
(e.g., strengthening, flexion, extension, stretching)
are considered not useful during the first weeks of an episode. [3, 21, 26, 38, 39] Other guidelines state that low
stress aerobic exercises are a therapeutic option in acute
low back pain. [1] The Danish guidelines specifically
mention McKenzie exercise therapy as a therapeutic option
in some patients with acute low back pain. [19] The
Australian guidelines state that therapeutic exercises are
not indicated in acute low back pain, but that general exercises
for maintaining mobility and avoiding sick role
may be considered. [33] The Finnish recommend guided
exercises as part of multidisciplinary rehabilitation for
subacute low back pain. [26] Guidelines from Switzerland
consider exercises (active therapy, mobilising, relaxation,
strengthening) optional in the first 4 weeks, and useful
after 4 weeks as training programmes within an activating
approach. [24, 25]
Discussion / consensus T4
The group agrees that the advice to stay active or to get active
should be promoted, and that increase in fitness will
improve general health. However, the current scientific evidence
does not support the use of specific strengthening
or flexibility exercises as a treatment for acute nonspecific
low back pain.
Recommendation T4
Do not advise specific exercises (for example strengthening,
stretching, flexion, and extension exercises) for acute
low back pain.
T5 Analgesia (paracetamol, nsaids, muscle relaxants)
|
Evidence T5
Paracetamol
Two systematic reviews found strong evidence that paracetamol
is not more effective than NSAIDs. [1, 30] There is
strong evidence from a systematic review in other situations
that analgesics (paracetamol and weak opioids) provide
short-term pain relief. [42] Six RCTs (total n=329) reported
on acute low back pain. Three compared analgesics
with NSAIDs. Two of these (n=110) found that meptazinol,
paracetamol and diflunisal (a NSAID) reduced pain
equally. The third trial found that mefenemic acid reduced
pain more than paracetamol, but that aspirin and indomethacin
were equally effective.
NSAIDs
Two systematic reviews found strong evidence that regular
NSAIDs relieve pain but have no effect on return to work,
natural history or chronicity. [43, 44] NSAIDs do not relieve
radicular pain. Different NSAIDs are equally effective.
Statistical pooling was only performed for NSAIDs v
placebo in acute low back pain.
Versus placebo:
Nine RCTs (n=1135) found that NSAIDs
increased the number of patients experiencing global improvement
(pooled OR after 1 week 2.00, 95% CI 1.35 to
3.00) and reduced the number needing additional analgesic
use (pooled OR 0.64, 95% CI 0.45 to 0.91). Four RCTs
(n=313) found that NSAIDs do not relieve radicular pain.
Versus paracetamol:
Three trials (n=153) found conflicting
results. Two RCTs (n=93) found no differences in recovery,
and one RCT (n=60) found more pain reduction
with mefenamic acid than paracetamol.
Versus muscle relaxants and opioid analgesics:
Five out
of six RCTs (n=399 out of 459) found no differences in
pain and overall improvement. One RCT (n=60) reported
more pain reduction with mefenamic acid than with dextropropoxyphene
plus paracetamol.
Versus non-drug treatments:
Three trials (n=461). One
RCT (n=110) found that NSAIDs improved range-of-motion
more than bed rest and led to lesser need for treatment.
One trial (n=241) found no statistically significant
difference. Two studies (n=354) found no differences between
NSAIDs and physiotherapy or spinal manipulation
in pain and mobility.
Versus each other:
15 RCTs (n=1490) found no difference
in efficacy. One recent trial (n=104) found somewhat better
improvement of funcioning with nimesulide, a COX-2
inhibitor, compared with ibuprofen 600 mg, but no differences
on pain relief. [45]
Muscle relaxants
Three systematic reviews (24 RCTs; n=1662 ) found
strong evidence that muscle relaxants reduce pain and that
different types are equally effective. [1, 30, 46]
Twenty-four trials on acute low back pain were identified.
Results showed that there is strong evidence that any
of these muscle relaxants (tizanidine, cyclobenzaprine,
dantrolene, carisoprodol, baclofen, orphenadrine, diazepam)
are more effective than placebo for patients with
acute LBP on short-term pain relief. The one low quality
trial on benzodiazepines for acute LBP showed that there
is limited evidence (1 trial; 50 people) that an intramuscular
injection of diazepam followed by oral diazepam for 5
days is more effective than placebo on short-term pain relief
and better overall improvement (level C). The pooled
RR for non-benzodiazepines versus placebo after two to
four days was 0.80 [95% CI; 0.71 to 0.89] for pain relief
and 0.49 [95% CI; 0.25 to 0.95] for global efficacy (level
A). The various muscle relaxants were found to be similar
in performance.
Clinical guidelines T5
Guidelines of the USA, New Zealand, Switzerland, Denmark,
Finland, the Netherlands, UK, Germany and Australia
all recommend paracetamol and NSAIDs, in that order. [1, 3, 13, 19, 21, 24-26, 33, 34] The Israeli guidelines only
recommend NSAIDs. [18] Guidelines of the Netherlands,
UK and Sweden explicitly recommend a time-contingent
prescription, while the other guidelines do not mention
this. [3, 21, 32]
The Danish, Dutch, New Zealand guidelines clearly
state that muscle relaxants should not be used in the treatment
of low back pain, because of the risk of physical and
psychological dependency. [13, 19, 21] The German and
Swiss guidelines state that muscle relaxants may be an option
if muscle spasms play an important role. [24, 25, 34]
The US guidelines state that muscle relaxants are an option
in the treatment of acute low back pain, but that they
have potential side effects. [1] The UK guidelines recommend
considering to add a short course (less than 1 week)
if paracetamol, NSAIDs or paracetamol-weak opioid compounds
failed to provide adequate pain control. [3]
Discussion / consensus T5
Adverse effects of paracetamol are usually mild. Combinations
of paracetamol and weak opioids slightly increase
the risk of adverse effects with OR 1.1 (95% CI 0.8 to
1.5) for single dose studies and OR 2.5 (95% CI 1.5 to
4.2) for multiple dose studies. [42] Adverse effects of
NSAIDs (particularly at high doses and in the elderly)
may be serious. [1, 47] Effects include gastritis and other
gastro-intestinal complaints (affect 10% of people). Ibuprofen
and diclofenac have the lowest gastrointestinal
complication rate, mainly due to the low doses used in
practice (pooled OR for adverse effects compared to placebo
1.27 95% CI 0.91 to 1.78). [47]. Adverse effects of
muscle relaxants include drowsiness and dizziness in up
to about 70% of patients, and a risk of dependency even
after one week of treatment. [1, 44] Adverse effects were
significantly more prevalent in patients receiving muscle
relaxants compared to placebo with a relative risk of 1.50
[95% CI; 1.14 to 1.98], and especially the central nervous
system adverse effects (RR 2.04; 95% CI; 1.23 to 3.37).
There was consensus among the group that paracetamol
is to be preferred as first choice medication for acute low
back pain, because of the evidence of effectiveness from
other studies outside the field of low back pain and because
of the low risk of side effects. If the patient is already
taking an adequate doses of paracetamol, NSAIDs
may be started. If the patient already takes an NSAID, a
combination of NSAIDs and mild opiates, a combination
of paracetamol and mild opiates or a combination of
NSAIDs and muscle relaxants may be used. The group acknowledges
the disagreement that exists among the various
guidelines regarding muscle relaxants and suggests
very limited use of (if any) and only a short course of muscle
relaxants due to the high risk of side effects and the
danger of habituation. The group points out that there is no
evidence for a time-contingent prescription of drugs, but
that it reflects the way it has been used in RCTs and that it
is consistent with advice to stay active and encouragement
to continue ordinary activities.
Recommendation T5
Prescribe medication, if necessary, for pain relief. Preferably
to be taken at regular intervals. First choice paracetamol,
second choice NSAIDs. Only consider adding a short
course of muscle relaxants on its own or added to
NSAIDs, if paracetamol or NSAIDs have failed to reduce
pain.
Evidence T6
Four systematic reviews included two small RCTs on
acute low back pain. [1, 30, 48-50] The second trial (n=63,
epidural steroids v epidural saline, epidural bupivacaine
and dry needling) found no difference in number of patients
improved or cured. We found conflicting evidence
on the effectiveness of epidural steroids.
Clinical guidelines T6
The German, Norwegian and Danish guidelines do not
recommend epidural injections for acute nonspecific low
back pain. [19, 34, 39] The other guidelines do not include
any recommendations regarding epidural steroids for acute
low back pain.
Discussion / consensus T6
General consensus. The group concludes that there is a
lack of sufficient evidence on epidural steroid injections
for acute nonspecific low back pain. Adverse effects are
infrequent and include headache, fever, subdural penetration
and more rarely epidural abscess and ventilatory depression. [1]
Recommendation T6
Do not use epidural steroid injections for acute nonspecific
low back pain.
Evidence T7
We found six systematic reviews [1, 27, 30, 51-53] and one
recent Cochrane review [54] (search date 2000). The
Cochrane review included 17 RCTs on acute low back
pain.
Versus placebo/Sham:
Patients receiving manipulation
showed clinically important short-term (less than 6 weeks)
improvements in pain (10-mm difference in pain (95% CI,
2-17 mm) on a 100-mm visual analogue scale) and functional
status (2.8 points difference on the Roland-Morris
Scale (95% CI, -0.1 to 5.6)) compared to sham therapy or
therapies judged to be ineffective or even harmful. After 6
months follow up there were no significant differences.
Versus other treatments:
Spinal manipulative treatment
had no statistically or clinically significant advantage on
pain and functional status over general practitioner care,
analgesics, physical therapy, exercises, or back school.
Clinical guidelines T7
Recommendations regarding spinal manipulation for acute
low back pain show some variation. In most guidelines
spinal manipulation is considered to be a therapeutic option
in the first weeks of a low back pain episode. The US,
UK, New Zealand and Danish guidelines consider spinal
manipulation a useful treatment for acute low back
pain. [1, 3, 13, 19] In the Dutch, Australian and Israeli guidelines
spinal manipulation is not recommended for acute
low back pain, although the Dutch advocate its consideration
after 6 weeks. [18, 21, 33]
Discussion / consensus T7
We do not know for which subgroup of patients spinal
manipulation is most effective. Future studies should focus
on identifying these subgroups. Spinal manipulation
should be provided by professionals with competent
skills. Risk of serious complication after spinal manupulation
is low (estimated risk: cauda equina syndrome <1
in 1 000 000). [55] Current guidelines contraindicate manipulation
in people with severe or progressive neurological
deficit.
Recommendation T7
Consider (referral for) spinal manipulation for patients
who are failing to return to normal activities.
Evidence T8
A systematic review of three RCTs found conflicting evidence
that back schools are effective for acute low back
pain. [56] Two RCTs (n=242) compared back schools with
other conservative treatments (McKenzie exercises and
physical therapy). They found no difference in pain, recovery
rate, and sick leave. One trial (n=100, physical
therapy (McKenzie exercises) v back school) found that
exercises improved pain and reduced sick leave more than
back school up to five years, but the back school in this
study consisted of one 45 minute-session while exercises
were ongoing. The other trial (n=145) compared back
schools with short-wave diathermy at lowest intensity, and
found that back schools are better at aiding recovery and
reducing sick leave in the short-term.
Clinical guidelines T8
The US guidelines state that workplace back schools may
be effective in addition to individual education efforts by a
clinician. [1] The New Zealand guidelines state that there
is insufficient evidence for back schools. [13] The Swiss
and German guidelines recommend back schools for secondary
prevention of chronicity and recurrences in patients
with resolved acute low back pain. [24, 25, 34] The
Danish guidelines recommended ‘modern’ back schools
(“teaching focuses upon ignoring the pain as much as possible”)
for patients with low back pain if there is a clear
need for rehabilitation, or when prevention at the workplace
is being considered. [19] The other guidelines do not
include recommendations on back schools for treatment of
acute low back pain.
Discussion / consensus T8
The recommendations in favour of back schools in some
of the national guidelines seem related to treatment of subacute
low back pain or secondary prevention of chronic
low back pain, but not to treatment of acute low back pain.
Recommendation T8
We do ot recommend back schools for treatment of acute
low back pain.
Evidence T9
Five systematic reviews were identified on behavioural
therapy for low back pain. [1, 22, 27, 30, 57] However, there
was only one RCT on acute nonspecific low back pain.
There is limited evidence (one RCT; n=107) that behavioural
treatment reduced pain and perceived disability
more than traditional care (analgesics and exercise until
pain had subsided) at 9 to 12 months.
Clinical guidelines T9
None of the international guidelines on acute low back
pain included recommendations on behavioural treatment.
Discussion / consensus T9
A behavioural approach may become more important in
treatment of sub-acute low back pain or in the prevention
of chronicity and recurrences. One small trial was published
approximately 30 years ago. There is consensus that
randomised trials evaluating a behavioural approach in
primary care settings are needed.
None of the guidelines, (with the exception of some general
principles in the New Zealand ‘Yellow Flags’) give any
specific advice on what to do about psychosocial risk factors
that are identified, and there are no randomised trials
directly linking an intervention to psychosocial risk factors
for acute low back pain.
Recommendation T9
We do not recommend behavioural therapy for treatment
of acute low back pain.
Evidence T10
Three systematic reviews [27, 30, 58] included two RCTs
that reported on acute low back pain (total n=225, traction
v bed rest + corset, traction v infrared). One trial found
that traction significantly increased overall improvement
compared with both other treatments after 1 and 3 weeks.
But the second trial found no significant difference in
overall improvement after 2 weeks.
Clinical guidelines T10
The UK guidelines state that traction does not appear to be
effective for low back pain. [3] The New Zealand guidelines
state that traction should not be used for acute low back
pain. [13] The Danish and US guidelines do not recommend
traction. [1, 19] Other guidelines made no explicit statement
regarding traction.
Discussion / consensus T10
General consensus.
Recommendation T10
Do not use traction.
Evidence T11
One systematic review found insufficient evidence to recommend
massage as a stand-alone treatment for acute
nonspecific low back pain. [59] Two low quality RCTs investigated
the use of manual massage as a treatment for acute
nonspecific low back pain. In both studies massage was the
control intervention in evaluating spinal manipulation. There
is limited evidence showing that massage is less effective
than manipulation immediately after the first session. At the
completion of treatment and at 3 weeks after discharge there
is no difference between massage and manipulation.
Clinical guidelines T11
The Danish guidelines do not generally recommend massage,
but state that it may be considered for pain relief for
localised muscle pain or for initial pain relief prior to using,
for example, manipulation or exercise therapy. [19]
The New Zealand, US and UK guidelines do not recommend
massage due to insufficient evidence or due to lack
of any effect on clinical outcomes. [1, 3, 13] Other guidelines
made no explicit statement regarding massage.
Discussion / consensus T11
General consensus.
Recommendation T11
We do not recommend massage as a treatment for acute
nonspecific low back pain.
Evidence T12
Two systematic reviews of two RCTs found insufficient
evidence. [1, 30]
One study (n=58) compared a rehabilitation program with
TENS to the rehabilitation program alone in an occupational
setting and found no differences on pain and functional
status. The other low quality study (n=40) compared
TENS with paracetamol and reported significantly better
improvement in the TENS group after 6 weeks regarding
pain and mobility.
Clinical guidelines T12
The US, Swiss and Danish guidelines do not recommend
TENS. [1, 19, 24, 25] The New Zealand guidelines state that
there is at least moderate evidence of no improvement in
clinical outcomes with TENS. [13] The UK guidelines
state that there is inconclusive evidence on the efficacy of
TENS. [3] Other guidelines made no explicit statement regarding
TENS.
Discussion / consensus T12
General consensus.
Recommendation T12
We do not recommend transcutaneous electrical nerve
stimulation (TENS) for acute nonspecific low back pain.
T13 Multidisciplinary treatment programmes
|
Evidence T13
One systematic review of two RCTs (n=233) found that
multidisciplinary treatment leads to faster return to work
and less sick leave than usual care. [60] In one study in patients
who had been absent from work for eight weeks the
multidisciplinary ‘graded activity’ programme consisted
of 1) measurement of functional capacity, 2) a workplace
visit, 3) back school education, and 4) an individual, submaximal,
gradually increased exercise programme, with
an operant-conditioning behavioural approach. In the other
study in patients who had been absent from work for more
than four weeks, the comprehensive multidisciplinary programme
consisted of a combination of clinical intervention
(by a back pain specialist, back school, functional rehabilitation
therapy, and therapeutic return to work), and
occupational intervention (visit to an occupational physician
and participatory ergonomics evaluation conducted
by an ergonomist, including a work-site evaluation).
Clinical guidelines T13
The Finnish guidelines recommend active multidisciplinary
rehabilitation after 6 weeks. [26] The Swiss and
Dutch guidelines recommend multidisciplinary treatment
for chronic low back pain only, not for acute or sub-acute
low back pain. [21, 24, 25, 38] The German guidelines recommend
multidisciplinary treatment for patients with a
high risk of chronicity and sick leave of three months or
more [34].
Discussion / consensus T13
Evidence from trials is related to multidisciplinary programmes
which typically include a variety of interventions,
such as exercises, back school education, workplace
visit, ergonomic advise and behavioural treatment. It is unclear
what the effectiveness of the various components of
these programmes is.
Recommendation T13
Consider multidisciplinary treatment programmes in occupational
settings for workers with sick leave for more than
4 - 8 weeks.
Several RCTs were identified on treatments for acute low
back pain that were not included in the guidelines: four trials
on acupuncture [61-64], six trials on herbal medicine
[65-70], one trial on interferential therapy [71], and three
trials on low-level heatwrap therapy [72-74]. These interventions
were not included in the guidelines, because they
were not summarized in a systematic review, involve alternative
therapy, or are not commonly used throughout Europe
for the treatment of acute low back pain. Note that all
three trials on low-level heatwrap therapy came from one
research group and that there was a strong conflict of interest
in these trials. Also note that most of the trials on
herbal medicine came from one research group and that
most patients included in these trials had acute exacerbations
of chronic back pain. References are provided for
readers who are interested in these trials.
RCTs on neuroreflexotherapy included patients with
subacute and chronic low back pain and will be summarized
in the chronic guideline.
Recommendations for future research:
There is an urgent need for validated instruments to assess
psychosocial risk factors.
There is a need to identify the relative effect of specific
types of or components of behavioural treatment.
There is a need to identify relevant sub-groups of patients
with a high risk of psychosocial factors or a high
risk of chronicity.
Future RCTs concerning therapeutic strategies should
focus primarily on interventions with an activating approach
and the prevention of chronicity as one of the main
outcomes.
There is a need to identify effective implementation
strategies for low back pain guidelines.
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RCT ni yoru kyusei yotsu-sho ni taisuru
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Appendix I: Methodological quality of studies and levels of evidence
A grading system was used for the strength of the evidence.
This grading system is simple and easy to apply,
and shows a large degree of consistency between the
grading of therapeutic and preventive, prognostic and diagnostic
studies. The system is based on the original ratings
of the AHCPR Guidelines (1994) and levels of evidence
used in systematic (Cochrane) reviews on low
back pain.
Level of evidence:
1. Therapy and prevention:
Level A: Generally consistent findings provided by (a systematic
review of) multiple high quality randomised
controlled trials (RCTs).
Level B: Generally consistent findings provided by (a systematic
review of) multiple low quality RCTs or nonrandomised
controlled trials (CCTs).
Level C: One RCT (either high or low quality) or inconsistent
findings from (a systematic review of) multiple
RCTs or CCTs.
Level D: No RCTs or CCTs.
Systematic review: systematic methods of selection and
inclusion of studies, methodological quality assessment,
data extraction and analysis.
2. Prognosis:
Level A: Generally consistent findings provided by (a systematic
review of) multiple high quality prospective cohort
studies.
Level B: Generally consistent findings provided by (a systematic
review of) multiple low quality prospective cohort
studies or other low quality prognostic studies.
Level C: One prognostic study (either high or low quality)
or inconsistent findings from (a systematic review of)
multiple prognostic studies.
Level D, no evidence: No prognostic studies.
High quality prognostic studies: prospective cohort studies
Low quality prognostic studies: retrospective cohort
studies, follow-up of untreated control patients in a RCT,
case-series
3. Diagnosis:
Level A: Generally consistent findings provided by (a
systematic review of) multiple high quality diagnostic
studies.
Level B: Generally consistent findings provided by (a systematic
review of) multiple low quality diagnostic studies.
Level C: One diagnostic study (either high or low quality)
or inconsistent findings from (a systematic review of)
multiple diagnostic studies.
Level D, no evidence: No diagnostic studies.
High quality diagnostic study: Independent blind comparison
of patients from an appropriate spectrum of patients,
all of whom have undergone both the diagnostic test and
the reference standard. (An appropriate spectrum is a cohort
of patients who would normally be tested for the target
disorder. An inappropriate spectrum compares patients
already known to have the target disorder with patients diagnosed
with another condition)
Low quality diagnostic study: Study performed in a set
of non-consecutive patients, or confined to a narrow spectrum
of study individuals (or both) all of who have undergone
both the diagnostic test and the reference standard, or
if the reference standard was unobjective, unblinded or not
independent, or if positive and negative tests were verified
using separate reference standards, or if the study was performed
in an inappropriate spectrum of patients, or if the
reference standard was not applied to all study patients.
The methodological quality of additional studies will
only be assessed in areas that have not been covered yet
by a systematic review or of the non-English literature.
The methodological quality of trials is usually assessed
using relevant criteria related to the internal validity of trials.
High quality trials are less likely to be associated with
biased results than low quality trials. Various criteria lists
exist, but differences between the lists are subtle.
Quality assessment should ideally be done by at least
two reviewers, independently, and blinded with regard to
the authors, institution and journal. However, as experts are
usually involved in quality assessment it may often not be
feasible to blind studies. Criteria should be scored as positive,
negative or unclear, and it should be clearly defined
when criteria are scored positive or negative. Quality assessment
should be pilot tested on two or more similar trials
that are not included in the systematic review. A consensus
method should be used to resolve disagreements and a third
reviewer was consulted if disagreements persisted. If the article
does not contain information on the methodological
criteria (score ‘unclear’), the authors should be contacted
for additional information. This also gives authors the opportunity
to respond to negative or positive scores.
The following checklists are recommended:
Checklist for methodological quality of therapy / prevention studies
Items:
1) Adequate method of randomisation,
2) Concealment of treatment allocation,
3) Withdrawal / drop-out rate described and acceptable,
4) Co-interventions avoided or equal,
5) Blinding of patients,
6) Blinding of observer,
7) Blinding of care provider
8) Intention-to-treat analysis,
9) Compliance,
10) Similarity of baseline characteristics.
Checklist for methodological quality of prognosis (observational) studies
Items:
1) Adequate selection of study population,
2) Description of in- and exclusion criteria,
3) Description of potential prognostic factors,
4) Prospective study design,
5) Adequate study size (> 100 patient-years),
6) Adequate follow-up (> 12 months),
7) Adequate loss to follow-up (< 20%),V
8) Relevant outcome measures,
9) Appropriate statistical analysis.
Checklist for methodological quality of diagnostic studies
Items:
1) Was at least one valid reference test used?
2) Was the reference test applied in a standardised manner?
3) Was each patient submitted to at least one valid reference
test?
4)Were the interpretations of the index test and reference
test performed independently of each other?
5) Was the choice of patients who were assessed by the
reference test independent of the results of the index
test?
6) When different index tests are compared in the study:
were the index tests compared in a valid design?
7) Was the study design prospective?
8) Was a description included regarding missing data?
9) Were data adequately presented in enough detail to
calculate test characteristics (sensitivity and specificity)?
Appendix II: Back pain and work
by Tim Carter
These guidelines are directed at the management of back
pain in primary health care settings. Effective collaboration
with those providing occupational health services, managers
responsible for defining the tasks undertaken at work
and social security administrations may be required whenever
back pain occurs in people of working age. This appendix
outlines the contributions which good occupational
health practice can make to back pain management and
identifies where the evidence base for such practice can be
found. Detailed guidelines are not presented as these will
vary considerably between member states depending on the
provisions for occupational health and social security.
Low back pain is a very common problem in people of
working age. The physical demands of work can precipitate
individual attacks of low back pain and the risks are
higher in jobs where there is:
- Heavy manual labour
- Manual material handling
- Awkward postures
- Whole body vibration
The demands of work may also influence the ease of return
after an episode of pain (1).
However although work may be a contributory cause, it
is not responsible for a large proportion of episodes of
pain. Back pain is common in all occupations and is a major
cause of absence from work and one of the leading reasons
for long term incapacity and medical retirement.
Thus employers and social security administrations should
have a strong incentive to ensure that disability from back
pain is minimised and to collaborate with primary care
providers to secure effective case management.
Good occupational health practice for back pain management
has been addressed in guidelines produced in the
Netherlands (2), UK (3, 4, 5), Australia (6, 7), Japan (8),
USA (9), Canada [10] and New Zealand [11, 12].
The key evidence based principles for back pain management
in the occupational health setting are:
Recognising that selection at recruitment will not reduce
incidence significantly. There is no evidence that clinical
examination or diagnostic tests such as X-rays are valid
predictors of future risk. Hence they have no place in
routine pre-placement screening or selection.
Understanding that while ergonomic measures will bring
some benefits there are no well-validated preventative
techniques. This means that some incidents of back pain
in any workforce are inevitable
Ensuring that the need for an active approach to case
management is understood by employees and employers
and planning for this in anticipation of future incidents.
The educational element in this would include a shared
understanding that active management reduces pain and
disability and that return to work before the person is
pain free will often be the best way of speeding resolution
of the discomfort.
Securing a collaborative approach to case management
with primary care providers as soon as possible after an incident
of back pain in order to plan an early and effective
return to work, with temporary modification to tasks or
working arrangements if this is likely to hasten recovery.
Arranging access to rehabilitation for anyone who has
been away from work for more than four weeks.
Implications for primary care providers
Giving a patient entitlement to absence from work because
of nonspecific back pain should be avoided where possible
as it is likely to delay rather than hasten recovery.
Where there is an occupational health professional available,
the primary care provider is recommended to secure
consent from the patient to initiate a shared plan for case
management. This should include arrangements for referral
for rehabilitation if the pain persists and for prevention
of return to work within four weeks.
Where there is no occupational health service available, the
primary care provider is recommended to review the options
for collaboration on occupational aspects with the patient and
ensure that the principles outlined above are followed.
If the patient is of working age but not in employment
liaison with the social security, administration as specified
in national regulations will be required. It will often be to
the benefit of the patient to propose a treatment plan to the
administration and obtain their support for it, especially in
relation to access to rehabilitation services and retraining
should this be needed.
References:
Research on work related low back disorders.
Luxembourg Office for Official
Publications of the European Union
(2000), ISBN 92 95007 02 6.
Nederlandse Vereniging voor Arbeidsen
Bedrijfsgeneeskunde. Handelen van
de bedrijfsarts bij werknemers met lage
rugklachten. Geautoriseerde richtlijn, 2
april 1999. / Dutch Association for Occupational
Medicine. Management by
the occupational physician of employees
with low back pain. Authorised
Guidelines, April 2, 1999, ISBN 90
76721 01 7. [the Netherlands]
Carter JT, Birrell LN. Occupational
Health Guidelines for the Management
of Low Back Pain at Work: recommendations.
Faculty of Occupational Medicine,
London 2000, ISBN 1 86016 131
6 (also on www.facoccmed.ac.uk)
[UK]
Waddell G, Burton AK. Occupational
Health Guidelines for the Management
of Low Back Pain at Work: evidence
review. Faculty of Occupational Medicine,
London 2000, ISBN 1 86016 131
6 (also on www.facoccmed.ac.uk)
[UK]
Waddell G, Burton AK. Occupational
Health Guidelines for the Management
of Low Back Pain at Work: evidence
review. Occup Med 2001; 51: 124-35.
[UK]
Steven ID (Ed) Guidelines for the management
of back-injured employees.
Adelaide: South Australia Workcover
Corporation. 1993 [Australia]
Victorian Workcover Authority..
Guidelines for the management of employees
with compensable low back
pain. Melbourne, Victorian Workcover
Authority. 1993 and revised Edition
1996 [Australia]
Yamamoto S. Guidelines on Worksite
Prevention of Low Back Pain Labour
Standards Bureau Notification No.57.
Industrial Health 1997; 35:143-172.
[Japan]
Fordyce WE (Ed). Back Pain in the
Workplace: Management of Disability
in Nonspecific Conditions. Seattle,
IASP Press. 1995 [US – International]
Spitzer WO, Leblanc FE, Dupuis M.
Scientific approach to the assessment
and management of activity-related
spinal disorders. A monograph for clinicians.
Report of the Quebec Task
force on Spinal disorders. Spine
1987;12(Suppl.7S):1-59. [Canada]
Accident Compensation Corporation
and National Health Committee. Active
and working! Managing acute low
back pain in the workplace. Wellington,
New Zealand, 2000. [New
Zealand]
Accident Compensation Corporation
and National Health Committee, Ministry
of Health. Patient guide to acute
low back pain management. Wellington,
New Zealand, 1998. [New
Zealand]
Appendix III: Dissemination and implementation
by Even Laerum
Clinical guidelines are usually defined as ‘systematically
developed statements to assist practitioner and patient decisions
about appropriate health care’ as a vehicle for assisting
health care providers in grasping new evidence and
bring it into daily clinical routines for improving practice
and for diminishing costs. [1]
Implementation of guidelines means putting something
(e.g. a plan or an innovation) into use. The process of
spreading clinical guidelines implies diffusion, active dissemination
and implementation. Diffusion is a passive
concept while dissemination is a more active process including
launching of targeted and tailored information for
the intended audience. Implementation often involves
identifying and assisting in overcoming barriers to the use
of the knowledge obtained from a tailored message. Normally
implementation procedures mean a multi-disciplinary
enterprise.
Effectiveness of interventions
Success in the implementation process requires knowledge
about important factors behind general positive and negative
attitudes towards guidelines related to usefulness, reliability,
practicality and availability of the guidelines. Also
the overall individual, team and organisational competence
to follow recommended procedures seem to be vital.
Systematic reviews of the effectiveness of interventions to promote professional behaviour or change have shown: [2]
Consistently effective are
Educational outreach visits (for prescribing in North American settings)
Reminders (manual or computerised)
Multifaceted interventions
– A combination that includes two or more of the following:
audit and feedback, reminders, local consensus process and marketing
Interactive educational meetings
– Participation of health care providers in workshops that include discussions of practice
Mixed effects
Audit and feedback
– Any summary of clinical performance
Local opinion leaders
– Use of providers nominated by their colleagues as ‘educationally influential’
Local consensus process
– Inclusion of participating providers in discussion to ensure that they agreed
that chosen clinical problem was important and the approach to managing
the problem was appropriate
Patient mediated interventions
– Any intervention aimed at changing the performance of health care providers
where specific information was sought from or given to patients
Little or no effect
Educational materials
– Distribution of published or printed recommendations
for clinical care, including
clinical practice guidelines,
audio-visual materials and electronic publications
Didactic educational meetings
– Lectures
Barriers and facilitators
A successful implementation of guidelines requires thoroughly
performed planning and monitoring of the implementation
whereof addressing barriers and facilitators
appear to be of vital importance to enhance the implementation
process. Before starting the implementation
such barriers and facilitators should be systematically
recorded among target groups for applying the clinical
guidelines.
Potential barriers to change may include
[3]:
Practice environment
Educational environment
Health care environment
Lack of financial resources
Lack of defined practice populations
Health policies which promote ineffective or unproven
activities
Failure to provide practitioners with access to appropriate
information
Social environment
Practitioner factors
Obsolete knowledge
Influence of opinion leaders
Beliefs and attitudes (for example, related to previous
adverse experience of innovation)
Patient factors
Implementation strategies should be tailored according to
recorded identified barriers and facilitators. How to do this
is described in detail in Evidence Based Practice in Primary
Care. [4]
Evaluation
In general it is also recommended to evaluate outcome and
result of the implementation process. Outcome measures
related to low back pain will often be before and after status
of use of health services, for instance x-ray, sickness
absence and back related health status of the patient population
(e.g. pain, function/quality of life). Types of evaluation
may include RCTs, cross-over and semi-experimental
trials, before-after study and interrupted time series analyses. [4] An economic evaluation is also required on both
the course and the benefits of implementation. [5]
Oxman et al. [6] reviewed 102 randomised controlled
trials in which changes in physician behaviour were attempted
through means such as continuing medical education
workshops and seminars, educational materials, academic
detailing and audit and feedback. Each produced
some change but the authors concluded that a multifaceted
strategy was called for using a combination of
methods and that there can be no “magic bullet” for a successful
implementation.
References:
Thorsen T, Mäkelä M. Changing Professional
Practice. Theory and Practice
of Clinical Guidelines Implementation.
Copenhagen: Danish Institute for
Health Services Research and Development,
1999:13.
Haines A, Donald A, eds. Getting Research
Findings into Practice. London:
BMJ Books, 1998: 31.
Haines A, Donald A, eds. Getting Research
Findings into Practice. London:
BMJ Books, 1998: 6.
Silagy C, Haines A. Evidence Based
Practice in Primary Care. London:
BMJ Books, 1998.
Thorsen T, Mäkelä M. Changing Professional
Practice. Theory and Practice
of Clinical Guidelines Implementation.
Copenhagen: Danish Institute for
Health Services Research and Development,
1999.
Oxman AD, Thomson MA, Davis DA,
Haynes RB. No magic bullets: a systematic
review of 102 trials of interventions
to improve professional practice.
Can Med Assoc J 1995; 153:
1423-31.
Appendix IV: Inclusion of non-English language literature
by Maria Teresa Gil del Real
Background
There is still an ongoing debate about inclusion in systematic
reviews of studies published in other languages than English.
Although inclusion of non-English literature is often
recommended, it may not always be feasible and may depend
on the time and resources available. Some authors
suggested that there is empirical evidence that exclusion of
trials published in other languages than English might be associated
with bias. Grégoire et al. (1995) suggested that
positive results by authors from non-English speaking countries
are more likely to be published in English and negative
results in the authors’ language. They found an example of
a meta-analysis where inclusion of a non-English language
trial changed the results and conclusion. Egger et al. (1997)
found that authors of German-speaking countries in Europe
were more likely to publish RCTs in an English-language
journal if the results were statistically significant. On the
other hand, Moher et al. (1996) evaluated the quality of reporting
of RCTs published in English, French, German, Italian
and Spanish between 1989 and 1993 and did not find
significant differences. Vickers et al (1998) found that trials
published in some non-English languages (Chinese, Japanese,
Russian and Taiwanese) had an unusually high proportion
of positive results. However, Jüni et al (2002) found
that excluding trials published in other languages than English
generally has little impact on the overall treatment effect.
Although the evidence seems to be inconclusive, most
authors concluded that all trials should be included in a
systematic review regardless of the language in which they
were published, to increase precision and reduce bias. The
Cochrane Back Review Group recommended in its method
guidelines for reviews on low back pain that if RCTs published
in other languages are excluded from a review, the
reason for this decision should be given. (van Tulder et al
2003) Especially on topics where there are likely to be a
significant number of non-English language publications
(for example, the Asian literature on acupuncture) it may
be wise to consider involvement of a collaborator with relevant
language skills. The members of the Working Group
acknowledged that a different literature search should be
performed for non-English literature than for the English
literature. Databases do not exist for most other languages,
the reliability and coverage of the databases that do exist
is unclear, and sensitive search strategies for these databases
may not have been developed.
Most of the systematic reviews used in the European
guidelines included trials published in English and some
other languages (mostly German, French, Dutch and
sometimes Swedish, Danish, Norwegian and Finnish). Obviously,
the national guidelines that we have used as basis
for our recommendations have included studies published
in their respective languages. National committees that developed
guidelines in these languages have considered
Danish, Dutch, Finnish, French, German, Norwegian and
Swedish language studies. Only Italian and Spanish trials
have yet not been considered, because guidelines in these
countries do not exist. Because there was no Italian member
participating in the WG, we only considered the Spanish
literature.
Objectives
To summarise the evidence from the Spanish literature and
evaluate if it supports the evidence review and recommendations
of the guidelines.
Methods
Literature search
Relevant trials were identified in existing databases: Literatura
Latino Americana e do Caribe em Ciencias da Saude
(LILACS) and Índice Médico Español (IME). The
Iberoamerican Cochrane Centre (Centro Iberoamericano
de la Colaboración Cochrane ) was contacted for additional
trials.
Inclusion criteria are:
1) randomised controlled trials,
2) acute and subacute low back pain (less than 12 weeks),
and
3) any intervention.
Quality Appraisal
The abstracts with no English version have been translated
from Spanish by a native English speaker. Some papers
had an English version of their abstracts. In these cases,
the translator has just done a linguistic review of them
and, in those cases in which the Spanish and English versions
did not match, a translation of the Spanish abstract
has been done. Some Spanish journals publish only short
reports of the studies (similar to abstracts). In these cases,
the entire report has been considered as the abstract. Other
Spanish journals have a mandatory structure for the abstracts
they publish, which may have changed over time,
but most do not. Therefore, there is a considerable difference
in the amount of information provided by different
abstracts. Two reviewers assessed the quality of the trials
using the checklist for methodological quality of therapy/
prevention studies (see Appendix 1).
Data extraction
Data were extracted regarding characteristics of patients,
interventions and outcomes (pain, functional status, global
improvement, return to work, patient satisfaction, quality
of life, generic functional status and intervention-specific
outcomes) and the final results of the study for each outcome
measure at each follow-up moment
Data analysis
The results of the Spanish literature (quality, data and results)
were considered by the members of the WG to see if
the results do or do not support the recommendations. If
not, reasons for these inconsistencies were explored.
Results
Study selection.
From over 25,000 entries in IME and LILACS databases,
9 randomized controlled trials on back pain were selected
from 112 available controlled trials on all subjects. Seven
trials were identified through contacting the Iberoamerican
Cochrane Centre. So, a total of 16 back pain RCTs were
identified. Six of these were excluded because the study
population consisted of chronic pain patients (Gonzalez et
al 1992; Kovacs et al 1993; Llop 1993; Kovacs et al 1996;
Ortiz et al 1997; Kovacs et al 2001), and three because patients
had specific low back pain (Mota et al 1989; Ferrer
et al 1992; Marquez et al 1998). One study had already
been included in a Cochrane review on muscle relaxants
(Corts Giner 1989). Consequently, the evidence of six
Spanish trials was summarised.
Muscle relaxant plus vitamin B12 vs. muscle relaxant alone or vitamin B12 alone.
One low quality study compared the therapeutic effect of
the combination of a muscle relaxant plus vitamin B12 (tiocolchicoside
+ dibencozide; n=40) with the muscle relaxant
alone (tiocolchicoside 4 mg; n=30) for patients with
acute low back pain (Portugal 1987). Both therapies were
administered as i.m. injections one-a-day for 10 days. The
drug combination was found to be significantly better in
improving pain and function. The overall tolerance was
excellent with the drug combination and good with tiocolchicoside
alone.
Another low quality study compared the effect of of the
combination of a muscle relaxant plus vitamin B12 (dibencozide
+ tiocolchicoside; n=40) with the vitamin B12
alone (dibencozide 20 mg; n=30) for patients with acute
low back pain and exacerbations of chronic low back pain
(Sanchez 1987). At baseline, patients in both groups were
comparable with regard to age and severity of symptoms.
Patients receiving dibencozide+tiocolchicoside had a statistically
significant better improvement in pain and functioning
when compared to those receiving only dibencozide.
Tolerance was excellent in the group receiving
dibencozide + tiocolchicoside and very good in the one receiving
dibencozide alone.
The group agrees that the evidence from these relatively
small trials does not change the recommendations based
on systematic reviews.
Nsaids vs. nsaids.
One low quality study including 50 adults of either sex
with low back pain compared sodium diclofenac 75 mg intramuscular
(n=25), and triapophenic acid 200 mg bid (n =
25) (Uriegas MA 1987). The study was double-blind. A
verbal analogue scale, a visual analogue scale, and parameters
of pain and analgesia were assessed. In addition, the
overall subjective feeling of improvement was asked of
both the researcher and the patient. On comparing the different
variables at the start, during and at the end of treatment,
all the variables were significantly (p<0,05)
favourable to sodium diclofenac. This was in accordance
with the general observation of the researcher. Tolerance
was similar for both products.
Another double blind study of low methodological
quality was designed to assess the safety and efficacy of
piroxicam and sulindac in the treatment of acute low back
pain (Castro 1992). Thirty patients received piroxicam 40
mg IM for 2 days, and 20 mg oral daily for 4 days, and 30
patients received 200 mg of sulindac twice a day for 6
days. Muscle contracture, straight leg raising test,
Schober’s test and antalgic gait showed more improvement
in the piroxicam group. Pain and disability were not
considered in this trial. Gastritis was the only side effect
reported in both groups. There was no significant incidence
of adverse reactions in any of the study groups.
A double-blind, high quality trial was carried out to
evaluate the efficacy of etodolac versus piroxicam for the
treatment of acute low back pain (Arriagada & Arinoviche
1992). Two homogenous groups (in terms of age,
sex, time since last crisis and duration of current episode)
were treated during one week with either etodolac 300 mg
b.i.d. (n=30) or piroxicam 20 mg/day (n=31). All 61 patients
completed the study. Several clinical parameters
were assessed prior to and after treatment, and adverse
drug reactions were registered at the final visit. Compared
to baseline, statistically significant (p<0.005) relief of
symptoms was achieved in both groups for pain intensity,
sleep quality, paravertebral muscle spasm and spinal
range of motion. No significant differences were established
between groups in relation to efficacy. Patients
treated with etodolac had significantly less adverse reactions
than those on piroxicam (p<0.025).
The group agrees that these trials do not change the
recommendations of the guideline.
Corticosteroid vs. nsaids.
One low quality study compared the effectiveness of oral
corticosteroid therapy vs. conventional NSAIDs in the
treatment of acute low back pain (Rivera et al 1993).
Twenty-seven patients who visited the emergency room
were included. They were randomized into two groups,
one treated with indomethacin 25/8 hr and the other with
deflazacort 15 mg/day, during 14 days. There were no statistical
differences at the beginning of the trial in patient
characteristics, pain intensity, leg radiated pain or neuro-
logical involvement. Pain, subjective improvement, functional
status, return to work, and side effects were assessed
at days 0, 3, 7, and 14. Both treatments showed a significant
improvement in all the parameters analyzed, but no
differences between groups were found. However, 66% of
patients in the corticosteroid group and none in the nsaid
group had returned to work by the end of the trial. More
gastrointestinal side effects were found in the indomethacin
group (p < 0.05).
This small, low quality trial does not change the recommendations
of the guideline.
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