1993 • Aspen Publishers, Inc.
Thanks to the National Guideline Clearinghouse™ (NGC), a public resource for evidence-based clinical practice guidelines, for the use of this document!
Note from National Guideline Clearinghouse (NGC): The recommendations, presented below, were the most important part of the proceedings. At all times, however, it must be kept in mind that the recommendations should not be perceived as free floating statements. Each recommendation must be placed in the context of the entire document.
The scientific and theoretical base of a recommendation must be kept in mind, as well as its relationship to other recommendations. The definitions of the ratings for the documents - the practice rating (e.g., "necessary"), the quality of evidence in support, and the consensus level - are provided in the "Rating Scheme" field of the NGC full summary and are repeated at the end of this major recommendations section. The following excerpt of the major recommendations of the guideline is provided for reference purposes only.
MAJOR RECOMMENDATIONS:
I. History and Physical Examination
II. Diagnostic Imaging
III. Instrumentation
IV. Clinical Laboratory
V. Record Keeping and Patient Consents
VI. Clinical Impression
VII. Modes of Care
VIII. Frequency and Duration of Care
IX. Reassessment
X. Outcome Assessment
XI. Collaborative Care
XII. Contraindications and Complications
XIII. Preventive Maintenance Care and Public Health
XIV. Professional Development
DEFINITIONS
- History and Physical Examination:
- History
The process by which one determines the diagnosis should be adequately recorded and
interpretable.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
The history plays a critical role in the diagnostic process. A well-performed history will appropriately identify the region to be examined and the extent of the condition.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
The components of the history may include any or all of the following, dependent on the presentation of the patient and the judgment of the practitioner.
Data on identity, including age and sex
Chief complaint (problem list)
History of present complaint
- history of trauma
- description of chief complaint(s)
- quality/character
- intensity frequency
- location and radiation
- onset
- duration
- palliative and provocative factors
Family history
Past health history
- general state of health
- prior illness
- surgical history
- previous injuries, i.e., MVA, workers comp.
- past hospitalizations
- previous treatment and diagnostic tests
- medications
- allergies
Psycho-social history
- occupation
- activities
- recreational activities
- exercise
Social history
- marital status
- level of education
- social habits
Review of systems
- musculoskeletal
- cardiovascular
- respiratory
- gastrointestinal
- genitourinal
- central nervous system
- eye, ear, nose and throat
- endocrine
- peripheral vascular disease
- psychiatric
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Examination
Practitioners may use any or all diagnostic procedures pertinent to the physical
examination, however sophisticated, dependent on individual training and the legal
statutory framework within which they work.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Examination procedures regardless of chief complaint(s) may include:
Evaluation of blood pressure and pulse rate
Recording of height and weight
Record of temperature in the presence of pertinent subjective complaints
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
In the presence of head complaints evaluation may include examination of the neck and
adjacent structures as well as appropriate vascular and cranial nerve testing.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
In the presence of reported or observed changes in cognition, coordination, special
sensory function or recent head trauma, it is necessary to perform a neurologic evaluation
or obtain a more extensive neurologic/vascular workup in a timely fashion.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Examination of the neck and adjacent structures may include:
Inspection and observation to include postural presentation of the region
Regional palpation
Range of motion including active and/or passive movement
Muscle strength
Provocative maneuvers which might include compression and stretching
Neurologic examination
Vascular examination as is safe and effective in diagnosing the patient
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Examination procedures for thoracic and/or chest complaints may include:
Inspection and observation to include postural presentation of the region
Regional palpation
Auscultation of the chest in the presence of pertinent subjective complaints to be
performed by the practitioner or appropriate specialist
Auscultation of heart sounds in the presence of pertinent subjective complaints to be
performed by the practitioner or appropriate specialist
Auscultation and palpation of the abdomen
Range of motion including passive and/or active movements
Muscle strength
Provocative maneuvers which may include compression and stretching
Neurologic examination as is safe and effective in diagnosing the patient
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Examination procedures for lower back and adjacent structures may include:
Inspection and observation to include postural presentation of the region
Regional palpation
Evaluation of the abdominal aorta to include palpation and auscultation in the presence
of pertinent subjective and objective findings
Evaluation of the abdominal/pelvic viscera to include palpation and/or auscultation in
the presence of pertinent subjective complaints
Range of motion including passive and/or active movements
Muscle strength
Provocative maneuvers which may include compression and stretching
Neurologic examination
Vascular examination
Recording the circumference of the involved extremity in the presence of pertinent
subjective complaints is safe and effective in diagnosing the patient
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Examination procedures for extremity complaints may include:
Vascular examination
Neurologic examination
Regional palpation
Range of motion including passive and/or active movements
Provocative maneuvers which may include compression and stretching.
Recording the circumference measurements of the involved extremity in the presence of pertinent subjective complaints is safe and effective in diagnosing the patient
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Independent chiropractic examinations (ICE) should be performed in accordance with the
recommendations put forth in this chapter.
Rating: |
Recommended |
Evidence: |
Class II |
Consensus Level: |
1 |
Diagnostic Imaging:
- Sequence of Services
The practitioner, in most instances, is the person that
initiates a radiographic study. The study is performed by the technologist or qualified
person in a safe environment in a manner consistent with published guidelines regarding
quality and performance. It is the standard of care that all studies are viewed for
interpretation by the practitioner or radiologist to obtain the maximum level of diagnosis
which is achievable based on the type of study performed. Standard and customary billing
procedures are followed.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
- Patient Selection Procedures
The decision on whether or not to use diagnostic
imaging studies is made following a carefully performed history, physical and regional
evaluation, and consideration of cost/ benefit/radiation exposure ratios. It is based on
sound clinical reasoning and the likelihood that significant information can be obtained
from the study in regards to diagnosis, prognosis and therapy. The decision remains solely
the domain of the examining (primary) practitioner.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Comment: It is difficult to weigh the impact of the political, litigious, and
social climate on the perceived need of many practitioners to have prior radiographic
evidence of the area to be manipulated. This issue needs further study before firm
conclusions about the prophylactic acquisition of radiographs can be made.
- Radiographic Interpretation and Reporting
Imaging studies are performed primarily
to contribute to a diagnostic impression. Interpretation of each imaging study should be
documented in the patients permanent record.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Legal Issues in Radiography
Federal regulations (Public Law 97-35 sec. 978) state
that radiography, as applied to chiropractic practice, is used for diagnostic purposes
only, and not for radio-therapeutic purposes. The National Council on Radiation Protection
has established recommendations for the safe and effective use of radiography. It is the
responsibility of every practitioner to be informed of and abide by all relevant legal
requirements.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
- Radiation Technology and Protection
Practitioners should keep the radiation
exposure of patients as low as reasonably achievable. This includes use of modem equipment
and techniques as outlined in the literature review section of this document. A suboptimal
radiograph should be repeated. The decision on whether or not to expose a patient to
radiation is only valid before the series is ordered. Once committed to the acquisition of
a series, the practitioner is obligated to produce high quality radiographs.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Plain Film Radiographs
The plain film radiograph is considered an adequate first
step in the evaluation of degenerative and inflammatory joint disease, fracture, infection
and neoplasm. Not every patient with these conditions will require radiography for
diagnosis. Orthogonal views are a necessary minimum for visualizing any body area.
Additional views are used as appropriate to demonstrate conditions that could exist given
the findings of the clinical diagnosis.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
For postural and biomechanical assessment.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Full Spine Radiography
For scoliosis evaluation where indicated by clinical examination.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
For evaluation of complex biomechanical or postural disorders and the evaluation of
multi-level spinal complaints as a result of biomechanical compensation.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Stress Radiography
Stress views are often of value in the assessment of degenerative, traumatic or
post-surgical instabilities with the exception of those that carry the risk of neurologic
injury. They provide unique diagnostic information.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
For other conditions and circumstances.
Rating: |
Equivocal |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Videofluoroscopy (cinefluoroscopy)
For kinematic and other biomechanical
purposes.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comment: The authors of the Quebec Task Force (1987) have outlined the limited
use criteria that currently appear valid.
For instability of the wrist and contrast studies.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Plain Film Contrast Studies
Provide valuable unique information in special
circumstances. These studies should only be performed by a radiologist.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Computed Tomography
Valuable in the assessment of most musculoskeletal conditions requiring sectional
imaging. Of particular utility in the evaluation of complex fractures in flat bones or the
posterior arch of any spinal level. Adequately sensitive and specific for the evaluation
of complicated degenerative conditions and herniated nucleus pulposus of the lumbar spine.
Ordered only in the presence of specific clinical indications.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Magnetic Resonance Imaging
The study of choice in the pre-operative evaluation of
many internal derangements of articulations, and the evaluation of many central nervous
system disorders. Comparisons between CT and MRI have shown similar sensitivity. Limited
spatial resolution capabilities and cost are drawbacks. Ordered only in the presence of
specific clinical indications.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Radionuclide Bone Scanning
Has an established role in the evaluation of bone
disease. Adequately sensitive, put poorly specific. Ordered only in the presence of
specific historical and diagnostic information.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Diagnostic Ultrasound
Utility and accuracy in the evaluation of musculoskeletal
conditions remains limited, but diagnostic ultrasound has promise as a non-invasive,
inexpensive alternative to MRI and arthrography. An established modality for evaluation of
many intra-abdominal and pelvic organs.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Instrumentation:
Perceptual Measurements
- Questionnaires as Instruments
Questionnaire instruments are safe and effective.
Several instruments have been fully validated, are widely used and well established. Their
use is supported by both Class I (modified to the discipline of measurement) and Class II
evidence.
Strength of recommendation: Type A.
Consensus Level: 1
- Screening Questionnaire
Their use is safe and effective, supported by Class II
and Ill evidence.
Strength of recommendation: Type C.
Consensus Level: 1
- Pressure Algometry
Pressure algometry is safe and effective when contrasted with
normative values for region and gender. It is a new procedure that is not yet in wide use
but is promising. Its use is supported by Class II and Class III evidence.
Strength of recommendation: Type B.
Consensus Level: 1
Functional Measurements
- Measurement of Position/Clinical Anthropometry (Posture)
Plumbline Analysis
Plumbline analysis is safe and effective when used to assess
upright posture. It can be administered by persons with minimal training but should be
interpreted by a professional health-care provider. The procedure is widely used,
established and supported by both Class II and Class III evidence.
Strength of recommendation: Type B.
Consensus Level:1
Scoliometry
Scoliometry is safe and effective and can be administered by persons
with minimal training but should be interpreted by a professional health care provider.
The procedure is well established and supported by both Class I and Class II evidence.
Strength of recommendation: Type A.
Consensus Level: 1
Photogrammetry Methods
Photogrammetry methods are safe and effective means to
quantify topographical or structural anomaly and work postures. Training is necessary to
avoid error sources and assure reliability of measures. The procedures are well
established and supported by evidence in Classes I, II and III.
Strength of recommendation: Type A.
Consensus Level: 1
Moire Topography
Moire topography is safe and can be administered by persons with
minimal training but requires oversight on technical procedures. It is of limited
effectiveness. The procedure is promising only as a qualitative screening method supported
by Class II and Class III evidence.
Strength of recommendation: Type B.
Consensus Level: 1
Bilateral Weight Distribution
Bilateral weight scales are safe but their
effectiveness is unknown and is rated as equivocal. Class II and III evidence is
available.
Strength of recommendation: Type C.
Consensus Level: 1
Automated Measurements of Posture
Automated methods have received limited
acceptance and are rated as promising. They are safe to administer but their effectiveness
is limited by the training and practice of the operator. Fundamental difficulty in
landmark identification and limited information on reliability restricts the use to
screening purposes. Their use is supported by Class II and Class III evidence.
Strength of recommendation: Type B.
Consensus Level: 1
- Measurement of Movement
Goniometers
Goniometers are widely used, safe and effective. They are established
to measure peripheral joint motion although the margin of error remains high. Class I and
Class II evidence supports their use.
Strength of recommendation: Type A.
Consensus Level: 1
Inclinometers
Inclinometers are established for measurements of spinal motion.
Their common use is supported by Class I and Class II evidence and is safe and effective.
Strength of recommendation: Type A.
Consensus Level: 1
Optically Based Systems
Optically based systems are established for evaluating
specific gait abnormalities or risky positions related to work tasks. They are safe and
effective when evaluated by specially trained personnel and are supported by Class II
evidence.
Strength of recommendation: Type B.
Consensus Level: 1
Computer Assisted Range of Motion Systems
Computer assisted range of motion
systems provide improved levels of precision and reproducibility. They are safe, effective
and non-invasive. They require specialized training and should be interpreted by a
qualified health care provider. Clinical applications are promising. Class II and III
evidence is available.
Strength of recommendation: Type B.
Consensus Level: 1
- Measurement of Strength
Manual Strength Testing
Manual strength testing is widely used, safe and largely ineffective for strength
differences less than 35%. Hand held load cells may assist in finding smaller differences
in extremity muscle strengths. It is established as a screening procedure and is supported
by Class I and Class II data.
Strength of recommendation: Type A.
Consensus Level: 1
Isometric Strength Testing
Isometric strength testing is an established procedure
that is effective for limited applications involving employment evaluation and post-injury
assessment where relevant standards can be determined. The methods are safe when performed
by trained personnel who can make appropriate clinical judgments with respect to patient
limitations during the procedure and when contraindications are observed. Class I and
Class II data are available.
Strength of recommendation: Type A.
Consensus Level: 1
Isokinetic Strength Testing
Isokinetic strength testing is widely used, safe for
non-acute disorders and effective for making bilateral comparisons or contrasting
performance to normative data. The procedures are well established in sports applications
and promising for post-injury use after the acute phase of treatment has passed. Class II
and Class III evidence supports its use.
Strength of recommendation: Type B.
Consensus Level: 1
Isoinertial Strength Testing
Isoinertial strength testing is a promising
procedure for employment selection and post-injury applications. It is safe for non-acute
disorders when carried out by trained personnel. Class II and Class III evidence has been
reported.
Strength of recommendation: Type C.
Consensus Level: 1
Physiologic Measurements
- Thermographic Recordings
Thermocouple Devices
Thermocouple devices are still in use. While they are safe,
there is no evidence to support a claim of effectiveness. Their use is rated doubtful and
is supported by Class II and Class III evidence.
Strength of recommendation: Type D.
Consensus Level: 3
Infrared Thermography
Infrared thermography is a safe procedure of intense
controversial effectiveness. Its use requires specially trained personnel and specially
adapted surroundings. Its rating as equivocal/promising is supported by continuing
controversy from Class II and Class III evidence.
Strength of recommendation: Type C because of the controversy.
Consensus Level: 3
- Galvanic Skin Response
These types of measurement are safe, but generally
ineffective as a result of questions remaining on reliability and validity from Class II
and Class III types of evidence. For general arousal studies they are considered
investigational.
Strength of recommendation: Type D.
Consensus Level: 1
For acupuncture point finding and for assessing spine-related disorders, they are
considered as doubtful.
Strength of recommendation: Type E.
Consensus Level: 1
- Electrophysiologic Recordings
All of the electrodiagnostic methods are safe when
carried out by specially trained personnel. Interpretation should be carried out only by
physicians with extensive training in the technical and clinical considerations that can
readily confound the findings.
Kinesiologic Surface (Scanning) EMG
Kinesiologic surface (scanning) EMG is a
rapidly proliferating, safe procedure that has not been shown effective with the exception
of limited use for flexion/relaxation and mean/ median frequency shifting measures.
Generally, its use remains investigational. Specific procedures of flexion/relaxation and
mean/median frequency shift evaluation are considered promising based on Class II and
Class III evidence.
Strength of recommendation - scanning surface
EMG: Type C.
Consensus Level: 2
Strength of recommendation - flexion/relaxation and mean/median frequency shift
measures: Type B.
Consensus Level: 1
Surface Electrodiagnostic Procedures (NCV, F-wave, H-Reflex, SSEP)
Surface
electrodiagnostic procedures (NCV, F-wave, H-reflex, SSEP) are established procedures
effective for examination of peripheral nerve disorders and are supported by Class I and
Class II evidence. Somatosensory evoked potentials are established for limited
applications to peripheral nerve disorders and lesions affecting the long sensory tracks
of the spinal cord.
Strength of recommendation: Type A.
Consensus Level: 1
Needle Electrodiagnostic Procedures (EMG, NCV, F-wave, H-reflex, SSEP)
Needle
electrodiagnostic procedures (EMG, NCV, F-wave, H-reflex, SSEP) are widely used,
established procedures that are affective in assessing functional effects of pathology
affecting the central and peripheral nervous system and muscle. Class I and Class II
evidence is available.
Strength of recommendation: Type A.
Consensus Level: 1
Electrocardiography
ECG is a widely used, safe, effective and established
procedure for aiding in the differential diagnosis of complaints that may be
cardiopulmonary in origin. Interpretation requires specialized training. Class I and Class
II evidence is available.
Strength of recommendation: Type A.
Consensus Level: 1
Procedures
Clinical laboratory testing is an established
approach that is widely used, safe and effective when used in differential diagnosis. Test
procedures require appropriate technical instrumentation operated by specially trained and
certified staff as determined by law. Equipment must be kept calibrated and standardized.
Quality assurance procedures must be followed to ensure accuracy and reliability. Class I,
II and III evidence is available.
Strength of recommendation: Type A.
Consensus Level: I
Other Instrument Measures
Doppler Ultrasound
Doppler measures are well established, safe and effective as
means to quantify the presence of vascular disease. Special training is necessary and a
trained health care provider should interpret results. Both Class II and Class III data
are available.
Strength of recommendation: Type B.
Consensus Level: 1
Plethysmography
Plethysmography is used on occasion. It is safe and effective
when tissue volume changes and a symptom or peripheral vascular differential diagnosis is
needed. Use for these purposes is well established. Special training is necessary and a
trained health care provider should interpret results. Its effectiveness as a monitor of
treatment of spine disorders is not determined and use for this purpose should be
considered investigational. Class II and Class III data are available.
Strength of recommendation - differential diagnosis: Type B.
Consensus Level: 1
Strength of recommendation - monitor spine disorders: Type D.
Consensus Level: 1
Spirometry
Pulmonary function testing is established as a method to assess effect
of severe scoliosis and the differential diagnosis of lung disease. These uses are backed
by Class I and Class II evidence. The procedures are safe and effective when performed by
appropriately trained personnel.
Strength of recommendation: Type A.
Consensus Level: 1
Clinical Laboratory:
- General
The Role of Laboratory Procedures in Chiropractic Practice
The appropriate use of
clinical laboratory procedures in chiropractic practice is for diagnosis, screening, and
patient management.
Comment: Clinical laboratory tests are used by the practitioner to (1) aid in
the diagnostic process; (2) screen for early recognition of preventable health problems;
and (3) monitor patient progress and outcomes. It is inappropriate to utilize clinical
laboratory procedures for other purposes (e.g., for defensive testing or economic gain).
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Laboratory Selection
It is recommended that the practitioner who uses the
services of a clinical laboratory should be aware of the laboratorys scope of
services, recognition (licensure and accreditation), and reputation.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Office Laboratories
The practitioner who performs office laboratory procedures
should carry out testing in a manner that meets state and/or federal regulations, and is
consistent with quality laboratory practice.
Comment: State and federal regulations define the scope of testing,
qualification of laboratory personnel, and the need and extent of quality assurance and
proficiency testing.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Proper Patient Preparation
The practitioner should make sure the patient is
adequately prepared for laboratory testing, verifying that the patient understands any
special instructions to assure adequate specimens necessary to generate valid laboratory
results.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Specimen Collection and Preservation
The practitioner should assure that
in-office laboratory specimens are appropriately collected and preserved.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
The Need for Laboratory Testing
Laboratory procedures may be appropriate when the
information available from the history, clinical examination, and previous evaluation is
considered insufficient to address the clinical questions at hand.
Comment: The decision to order and/or perform a given test or procedure is made
on the assumption that the results will appreciably reduce the uncertainty surrounding a
given clinical question and significantly change the pre-test probability that the
disorder is present.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Laboratory Test Selection in Diagnosis
The practitioner should select a
laboratory test(s) appropriate for the purpose of ruling out a specific condition(s) or
confirming a strong clinical suspicion by considering the sensitivity and specificity of
the test(s) and estimating the likelihood of the condition(s) (pretest probability) based
on his or her assessment of the available clinical information.
Rating: |
Promising |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Laboratory Test Selection in Screening
The use of laboratory tests for screening
purposes should include selection of a highly sensitive laboratory test(s) and the
appropriate application of the test(s) to health problem(s) which are common, have
significant morbidity/mortality and are preventable and/or amenable to effective care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Laboratory Test Selection in Patient Management (Monitoring)
The reproducibility
(precision) of the test is the most important characteristic when selecting laboratory
tests for monitoring.
Comment: The optimal frequency for monitoring patients cannot be predicted
solely on the basis of knowledge of the disorder or the effectiveness of chiropractic
care. It requires the application of normal physiology, knowledge of the natural history
of the underlying disorder, tests or procedures used to monitor the disorder and awareness
of factors other than the disorder that may influence the test results.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Interpretation of Laboratory Reference Values
The practitioner should have an
understanding of "normality" as it applies to conventional laboratory reference
values in order to appropriately interpret laboratory results.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Integration of Clinical Laboratory Data with Other Examination Findings
Clinical
laboratory data should be integrated with results from other examinations as part of the
clinical decision-making process when monitoring the patients clinical status.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Communication of Laboratory Procedures and Results to the Patient
The
practitioner should effectively discuss with the patient the purposes, possible
complications, and clinical significance of the results of laboratory studies conducted or
ordered.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Recording Laboratory Results:
Clinical laboratory results should be recorded in
the patient case record.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Consultation on Laboratory Procedures
The practitioner should seek assistance
when uncertain about appropriate test selection, patient preparation, and/or
interpretation of laboratory results.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Use of Focused Organ/Health Problem-Oriented Test Profiles
The use of profiles
which focus on an organ system and/or health problem in a symptomatic patient can be
considered a cost-effective and efficient procedure for generating appropriate laboratory
data to help confirm or rule out a diagnosis or clinical impression.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Use of Investigational Laboratory Tests
Laboratory tests which are considered to
be investigational should be used in clinical settings only when part of an acceptable
research protocol which is supervised by the staff of a recognized research institution.
Comments: Research protocols for the evaluation of investigational clinical
laboratory tests should take into consideration the actual need for the tests, the
inherent properties of the tests, the population characteristics to which the tests are
applied, the existence of gold standard tests, the required study population size, and the
tests discrimination abilities relative to sensitivity, specificity, and predictive
value (Adams, 1990). Research protocols should be approved by an institutional review
board.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
The Novel Application of Established Laboratory Procedures in Chiropractic Practice
Novel
application of established laboratory procedures should not be used in chiropractic
practice as a substitute for conventional application of laboratory procedures in the
clinical decision-making process.
Comment: Novel applications of established tests should be evaluated by
appropriate research methods. If used in a patient care setting, informed consent is
necessary.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Guidelines for Ordering Commonly Utilized Laboratory Procedures
Guidelines for Ordering a Urinalysis
Outpatient Screening/Case-Finding
i. A urinalysis is not indicated in
asymptomatic individuals whose history and physical examination findings are within the
normal ranges for age and sex.
ii. In specific subsets of the population with higher prevalence of renal disease,
urinary tract infections, liver disease, and diabetes mellitus, the urinalysis may be
useful to identify those who are significantly at risk, including but not limited to the
following:
- Pregnancy
- Elderly (> 60 years) men and women
- Obese individuals with a positive family history of diabetes mellitus
- Individuals taking hepato- or nephrotoxic drugs
- Individuals routinely exposed to toxic chemicals in the work or home environment
Diagnosis
i. The urinalysis is indicated in patients where there are clinical
findings suggestive of urinary tract infections, renal disease, diabetes mellitus, and
liver disease. The urinalysis should include physical, chemical, and microscopic
evaluation.
ii. The urinalysis may be useful in patients with previous positive findings for
proteinuria, microhematuria, bacteriuria, pyuria, or diabetes mellitus.
Monitoring
i. Repeat urinalysis is not indicated in patients in whom no
abnormality is suspected.
ii. Repeat urinalysis may be useful in the following:
- Documenting evidence of response to treatment for urinary tract infections, renal
disease, and diabetes mellitus
- Patients in whom there is concern that treatment has not been effective
- Patients taking medications which are hepato- or nephrotoxic
- Individuals routinely exposed to toxic chemicals
- Pregnancy
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Complete Blood Count (CBC)
Outpatient Screening/Case-Finding
i. CBCs are not indicated in asymptomatic
individuals whose history and physical examination findings are within reference for age
and sex.
ii. In specific subsets of the population with higher prevalence of anemia, the CBC may
be useful to identify those who are significantly anemic because of poor nutrition or
undiagnosed chronic illness, including but not limited to the following:
- Pregnant women in whom there is a suspicion that iron supplementation or nutrition has
not been adequate
- The elderly (>75 years old)
- Recent immigrants from Third World countries, especially persons at increased risk of
malnourishment
- Individuals on diets which are nutritionally unbalanced
Diagnosis of Suspected Abnormality
i. The CBC is useful in the diagnosis of
infection or primary hematological disorders.
The CBC is indicated in patients in whom there are clinical findings suggestive of
anemia, including fatigue, mucous-membrane pallor, sore tongue, peripheral neuropathy,
abnormal bleeding, or findings suggestive of polycythemia
ii. The CBC may be useful in conditions that may be associated with anemia and/or
abnormal leukocyte counts, such as rheumatoid arthritis, malignancy (e.g., lymphoma)and
renal insufficiency.
iii. The CBC may be useful when fever is present or when infection is suspected,
especially when other confirmatory findings are absent.
Monitoring
i. Repeat CBCs are not indicated in patients in whom no abnormality is
suspected.
ii. Repeat CBCs may be useful in the following:
- Patients in whom there is concern that treatment has not been effective
- Documenting evidence of response to treatment for anemia
- Patients with infection not improving clinically under collaborative care
- Patients with leukopenia (leukocyte count is less than 4,500/j.d)
- Patients taking cytotoxic medications
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering the Erythrocyte Sedimentation Rate (ESR) Test
Outpatient Screening/Case-Finding
i. The ESR is not indicated in asymptomatic
persons.
ii. An ESR should be ordered/performed selectively and interpreted with caution in
patients whose symptoms are not adequately explained by a careful history and physical
examination.
Significant infections or inflammatory or neoplastic disease are unlikely in such
patients, and the ESR must be markedly elevated to be diagnostically useful.
Extreme elevation of the ESR seldom occurs in patients with no evidence of serious
disease.
Diagnosis
i. The ESR is useful for the diagnosis of temporal arteritis (giant
cell arteritis) and polymyalgia rheumatica.
A normal ESR virtually excludes the diagnosis of temporal arteritis in most patients who
are suspected of having the disease.
When there is strong clinical evidence for temporal arteritis and the ESR is normal,
further efforts to diagnose temporal arteritis are required.
ii. A careful history and physical examination are the most reliable means of making a
diagnosis of rheumatoid arthritis. In patients with an equivocal examination, an ESR may
be indicated and an abnormal result is a clue to the presence of this disease.
iii. The ESR may be indicated in the differential diagnosis of solitary bone lesions.
iv. The ESR may be indicated in the diagnosis of metastatic breast cancer.
v. The ESR may be indicated as a means of excluding suspected vertebral osteomyelitis.
vi. The ESR may assist in the differential diagnosis of certain infectious,
inflammatory, and malignant disorders.
vii. The ESR may provide assistance in distinguishing spinal pain of organic origin
from mechanical origin.
Monitoring
i. The ESR is useful for monitoring temporal arteritis and polymyalgia
rheumatica.
ii. The judicious use of the ESR combined with other clinical and laboratory
observations may be of value in patients with rheumatoid arthritis and systemic lupus
erythematosus.
iii. The ESR may be indicated for monitoring patients with Hodgkins disease.
iv. The ESR may be indicated for monitoring patients with acute rheumatic fever.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Biochemical Profiles
Outpatient Screening/Case-Finding
i. Biochemical profiles are not routinely
indicated for screening asymptomatic patients.
ii. Selected components of biochemical profiles may be indicated for screening and/or
case-finding in adults: serum glucose, cholesterol and creatinine.
iii. Specific components of biochemical profiles that are not indicated for screening
include the following: serum calcium, alkaline phosphatase, uric acid, sodium, potassium,
chloride, AST, lactic dehydrogenase (LDH), total protein, albumin, and total bilirubin.
iv. In cases where current technology and/or cost prohibit selective test ordering,
biochemical profiles should be used with caution because of a greater likelihood of
false-positive findings in low disease-prevalent populations.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum or Plasma Glucose Test.
Outpatient Screening/Case-Finding
i. A serum or plasma glucose test is not
routinely indicated to screen for diabetes mellitus in asymptomatic, nonpregnant adults.
ii. A serum or plasma glucose test may be indicated in individuals who are at increased
risk for diabetes mellitus.
Risk factors for diabetes mellitus include age (>50 years), family history in a first
degree relative, personal history of gestational diabetes, body weight that exceeds
generally accepted standards by at least 25 percent, or membership in an ethnic group that
has a high prevalence of diabetes.
iii. A serum or plasma glucose test is recommended for all pregnant women to screen for
gestational diabetes.
Diagnosis
i. A fasting or random plasma glucose measurement is useful for the
diagnosis of diabetes mellitus in persons who present with symptoms of hyperglycemia
(rapid weight loss, polyuria, polydipsia) and/or diabetes (for example, peripheral
neuropathy or peripheral vascular disease).
ii. In patients with clinical findings of hypoglycemia, a serum or plasma glucose
should be ordered.
The true hypoglycemia syndrome refers to the presence of adrenergic (sweating, tremor,
tachycardia, anxiety, and hunger) or neuroglycopenic (dizziness, headache, clouded vision,
blunted mental acuity, confusion, abnormal behavior, coma) signs and symptoms in the
presence of a low serum or plasma glucose concentration.
Monitoring
i. A plasma or serum glucose test is not optimal as the primary
modality for monitoring glycemia in insulin-dependent (Type I) diabetic patients with
diabetes.
ii. In non-insulin dependent (Type II) diabetes, laboratory performed plasma or serum
glucose testing may be indicated every three months.
Self-monitored blood glucose measurement may be indicated one or two times per day to
assess glycemia
Glycated hemoglobin measurements are indicated at least two times per year to provide an
index of mean glucose levels as a measure of overall chronic glucose control
iii. Laboratory performed fasting and postprandial plasma glucose measurements are
indicated in diet-treated gestational diabetes every one to two weeks from time of
diagnosis until 30 weeks gestation, and once or twice weekly thereafter.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Urea Nitrogen and Creatinine Test
Outpatient Screening/Case-Finding
i. Serum urea nitrogen and creatinine tests are
not indicated in asymptomatic individuals whose history and physical examination findings
are within reference ranges.
ii. Individuals who have a higher likelihood of developing renal dysfunction may
benefit from measuring serum urea nitrogen and creatinine concentrations
Patients with hypertension, diabetes mellitus, congestive heart failure, cirrhosis,
prostatic hypertrophy, exposure to nephrotoxic agents, taking diuretics, eating a
high-protein diet, and over 75 years of age, are candidates for these tests.
Diagnosis
i. Serum urea nitrogen and creatinine tests are useful in the diagnosis
of renal disorders.
These tests are indicated in patients with clinical findings suggestive of renal
dysfunction, such as pallor, anemia, anorexia, unexplained weight loss, polyuria, urinary
hesitancy, nocturia, renal colic, dehydration, retinopathy, hypertension, skin lesions of
vasculitis, and/or an abnormal urinalysis (high specific gravity, proteinuria, hematuria,
pyuria, presence of crystals and/or casts).
ii. Measuring serum urea nitrogen and creatinine concentration, or creatinine alone,
may be useful in hypertension or diabetes patients.
iii. Conditions in which both the serum urea nitrogen and creatinine concentration may
be indicated include but are not limited to the following:
- Gastrointestinal bleeding, complicated by some degree of renal insufficiency
- A suspected diagnosis of water intoxication
- Syndrome of inappropriate antidiuretic hormone secretion
Monitoring
i. Measuring serum urea nitrogen and serum creatinine concentration,
or creatinine alone, may be useful for the following conditions and at the following
frequencies:
- Uncomplicated hypertensive patients, every one to two years
- Chronic renal disease, every four to six months
- Patients in acute renal failure, every one to two days
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Calcium Test
Outpatient Screening/Case-Finding
i. The serum calcium test is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference limits for age and sex.
ii. The use of serum calcium as a screening test for occult metabolic bone disease or
malignancy will result in a low diagnostic yield.
Diagnosis
i. The serum calcium test is useful in the evaluation of patients who
present with clinical evidence of hypercalcemia (anorexia, nausea, constipation, polyuria,
polydipsia, bone pain, and mental or neurologic aberrations) or hypocalcemia
(paresthesias, muscle cramps, tetany, weakness, convulsions).
ii. The serum calcium test may be useful in the evaluation of patients with
hypertension, renal calculi, peptic ulcer disease, metabolic bone disease, malignant
disorders, history of previous neck surgery, alcoholism, and acid-base imbalance.
Monitoring
i. Repeat serum calcium measurement is not indicated in patients in
whom no abnormality is suspected.
ii. Serum calcium may be used to follow the course of hypercalcemia and hypocalcemic
disorders and their response to care.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Inorganic Phosphorus Test
Outpatient Screening/Case-Finding
i. The serum inorganic phosphorus test is not
indicated in asymptomatic individuals whose history and physical examination findings are
within reference limits for age and sex.
ii. The use of serum inorganic phosphorus as a screening test for various malignant,
inflammatory, bony, renal and metabolic disorders will result in a low diagnostic yield.
Diagnosis
i. The serum inorganic phosphorus test is useful in the evaluation of
patients suspected of having metabolic bone disease, renal disorders, endocrime disorders,
and acid-base imbalance.
Monitoring
i. Repeat serum inorganic phosphorus measurement is not indicated in
patients in whom no abnormality is suspected.
ii. Serum inorganic phosphorus may be used to follow the course of hyperphosphatemic
and hypophosphatemic disorders and their response to care.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Total Protein and Albumin Test
Outpatient Screening/Case-Finding
i. The serum total protein and albumin tests
are not indicated in asymptomatic individuals whose history and physical examination
findings are within reference limits for age and sex.
ii. The use of serum total protein and albumin as screening tests for malnutrition,
protein loss or breakdown, and impaired protein synthesis will result in a low diagnostic
yield.
Diagnosis
i. The serum total protein and albumin tests may be useful in the
evaluation of patients with suspected malnutrition, liver disorders, renal disease,
malabsorption, recurrent infections, blood dyscrasias, and malignancies such as multiple
myeloma.
ii. Results which fall outside the reference range for these tests may require a
protein electrophoresis determination and/or immunoelectrophoresis.
Monitoring
i. Repeat serum total protein and albumin measurements are not
indicated in patients in whom no abnormality is suspected.
ii. Serum total protein and albumin determinations have limited value in monitoring
disorders associated with changes in serum protein levels.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Cholesterol Test
Outpatient Screening/Case-Finding
i. A total serum cholesterol measurement is
recommended at least once in early adulthood and at intervals of five or more years up to
age 70.
ii. In patients who demonstrate risk factors for coronary artery disese, a serum total
cholesterol is indicated to assess cardiac risk.
Risk factors for coronary artery disease include: being male or postmenopausal female,
positive family history, smoker, hypertension, history of hyper-cholesterolemia, low
HDL-cholesterol levels, diabetes mellitus, previous stroke, peripheral vascular disease,
or severe obesity.
Diagnosis
i. The total serum cholesterol is useful in the diagnosis of patients
with coronary artery disease and peripheral vascular disease.
ii. The total serum cholesterol may be useful in the diagnosis of nephrotic syndrome,
pancreatitis, and liver disease.
Monitoring
i. Total serum cholesterol may be used to follow up
hypercholesterolemic related disorders and their response to care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Alkaline Phosphatase Test
Outpatient Screening/Case-Finding
i. The serum alkaline phosphatase test is not
indicated in asymptomatic individuals whose history and physical examination findings are
within reference limits for age and sex.
ii. The use of serum alkaline phosphatase as a screening test for unsuspected skeletal
and hepatobiliary diseases provides a low diagnostic yield.
The pretest probability is low in the general population for those disorders most
strongly associated with an elevated alkaline phosphatase.
The serum alkaline phosphatase test is not specific for any particular disorder or
sensitive enough to identify most patients with any single disease.
Diagnosis
i. The serum alkaline phosphatase may be useful in the evaluation of
patients who present with clinical evidence of a skeletal disorder with increased
osteoblastic activity, and are suspected of having either Pagets disease of bone
(osteitis deformans), osteomalacia, primary bone tumors, metastatic bone tumors or primary
hyperparathyroidism.
Clinical evidence may include backache, bone pain, bone swelling, abnormal plain film
bone radiographs, and bone scans.
ii. The serum alkaline phosphatase test may be useful in the evaluation of patients who
present with clinical evidence of a hepatobiliary disorder such as cholelithiasis with
obstruction, drug-induced cholestasis, metastatic tumor or space-occupying lesion in the
liver, cirrhosis, hepatitis, and alcoholism.
Clinical evidence may include fever, nausea, vomiting, abdominal pain, jaundice, certain
medication use, and abnormal liver function tests.
iii. The serum alkaline phosphatase test may exhibit abnormal results in a number of
other disorders.
These conditions include intestinal disorders, malignancy, malnutrition, congestive
heart failure, renal disorders, thyroid dysfunction, diabetes mellitus, and physiological
influences (age, pregnancy, non-fasting patient).
Monitoring
i. Repeat serum alkaline phosphatase measurement is not indicated in
patients in whom no abnormality is suspected.
ii. Periodic determinations of serum alkaline phosphatase may be used to follow the
course of a disorder and its response to care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Prostatic Acid Phosphatase
Outpatient Screening/Case-Finding
i. The serum prostatic acid phosphatase test is
not indicated in asymptomatic individuals whose history and physical examination findings
are within reference limits for age and sex.
ii. The use of serum prostatic acid phosphatase as a screening test for unsuspected
cancer of the prostate provides a low diagnostic yield.
Assays for serum prostatic acid phosphatase are not sufficiently sensitive to detect
prostatic carcinoma in 70 to 80 percent of patients with localized disease (Stage A or B)
or S to 15 percent of patients with metastatic prostatic disease.
Specificity is low because nearly every method devised for detecting prostatic acid
phosphatase exhibits cross-reactivity with other acid phosphatase isoenzymes found widely
in human tissues.
Diagnosis
i. The serum prostatic acid phosphatase test may be useful in the
evaluation of patients with clinical evidence of prostatic carcinoma.
Patients may present with obstructive symptoms (hesitancy, diminished urine stream,
dribbling, intermittency), lumbar and/or sacral pain, and have induration or nodular
irregularities of the prostate discovered by digital rectal examination.
Monitoring
i. Repeat serum prostatic acid phosphatase measurement is not
indicated in patients in whom no abnormality is suspected.
ii. Serum prostatic acid phosphatase measurement may be used to monitor cancer patients
for recurrence after prostatectomy or other ablative care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Prostate-Specific Antigen (PSA)
Outpatient Screening/Case-Finding
i. The serum prostate-specific antigen (PSA)
test is not indicated in asymptomatic individuals whose history and physical examination
findings are within reference limits for age and sex.
ii. The use of serum PSA as a screening test for unsuspected cancer of the prostate
provides a low diagnostic yield.
Serum PSA measurements are not sufficiently sensitive to be used alone as a screening
test.
The specificity of PSA is limited, due to elevations of the antigen occurring in men
with benign prostatic hyperplasia or prostatitis.
Diagnosis
i. The serum prostate-specific antien is a useful test in the
evaluation of patients with clinical evidence of prostatic carcinoma.
Serum PSA measurement is a useful addition to rectal examination and ultrasonography in
the detection of prostate cancer.
PSA is more sensitive but less specific than prostatic acid phosphatase for prostatic
cancer.
Monitoring
i. Repeat serum prostate-specific antigen measurement is not indicated
in patients in whom no abnormality is suspected.
ii. Serum PSA measurements may be useful to detect recurrences of prostate cancer.
iii. Serum PSA measurements may be useful in monitoring the response to care for
prostate cancer.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Aspartate Aminotransferase (AST) Test
NOTE:
This
test was formerly known as glutamic-oxaloacetic transaminase (SGOT).
Outpatient Screening/Case-Finding
i. The serum AST is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference limits for age and sex.
ii. The use of serum AST as a sreening test for liver disorders, cardiac disease, and
skeletal muscle disorders will result in a low diagnostic yield.
Diagnosis
i. The serum AST test may be useful in the evaluation of patients with
suspected liver disorders.
Monitoring
i. Repeat serum AST measurement is not indicated in patients in whom
no abnormality is suspected.
ii. Serum AST may be used to follow the course of various liver disorders and their
response to care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Creatine Kinase (CK)
NOTE:
This test was formerly
known as Creatine Phosphokinase (CPK).
Outpatient Screening/Case-Finding
i. The serum creatine kinase (CK) test is not
indicated in asymptomatic individuals whose history and physical examination findings are
within reference limits for age and sex.
ii. The use of the serum creatine kinase (CK) as a screening test for cardiac, skeletal
muscle, and central nervous system disorders will result in a low diagnostic yield.
Diagnosis
i. The serum creatine kinase (CK) test is useful in the evaluation of
patients who present with clinical evidence of acute myocardial infarction.
ii. The serum creatine kinase (CK) test may be useful in the differential diagnosis of
chest pain, hypothyroidism and in the detection of skeletal muscle disorders that are not
of neurogenic origin, such as Duchenne Muscular Dystrophy.
Monitoring
i. Measurement of serial levels of serum CK and CK-MB isoenzymes are
used to monitor care in acute myocardial infarction.
ii. Total serum CK may be used to follow patients with certain primary myopathies.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Thyroid Function Tests
Outpatient Screening/Case-Finding
i. Routine testing for thyroid disorders is not
indicated in asymptomatic individuals.
ii. Case-finding is indicated in women over 50 years of age who have general symptoms
that could be associated with thyroid dysfunction.
Diagnosis
i. The sensitive thyrotropin assay (sTSH) is useful in the evaluation
of patients of either sex who present with clinical evidence of thyroid dysfunction.
If sTSH is not available, the Free T3, Free T4, or Free T4 Index can be used in the
evaluation of suspected hyperthyroidism.
For the diagnosis of hypothyroidism, the Free T4 or Free T4 Index, followed by a serum
thyrotropin (TSH) test, is acceptable. For patients suspected of having thyroiditis,
antithyroid antibody studies may be useful.
Monitoring
i. The sTSH test is indicated for monitoring patient response to care.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Uric Acid Test
Outpatient Screening/Case-Finding
i. The serum uric acid test is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference limits for age and sex.
ii. The use of serum uric acid as a screening test for gout will provide a low
diagnostic yield.
iii. For case finding, with a pretest probability of 10 percent (prevalence of gout in
the U.S. is estimated at 0.3%), the probability that a correct diagnosis will be derived
from a positive test is less than 50%.
Diagnosis
i. The serum uric acid test is useful in the evaluation of patients who
present with clinical evidence of monoarticular arthritis and are suspected of having
gout.
ii. The serum uric acid test may be elevated in a number of disorders other than gout
which affect urate production or excretion, or both.
These conditions include: (1) increased nucleic acid turnover related to hematological
disorders, malignancy and psoriasis; (2) reduced excretion due to renal dysfunction,
certain drugs, and organic acidosis, and (3) miscellaneous causes such as arteriosclerosis
and hypertension.
iii. Serum uric acid measurement is not useful as a test for renal function because the
reference range is wide and the rise in uric acid in renal dysfunction is not constant.
Monitoring
i. Repeat serum uric acid measurement is not indicated in patients in
whom no abnormality is suspected.
ii. Periodic determinations of serum uric acid may be useful in monitoring patients
under care for gout.
iii. Serial serum uric acid analyses are sometimes of value in estimating prognosis in
toxemia of pregnancy.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Rheumatoid Factor Test
Outpatient Screening/Case-Finding
i. The rheumatoid factor test is not indicated
in asymptomatic individuals whose history and physical examination findings are within
reference ranges for age and sex.
ii. The use of rheumatoid factor as a screening test for rheumatoid arthritis will
result in a low diagnostic yield.
iii. For case finding, with a pretest probability of 10 percent (prevalence of
rheumatoid arthritis in the U.S. is estimated at 0.5% to 3%), the probability that a
correct diagnosis will be derived from a positive test is less than 50%.
iv. Many more false-positive results as compared to true-positive results will occur
from screening.
Diagnosis of Rheumatoid Arthritis and Related Disorders
i. The rheumatoid factor
test is useful in the evaluation of patients who present with clinical evidence of
symmetric polyarthritis and are suspected of having rheumatoid arthritis.
ii. Seronegative patients suspected of having rheumatoid arthritis should be retested
in six months.
iii. The usefulness of the rheumatoid factor test among patients already known to have
rheumatoid arthritis is primarily prognostic. Patients with high titers of rheumatoid
factor tend to have more severe disease, subcutaneous nodules, vasculitis, and poorer
long-term prognosis. However, individual patients will vary with these manifestations.
Rheumatoid factor is positive in a significant subset of patients with other rheumatic
and nonrheumatic diseases, but its presence or absence weighs little in the diagnosis of
the majority of such diseases.
The disappearance of the rheumatoid factor in a patient with Sjogrens syndrome may
herald the onset of lymphoma.
The rheumatoid factor is frequently positive in cryoglobulinemia.
Monitoring
i. Repeat rheumatoid factor tests are not indicated in patients in
whom rheumatoid arthritis is not suspected.
ii. The use of the rheumatoid factor test to guide treatment in patients with
rheumatoid arthritis is not recommended. There is little evidence to suggest that an
individual rheumatoid arthritis patient with a highly positive rheumatoid factor test will
fare better if treated earlier or more aggressively.
iii. The rheumatoid factor test is not a generally accepted measure of improvement in
rheumatoid arthritis.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering the Anti-Nuclear Antibody Test (ANA)
Outpatient Screening/Case-Finding
i. The ANA test is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference ranges for age and sex.
ii. The use of the ANA as a screening test for systemic lupus erythematosus,
drug-induced lupus, or mixed connective tissue disease where a moderate pretest
probability is low will result in a low diagnostic yield.
Diagnosis
i. The ANA test is useful in the evaluation of patients suspected of
having systemic lupus erythematosus, drug-induced lupus, or mixed connective tissue
disease where a moderate pretest probability is estimated based on the clinical criteria
present.
ii. A positive test, while nonspecific, increases the post-test probability of disease.
A positive ANA test (titer> 1:40) should be followed up with more specific tests such
as anti-nDNA and precipitating antibodies (against RNP, Sm, Ro/SS-A).
However, in a patient over 70 years of age, a titer of 1:40 may be insignificant, and
repeat measurement should be obtained to see if the titer increases or is stable.
iii. A negative ANA test result is extremely powerful in reducing the probability of
these diseases.
Monitoring
i. Repeat measurements of antinuclear antibodies were not indicated in
patients in whom connective tissue disease is not suspected.
ii. The ANA test can be used as an aid in the assessment of systemic lupus
erythematosus disease activity and as a guide for treatment.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering the HLA-B27 Test
Outpatient Screening/Case-Finding
i. The HLA-B27 test is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference ranges for age and sex.
ii. The use of the HLA-B27 as a screening test for ankylosing spondylitis in patients
presenting with low-back pain will result in a low diagnostic yield.
Diagnosis
i. The HLA-B27 test is not useful for confirmation of the diagnosis of
spondyloarthropathies (e.g., ankylosing spondylitis and Reiters syndrome) when
adequate clinical and radiologic criteria are present.
ii. However, the HLA-B27 test may be useful in patients with low-back pain of insidious
onset, minimal tenderness over the sacroiliac joints, normal spinal movement and chest
expansion and equivocal radiographic findings where the pretest probability is close to 50
percent for ankylosing spondylitis.
iii. The HLA-B27 test may be useful in children with spondyloarthropathy, especially
those with a history of juvenile chronic polyarthritis, to help establish the diagnosis of
ankylosing spondylitis.
iv. The HLA-B27 test may be useful in helping to differentiate incomplete Reiters
syndrome from seronegative rheumatoid arthritis and gonococcal arthropathy.
Monitoring
i. The HLA-B27 test is not useful for monitoring spondyloarthropathies
including the establishment of prognosis, genetic counseling, and patient management.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering the C-Reactive Protein (CRP) Test
Outpatient Screening/Case Finding
i. The CRP is not indicated in asymptomatic
persons.
ii. The CRP test should be used selectively and interpreted with caution in patients
with symptoms that are not explained by a careful history and physical examination.
Diagnosis
i. Measurement of CRP by quantitative methods provides the most
clinically useful information.
ii. The CRP is useful for the diagnosis of temporal arteritis (giant cell arteritis)
and polymyalgia rheumatica.
iii. A CRP test may be indicated in patients suspected of rheumatoid arteritis where
clinical examination findings are equivocal.
iv. Measurement of CRP may be useful in the differential diagnosis of peripheral joint
pain.
v. The CRP may be indicated in the differential diagnosis of solitary bone lesions.
vi. The CRP may be indicated in the diagnosis of metastatic breast cancer.
vii. The CRP may be indicated as a means of excluding suspected vertebral
osteomyelitis.
viii. The CRP may assist in the differential diagnosis of certain infectious,
inflammatory, and malignant disorders.
ix. The CRP may provide assistance in distinguishing spinal pain of organic from
mechanical origin.
Monitoring
i. Measurement of CRP by quantitative methods provides the most
clinically useful information.
ii. The CRP is indicated for monitoring temporal arteritis and polymyalgia rheumatica.
iii. The judicious use of the CRP test combined with other clinical and laboratory
observations may be of value in patients with rheumatoid arthritis and systemic lupus
erythematosus.
iv. The CRP may be indicated for monitoring patients with Hodgkins disease.
v. The CRP may be indicated for monitoring patients with acute rheumatic fever.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Potassium Test
Outpatient Screening/Case-Finding
i. A serum potassium test is not indicated in
asymptomatic individuals whose history and physical examination are within reference
limits for age and sex.
ii. Measurement of serum potassium levels is not useful in general screening of
ambulatory care patient populations.
Diagnosis
i. Serum potassium measurement is useful in patients with chronic renal
disease, including diabetic renal insufficiency.
ii. Serum potassium measurement is useful in patients with hypertension to detect
primary hyper-aldosteronism.
iii. Serum potassium measurement is useful in patients with symptoms or signs
suggestive of renal tubular acidosis.
iv. Serum potassium measurement is useful in patients with signs and symptoms
suggestive of altered serum potassium concentration, including generalized or proximal
weakness, new atrial tachyarrhythmias, nocturia, polyuria, or ileus.
Monitoring
i. Serum potassium measurement is indicated one to two times a year in
patients with diabetic renal disease.
ii. Serum potassium measurement is indicated in hypertensive patients receiving
diuretic therapy.
iii. Serum potassium measurement may be useful every six months in diuretic-treated
patients concurrently receiving digitalis.
iv. Serum potassium measurements may be useful in patients with renal dysfunction,
cardiac arrhythmias, diarrhea, dehydration, and metabolic acidosis in whom there is a
change in clinical status.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Sodium Test
Outpatient Screening
i. A serum sodium test is not indicated in asymptomatic
individuals whose history and physical examination are within reference limits for age and
sex.
ii. Measurement of serum sodium levels is not useful in general screening of ambulatory
care patient populations.
Diagnosis
i. Serum sodium measurement may be indicated in patients with the following signs or symptoms:
- Rapid change in weight
- Rapid change in fluid balance (severe vomiting, diarrhea, polyuria)
- Rapid change in mental status
- Clinical evidence of dehydration or volume depletion
ii. Serum sodium concentration is not indicated in hypertensive patients to identify
primary aldosteronism.
Monitoring
i. Serum sodium measurement may be useful as an index of hydration,
especially in elderly persons or others who may fail to ingest adequate quantities of
water to maintain water balance.
ii. Serum sodium measurement may be useful in patients with chronic renal insufficiency
at the following frequencies:
- At the time of change in clinical status
- When serum creatinine reaches 7 to 8 mg/dL; thereafter, every two to three months
iii. Serum sodium measurement may be indicated in most patients at the time of change
in clinical status, especially change in mental or neurologic status, fluid balance,
weight, or dehydration or volume depletion.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering Serum Iron and Total Iron Binding Capacity (TIBC) Tests
Outpatient Screening/Case-Finding
i. The serum iron and total iron binding
capacity (TIBC) tests are not indicated in asymptomatic individuals whose history and
physical examination findings are within reference limits for age and sex.
ii. In individuals with a moderate to high pretest probability of iron deficiency
(e.g., pregnant women, premenopausal female with hemorrhagia, premature infants, and the
malnourished) a serum iron and TIBC may be useful.
iii. Measurement of serum iron and TIBC may be useful in screening for iron overload.
Diagnosis
i. Measurement of serum iron and TIBC are useful in patients whose
complete blood count results are consistent with a microcytic hypochromic anemia.
ii. Patients who present with clinical features of iron deficiency may benefit from
measurement of serum iron and TIBC tests.
iii. Serum iron and TIBC measurements may be useful in the differential diagnosis of
microcytic hypochromic anemias.
iv. Measurement of serum iron and TIBC may be useful in the confirmation of iron
overload.
Monitoring
i. Measurement of serum iron and TIBC have limited value in monitoring
the management of patients with iron deficiency anemia.
ii. A complete blood count (CBC) and an absolute reticulocyte count are useful tests to
monitor the management of iron-deficiency anemia.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Fecal Occult Blood Test
Outpatient Screening/Case-Finding
i. Screening with fecal occult blood tests is
not indicated for asymptomatic patients under 40 years of age.
ii. For persons 40 years and older who have familial polyposis coli, inflammatory bowel
disease, or a history of colon cancer in a first-degree relative, screening with fecal
occult blood tests is recommended annually.
Due to the nature of gastrointestinal bleeding, it is recommended that three consecutive
samples be obtained.
Screening for colorectal cancer with air-contrast barium enema or colonoscopy in
addition to annual fecal occult blood tests is recommended every 3 to 5 years.
iii. Screening with fecal occult blood tests is recommended annually for persons 50
years of age and older.
iv. Every 3 to 5 years, in addition to the annual fecal occult blood test, a
sigmoidoscopic examination should be performed.
Diagnosis
i. Patients with significant colorectal symptoms (abdominal pain,
localized tenderness, diarrhea or constipation, gastrointestinal bleeding) should have a
fecal occult blood test performed as part of a colorectal examination.
ii. A fecal occult blood test result should be interpreted with caution.
The influence of diet and nutritional supplements (Vitamin C and iron) should be
considered as possible causes of false-positive and false-negative results.
Further evaluation of patients with a positive occult blood test may include an air
contrast barium enema plus colonoscopy.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Guidelines for Ordering a Serum Ferritin Test
Outpatient Screening/Case-Finding
i. The serum ferritin test is not indicated in
asymptomatic individuals whose history and physical examination findings are within
reference limits for age and sex.
ii. In individuals with a moderate to high pretest probability of iron deficiency and
with CBC and serum iron/TIBC levels within reference ranges, the serum ferritin test may
be useful in detecting the early stages of iron depletion.
Diagnosis
i. Measurement of serum ferritin is useful in anemic patients who are
suspected of having iron depletion but have equivocal serum iron and TIBC test results.
ii. Serum ferritin measurements may be useful in the differentiation of anemia of
chronic disease from iron deficiency anemia.
iii. Measurement of serum ferritin may be useful in the detection of iron overload.
Monitoring
i. Serum ferritin measurement may be useful in the determination of
the end-point to oral iron therapy.
ii. Measurement of serum ferritin may be useful in monitoring iron status of patients
with chronic renal disease.
iii. Serum ferritin measurement may be useful in monitoring the rate of iron
accumulation in iron overload.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Investigational Clinical Laboratory Procedures
Analysis of Trace Minerals in Hair
Outpatient Screening/Case Finding
i. Hair analysis is not indicated for screening
of nutritional status in asymptomatic individuals.
ii. In specific subsets of the population who are at risk for nutritional imbalances,
the use of hair analysis has not been found to be superior to traditional methods of
assessing nutritional status.
Diagnosis
i. Hair analysis for trace minerals is not indicated in the
determination of nutritional imbalances.
ii. Hair analysis suffers from many problems with interpretation of results
Hair mineral content can be affected by shampoo, bleaches, hair dyes and other
environmental factors.
The level of certain minerals can be affected by color, diameter, rate of growth of an
individuals hair and the season of the year.
Most commercial hair analysis laboratories have not validated their analytical
techniques.
Reference ranges for hair minerals have not been adequately established.
For most elements no correlation has been established between hair levels and other
known indicators of nutritional status.
iii. Hair analysis may be useful in experimental studies of nutritional status.
Monitoring
i. Repeat hair analysis for trace minerals is not indicated.
ii. The beneficial effects of nutritional therapy based on hair analysis have not been
adequately documented.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Live Cell Analysis
Outpatient Screening/Case Finding
i. Live cell analysis is not indicated for
screening health problems including nutritional imbalances in asymptomatic patients.
ii. In specific subsets of the population who are "at risk" for various
health problems, the use of live cell analysis has not been found to be superior to
traditional laboratory procedures utilized in case finding.
- Diagnosis
i. Live cell analysis is not indicated in the determination of organ
pathologies, infections, immune status or nutritional status.
ii. Additional studies on the use of dark field microscopy for various diagnoses are
needed.
Monitoring
i. Repeat live cell analysis for various health conditions is not
indicated.
ii. The beneficial effects of patient care based on live cell analysis results have not
been adequately documented.
Rating: |
Investigational |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Biochemical Biopsy: (Multiple Test Analysis Including Protein Electrophoresis and
Isoenzyme Fractionation with Predictive Interpretation of Results)
Biochemical
biopsy utilizes a comprehensive approach to laboratory testing where a multitest
biochemical test profile is ordered along with isoenzyme fractionation of common enzymes
and a serum protein electrophoresis. It may also include other serum protein analyses and
complete blood count. The rationale behind the use of this approach is detection of early
pathologies in the subclinical phase.
Outpatient Screening/Case Finding
i. Biochemical biopsy is not indicated for
screening of health problems in asymptomatic patients.
ii. This approach has not met the criteria as an effective screening procedure. The
biochemical biopsy may not be sensitive enough to detect early pathology and is
indiscriminate as is currently applied to patients with health problems that dont
fit the criteria for screening.
iii. Additional research is needed to determine the validity of this approach.
Diagnosis
i. The biochemical biopsy approach to testing is not useful for
diagnosis of specific health problems and/or vague multisystem patient complaints.
ii. The role of the biochemical biopsy as an aid to diagnosis requires further
scientific investigation.
Monitoring
i. Repeat determinations of the laboratory tests in the biochemical
biopsy is not indicated.
ii. The beneficial effects of the biochemical biopsy approach to testing on patient
management and health outcomes has not been documented.
Rating: |
Investigational |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Determination of "Optimal" Reference Values for Laboratory Tests without
Following Acceptable Procedures for the Establishment of Reference Ranges.
Outpatient Screening/Case Finding
i. This approach to interpretation of lab
reference values results is not recommended for screening and/or case findings in
asymptomatic patients.
Diagnosis
i. The optimal reference value approach to the interpretation of lab
values is not useful in the diagnosis of specific health problems and nutritional
imbalances because of its unusual way of determining reference ranges and because this
approach does not take into consideration biological, analytical and statistical
variations.
The reference ranges are determined by measurements performed on a large number of
subjects and arbitrarily defined as the range encompassed by two standard deviations.
The distribution curve of test results is skewed rather than symmetric.
The population used to calculate reference ranges is not necessarily healthy.
ii. Further research is necessary to determine the validity of this approach to the
establishment of laboratory reference ranges.
Monitoring
i. Utilizing the optimal value approach to laboratory interpretation
is not useful in monitoring changes in patients health status.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Inappropriate Clinical Laboratory Procedures
Cytotoxic Testing for Food Allergies
Based on the data derived from controlled investigations, there is poor test
reliability.
This test has not been shown to produce results that can be consistently correlated with
other examination findings.
This test lacks an acceptable scientific rationale, lacks sensitivity and specificity
and lacks evidence of clinical effectiveness.
Rating: |
Inappropriate |
Evidence: |
Class I, II, III
Consensus Level: |
1 |
Reams Testing and Interpretation of Urine
There is no clinical or scientific evidence for the use of this procedure in
chiropractic or other related health science literature.
This test has not been shown to produce results that can be consistently correlated with
examination findings.
This test lacks an acceptable scientific rationale, lacks sensitivity and specificity
and lacks evidence of clinical effectiveness.
Rating: |
Inappropriate |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Record Keeping and Patient Consents:
Disclaimer These guidelines may
necessarily be superceded by statutory law in respective state or provincial
jurisdictions. They do not purport to convey legal advice. It is recommended that each
practitioner should obtain his/her own independent legal advice.
- Internal Documentation
(Records generated within the chiropractors office.)
The Patient File
When a new patient enters the office, a file is created which
becomes the foundation of the patients permanent record. Adequate systems may
include personal patient data (e.g., name, address, phone numbers, age, sex, occupation);
insurance and billing information; appropriate assignments and consent forms; case
history; examination findings; imaging and laboratory findings; diagnosis; work chart for
recording ongoing patient data obtained on each visit; the service rendered; health care
plan; copies of insurance billings; reports; correspondence; case identification (e.g., by
number) for easy storage and retrieval of patients documents, etc.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
A folder is used to house most of the patients records. This may also be part of
the record, if the practitioner writes patient data on the folder, such as patient
personal information or x-ray/examination/treatment plan data. The practitioner may attach
a patient work chart to the inside of the folder along with the other items in the
patients file. On periodic file review, outdated portions may be removed and stored
in an archive file. A permanent note should be kept in the active file indicating that the
patient has additional records.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Doctor/Clinic Identification
Basic information identifying the practitioner or
facility should appear on documents used to establish the doctor-patient relationship.
This can be preprinted on forms, affixed by rubber stamp or adhesive labels or typed or
handwritten in ink. Basic information should include:
- practitioners name/specialty
- specialty designation (if applicable)
- facility name (if different)
- legal trade name (if applicable)
- street address and mailing address (if different)
- telephone number(s)
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Patient Identification
Clear identification of the patient with relevant
demographic information (see item #4 below) is a necessary component of the chart. This
information can be obtained with ease by using preprinted forms for completion by the
patient. Identifying information may include:
- case/file number (if applicable)
- name (prior/other names)
- birthdate, age
- name of consenting parent or guardian (if patient is a minor or incapacitated)
- copy letter of guardianship (where appropriate)
- address(es)
- telephone number(s)
- social security number (if applicable)
- radiograph/lab identification (if applicable)
- contact in case of emergency (closest relationship name/ phone number)
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Patient Demographics
Sex (M or F)
occupation (special skills)
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- marital status
- race
- number of dependents
- employer, address, phone number
- spouses occupation
Rating: |
Discretionary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Health Care Coverage
Health care coverage information is important for the
business function of a health care facility, and such records are a part of the health
care record. However, the information obtained and the format used are at the discretion
of the practitioner.
- current incident result of accident or injury?
- insurance company or responsible party (auto/work comp/health/other)
- group and policy numbers, effective date
- spouses insurance company and policy information (if applicable)
Rating: |
Discretionary |
Evidence: |
Class III |
Consensus Level: |
1 |
Patient History
This is the foundation of the clinical database for each patient.
The practitioner may choose to enter this data on a formatted or unformatted page. There
should be an adequate picture of the patients subjective perception of the history.
Important elements of the history may include:
- date history taken
- present complaint/chief complaint
- description of accident/injurious event or other etiology
- past history, family history, social history (work history and recreational interests,
hobbies as appropriate)
- review of systems (as appropriate)
- past and present medical/chiropractic treatment and attempts at self-care
- signature or initials of person eliciting history
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
When possible, history questionnaires, drawings and other information personally
completed by the patient should be included in the initial documentation.
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Examination Findings
Objective information relative to the patients history
is obtained by physical assessment/examination of the area of complaint and related areas
and/or systems. Gathering and recording this information may be facilitated by use of
preprinted and formatted examination forms. If abbreviations are used, a legend should be
available. Such documentation should include the date of the examination and name or
initials of the examining practitioner. If persons other than the primary examining
practitioner perform and/or record elements of the objective examination, their names
and/or initials should appear on the exam/data form. Such evaluations may include:
- vital signs
- physical examination
- neuromusculoskeletal examination
- instrumentation
- other chiropractic examination procedures
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Findings of Special Studies
Documented results of special studies become a
component part of the contemporaneous file. This documentation should include date of
study, facility where performed, name of technician, name of interpreting practitioner,
and relevant findings. Special studies ordered by practitioner may include:
diagnostic imaging (e.g., plain film radiography; tomography or computed tomography;
magnetic resonance imaging; diagnostic ultrasound; radionuclide bone scan)
neurophysiologic/ electrodiagnostic testing (e.g., nerve conduction velocities;
electromyography; somatosensory evoked responses)
other laboratory tests
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Miscellaneous Assessment and Outcome Instruments
Various assessment and outcome
instruments can contribute to clinical management and become part of the case record. Many
of these instruments are used in a repeated or serial fashion, which makes it essential
for the record to identify the date(s) of completion and name(s) of scoring practitioner/
technician. Measurement instruments currently in use include:
- visual analog scale
- pain diagrams
- pain questionnaires (e.g., McGill)
- pain disability instruments (e.g., Oswestry, Neck Disability Index)
- health status indices (e.g., SF-36, Sickness Impact Profile)
- patient satisfaction indices
- other outcome measures
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Clinical Impression
Upon completion of the subjective and objective data base,
the practitioner formulates a clinical impression or diagnosis. This may be preliminary
only, and may comprise more than one diagnosis. This clinical impression should be
recorded within the file or in the contemporaneous visit record. As the clinical
impression may change with new clinical information or in response to treatment, it is
important that each clinical impression be dated. The record may include:
- primary, secondary and/or tertiary elements of diagnosis
- appropriate diagnostic coding (e.g., lCD-CM)
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Treatment Plan
This arises from the accumulation of clinical data and the
formulation of the initial clinical impression. The plan may include further diagnostic
work to monitor progress, or a therapeutic trial to test clinical impressions and assess
appropriateness of treatment procedures selected. The treatment plan documents the
approach to management by the practitioner and staff (e.g., spinal adjusting, therapy
modalities, recommended exercise regime, lifestyle and dietary modifications). Any plan
for referral to or consultation with other health care providers is appropriately listed
in the record. The written treatment plan may appear on a form dedicated to the clinical
work-up, or in the contemporaneous visit record, and may include:
- diagnostic/reassessment plan
- practitioners treatment plan (modes and frequency of care)
- patients education and self-care plan
- intra- or interdisciplinary referral or consultation
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Chart/Progress Notes
Once the initial patient work-up has been completed, all
record entries should be made in a systematic organized manner.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Clinical Information. The patients records must be sufficiently complete to
provide reasonable information requested by a subsequent health care provider, insurance
company, and/or attorney (e.g., progress notes, SOAP notes, SORE notes). A dated record of
what occurred on each visit, and any significant changes in the clinical picture or
assessment or treatment plan need to be noted. The method in which chart notes are
recorded is a matter of preference for each practitioner.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
There are many different adjusting/manipulation/manual techniques. It is important to
record what area was adjusted/manipulated/treated and the procedure used.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Anyone other than the attending practitioner who enters data into the contemporaneous
chart must initial the entry.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Re-examination/Reassessment:
All relevant information from every reassessment and
reexamination must be recorded in the patient file.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Financial Records
Financial records are important for the business function of a
health care facility, and such data are part of the health care record:
- patient account ledgers
- billing statements
- explanation of benefits (EOB) from payers, proof of payment
Rating: |
Necessary |
Evidence: |
Class I, III |
Consensus Level: |
1 |
The precise information obtained and the means of storage and retrieval are at the
discretion of the chiropractor.
Rating: |
Discretionary |
Evidence: |
Class III |
Consensus Level: |
1 |
Internal Memoranda Regarding Patient
patient sign-in sheets
staff messages (intra-office)
phone messages and summaries/transcription of phone conversations
Rating: |
Discretionary |
Evidence: |
Class I, III |
Consensus Level: |
1 |
External Documentation
External documentation includes all records arising from
outside the practitioners office, but also includes any communication with third
parties.
Direct Correspondence
Correspondence in the form of letters or memoranda that
leave the office should have information identifying the practitioner and/or clinic,
address, and telephone number and be contemporaneously dated. A copy must always be kept
on file.
- introductory letter(s) to or from referring practitioner (DC, MD, etc.)
- general correspondence to or from other practitioners
- general correspondence to or from attorney(s)
- general correspondence to or from patient
- general correspondence to or from various payer groups
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Health Records
- pertinent copies of health records from previous or concurrent health care providers
- special consultative reports
- reports of special diagnostic studies
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Diagnostic Imaging
When indicated, a reasonable attempt should be made to obtain recent x-rays (or copies)
relevant to the presenting problem of the patient, and summarize and record pertinent
information.
Copies of external radiology reports.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
External Reports
Frequently a practitioner will be required to write various
reports. The information for these reports comes from patient records. Adequate reporting
usually requires the practitioner to review the patients history, examination
findings, diagnosis, treatment procedures, progress notes/work chart and other reports
that may have been written together with records from other health care providers that
have treated or evaluated the patient. There are many types of reports that serve various
needs. There are many acceptable styles and formats.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Chart/File Organization
General Considerations
Records should be kept in chronological order and entered
as contemporaneously as possible. They should not be backdated or altered. Corrections or
additions should be dated and initialled. The chart or file should be fully documented and
contain all relevant, objective information; extraneous information should not be
included. The record must be complete enough to provide the practitioner with information
required for subsequent patient care or reporting to outside parties.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Use of Pre-printed Forms
The use of forms can assist in tasks such as obtaining
case history, noting examination findings and charting case progress. Use of forms is at
the discretion of the individual practitioner but should favor comprehensiveness and
completeness rather than brevity.
Rating: |
Discretionary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Legibility and Clarity
Health records should be neat, organized and complete.
Entries in charts should be written legibly in ink. Entries must not be erased or altered
with correction fluid (whiteout) or tape or adhesive labels, etc. If the contents of any
document are changed, the practitioner should initial and date such changes in the
corresponding margin.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Use of Abbreviations/Symbols
Use of abbreviations or coding can save record space
and time. A legend of the codes or abbreviations should appear on the form or be available
in the office in order that another practitioner or interested person can interpret and
use the information. The legend can also be used for intra-office communications and as a
dictation aid.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Maintenance of Records
Confidentiality
The rule of confidentiality requires that all information about a
patient gathered by a practitioner as any part of the doctor/patient relationship be kept
confidential unless its release is authorized by the patient or is compelled by law. The
rule is an ethical responsibility as well as a legal one. Assurance of confidentiality is
necessary if individuals are to be open and forthright with the practitioner. Patients
rightly expect that such information as their health will remain private and secure from
public scrutiny. Thus the principle that all doctor-patient communications are privileged
and confidential.
Rating: |
Necessary |
Evidence: |
Class I, III |
Consensus Level: |
1 |
Records Retention and Retrieval
Health records should be retained, and in a way
that facilitates retrieval. To the extent possible, they should be kept in a centralized
location. In most circumstances, recent records are maintained on premises either as hard
copy or electronically, and after a period of time can be archived, microfilmed or
microfiched and placed in storage. The length of time that records, in whatever form, must
be kept varies. Many states/ provinces have legislated minimum periods of time for
retention of health records, usually between five to fifteen years. When the decision is
made to dispose of health records, the manner of disposal must protect patient
confidentialiy. If a chiropractic office closes or changes ownership, secure retention of
the health care record must be ensured.
Rating: |
Necessary |
Evidence: |
Class I, II |
Consensus Level: |
1 |
Even when legal time limits have elapsed, it is advisable to continue to retain records
because of the valuable information they contain.
Rating: |
Discretionary |
Evidence: |
Class III |
Consensus Level: |
1 |
Administrative Records
Administrative records are primarily those relating to the
non-clinical side of practice, but there is some overlap into the doctor/patient
relationship. Examples of administrative records may include: telephone logs, schedule and
record of appointments, patient personal data information, insurance forms and billing,
collection and patient billing, routine correspondence, a record filing system that makes
for accurate retrieval of patient data. These records must be maintained in a legible and
retrievable format.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Records Transfer
It is mandatory that health care data (excluding data and
reports from outside sources) requested by another provider currently treating a present
or former patient be forwarded upon receipt of an appropriate request and patient consent.
In some jurisdictions, this duty to forward information to another treating health
professional is imposed by statute also. However, even m the absence of a statutory
requirement a practitioner has a responsibility to comply with such a request, and as
expeditiously as possible.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Clinic Staff Responsibilities
The practitioner is responsible for staff actions
regarding record keeping and consent forms, and for assuring that administrative tasks are
handled correctly and promptly. Any employee involved in the preparation, organization, or
filing of records should fully understand professional and legal requirements, including
the rules of confidentiality.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
|
Patient Consents
Informed Consent/Consent to Treatment Generally
Patient consent to
treatment is always necessary. It is often implied rather than expressed. However, where
there is risk of significant harm from the treatment proposed, this risk must be
disclosed, understood, and accepted by the patient. Such informed consent is required for
ethical and legal reasons. The best record of consent is one that is objectively
documented (e.g., a witnessed written consent or videotape).
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Consent to Treatment - Competence
A patient must be competent to give consent to
treatment. The treatment of minors (age of majority varies from 14 to 21 according to
jurisdiction) and mentally incompetent adults requires the prior consent of a guardian in
most circumstances.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Authorization to Release Patient Information
With the consent of a competent
patient or guardian, records may, and in most situations must, be provided to third
parties with a legitimate need for access. The patient consent should not be more than 90
days old, or as provided by law. Whenever health care information is released pursuant to
authorization from a patient, documentation of the authorization should be requested and
retained (except in some emergencies). If the request is for all or part of the health
care record, the original record should never be released, unless compelled by law, only
copies. Before the copy chart or other records are sent out, they should be reviewed to
make certain they are complete.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Financial Assignments
While financial data is important for the business function
of a health care facility, and such records are indeed part of the health care record, the
information obtained and the method of acquiring such information is at the discretion of
the practitioner. Any alteration of standard fees charged necessitates documentation (e.g,
in cases of financial hardship).
Rating: |
Discretionary |
Evidence: |
Class III |
Consensus Level: |
1 |
Consent to Participate in Research
When a practitioner engages in research, the
ethical basis of the doctor-patient relationship changes to an investigator-subject
interaction. The new relationship must meet a new set of criteria different from clinical
practice.
If a patient is requested to participate in a research study or project the request
must be accompanied by informed consent that meets the minimum request for the protection
of human subjects as established by competent authorities (e.g., NIH/ NSF or
state/provincial law).
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Publication/Photo/Video Consent
All records from which a patient may be identified (e.g., photographs, videotapes, audiotapes) should only be created once consent has been obtained. Such consents should identify the purposes of the record and the circumstances under which it will be released.
records for clinical management
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
records for all other purposes (e.g., research, training, distribution)
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Authority to Admit Observers
Persons not participating in the treatment of the
patient should not be permitted to watch examinations or procedures without authorization
from the patient. This principle is subject to some exceptions where the patient is a
minor.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Clinical Impression:
- Necessity
Arrival at a clinical impression or diagnosis, or diagnostic conclusion
or analysis, is a necessary outcome of the patient encounter.
Comment: The responsibility of a chiropractic practitioner does not change with
the terminology used to describe clinical findings. The practitioner is required to assess
the patient upon presentation and respond to the clinical situation in a manner consistent
with the best interests of the patient, the practitioners clinical judgment, and the
law of the jurisdiction in question.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Initial Responsibility
The initial level of responsibility of the practitioner
involves the immediate discernment as to the nature and status of the patient on initial
presentation. A practitioner should be expected to recognize and respond to
life-threatening situations in a manner consistent with the patients best interest.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Subsequent Responsibility
After the initial evaluation has been completed the
practitioner begins a series of differentiations that result in many clinical decisions
being implemented. This process is not an end in itself, but merely designates suspected
conditions that become the focus for prognostic judgments, further assessment and patient
management. Initiation of chiropractic care, additional studies, referral with or without
continuing chiropractic care and cessation of chiropractic care are possible.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Terminology
The terminology utilized to describe a clinical impression,
diagnosis, diagnostic conclusion, or analysis should be consistent with appropriate usage
in chiropractic (e.g., subluxation complex/fixation/misalignment) and related health care
communities. If a practitioner is required to use specific terminology, or is prohibited
from the use of such terminology by law, then that legal requirement is the guiding
factor.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Content
Patients may have various conditions/symptoms/findings that result in a
number of unrelated clinical impressions. The primary clinical impression, diagnosis,
diagnostic conclusion, or analysis should address the chief complaint expressed by the
patient. Secondary diagnoses should be prioritized and addressed as needed and may be of
greater clinical consequence to the patient.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
The clinical impression, diagnosis, diagnostic conclusion, or analysis should reflect a
classification scheme that consists of statements reflective of severity, region, and
organ/ tissue involvement.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
The clinical impression, diagnosis, diagnostic conclusion or analysis should be related
to the subjective and/or objective findings of the patient, and be consistent with
evidence-based criteria.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Process
When additional confirmatory tests are required to establish the clinical
impression, diagnosis, diagnostic conclusion, or analysis it is the practitioners
responsibility to ensure that these studies are completed in as timely and efficient a
manner as possible. Practitioners may perform such procedures consistent with their
qualifications and the law, or they may seek to have such procedures performed by other
qualified parties.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Where procedures relevant to a diagnosis, clinical impression, diagnostic conclusion,
or analysis are not within the qualifications or competence of a practitioner, the
practitioner should make appropriate consultations with others.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
The clinical impression, diagnosis, diagnostic conclusion, or analysis should be
recorded in the patients record and qualified as to its certainty.
Rating: |
Necessary |
Evidenc: |
Class I, II, III |
Consensus Level: |
1 |
- Dynamics
The clinical impression, diagnosis, diagnostic conclusion, or analysis
should be a working hypothesis that may change over time, given additional information
and/or changes in the condition of the patient.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Communication
The practitioner should communicate the diagnosis or clinical
impression or diagnostic conclusion or analysis, and its significance, to the patient in
understandable terms, and convey such findings to other providers or agencies as the
patient requests and consents to, or as the law requires.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Modes of Care:
- Manual, Articular Manipulative and Adjustive Procedures
Specific Contact Thrust Procedures
High Velocity Thrust: High-velocity thrust procedures (also referred to as osseous adjusting procedures) are probably the most commonly recognized, most widely taught, and
most widely used of the adjustive and manipulative techniques within the chiropractic
profession.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Rating: |
Established for the care of patients with many other
neuromusculoskeletal problems. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Rating: |
Equivocal for other purposes. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comments: These procedures must be considered in light of their intended
application, types of patients and conditions independently managed, and the nature of the
thrust.
High Velocity Thrust with Recoil: There is little evidence in the literature
specifically evaluating the effectiveness of thrust with recoil as compared to non-recoil
thrust. Although distinct in application due to the recoil, typical joint cavitation and
movement occurs with this procedure as it does with dynamic thrust without recoil. It is
reasonable to assume that similar physiologic responses occur with both forms of thrust.
Although comparative trials are needed, this modification is not controversial and it is
reasonable to assume that studies evaluating thrust with or without recoil would have
similar outcomes.
Rating: |
Promising to established for the care of patients with
neuromusculoskeletal problems. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Rating: |
Equivocal for other purposes |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comments: These procedures must be considered in light of their intended
application, types of patients and conditions independently managed, and the nature of the
thrust.
Low-Velocity Thrust: Low-velocity thrust may or may not result in joint gapping,
depending on degree of pre-stress and amplitude. In the absence of specific comparative
studies on low-velocity thrust, it is reasonable that any low-velocity thrust that results
in joint gap is likely to have effects similar to high velocity thrusts from a mechanical
point of view. For low-velocity thrust that does not cause cavitation, the literature on
mobilization is thought to be representative if substantial range of motion to joints and
soft tissues is induced. Reflex and global (widespread) effects of such procedures have
not been well studied and are addressed in the section on reflex procedures.
Rating: |
Equivocal to promising for the care of patients with
neuromusculoskeletal problems. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Rating: |
Investigational to equivocal for the care of patients with
some organic conditions. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comments: These procedures must be considered in light of their intended
application, types of patients and conditions independently managed, and the nature of the
thrust.
Non-Specific Contact Thrust Procedures
Mobilization: Mobilization (passive
movement through the physiologic joint range) does not exceed the passive end range and
therefore involves no cavitation of the joint and hence is distinct from manipulation. The
purpose of mobilization is to increase range of motion within a restricted joint. Much of
the clinical outcome literature on mobilization is blended with the manipulation
literature.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Manual Force, Mechanically Assisted Procedures
Drop Tables and Terminal Point Adjustive Thrust:
This procedure is a dynamic thrust
with or without recoil that is in widespread use within the profession. The thrust
involves positioning and pre-stress of joints in similar and modified fashion to other
dynamic thrust procedures but involves small translational movement of a section of the
adjusting table beneath the patient and the segment to which the thrust is applied.
Rating: |
Promising to established for the care of patients with
neuromusculoskeletal problems. |
Evidence: |
Class III |
Consensus Level: |
1 |
Rating: |
Investigational to equivocal for other purposes |
Evidence: |
Class III, with probable applicability of Class II studies
involving high velocity thrust without mechanical assistance |
Consensus Level: |
3 |
Comments: These procedures must be considered in light of their intended
application, types of patients and conditions independently managed, and the nature of the
thrust.
Flexion-Distraction Tables: These devices allow for manually assisted mechanical
distraction to be applied primarily to the lumbar and thoracic spine along with other
ranges of motion. This approach of flexion-distraction is a standard, widely taught
procedure. There is a great deal of supportable and reasonable mechanical and physiologic
rationale in the literature for the appropriate use of these procedures for the care of
patients with neuromusculoskeletal problems.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
2 |
Pelvic Blocks: These paired wedges are used primarily for positioning the
lumbosacral and sacroiliac joints to produce a sustained stretch. This procedure is in
fairly common use, and there is reasonable rationale and expert opinion on its utility in
certain situations.
Rating: |
Promising for the care of patients with neuromusculoskeletal
problems. |
Evidence: |
Class III |
Consensus Level: |
1 |
Mechanical Force, Manually Assisted Procedures
Fixed Stylus, Compression Wave Instruments:
These devices are typically used in the
upper cervical spine. A non-moving stylus is positioned against a pre-stressed motion
segment. A moving piston strikes the stylus producing a compression wave along the stylus.
It is speculated that a force is transmitted to the adjacent tissue and transmitted to the
osseous and articular structures. With minimal tissue deformation and no amplitude change,
the pliability and elasticity of the intermediate soft tissue is likely to absorb and
disperse some or all of the force transmitted.
Rating: |
Equivocal |
Evidence: |
Class III |
Consensus Level: |
1 |
Comments: Rationale for procedure is poorly substantiated and good efficacy
studies are lacking. There are no direct safety concerns with proper application. These
sorts of instruments suffer from the same limitations as low-force thrusts and will
require significant investigation over time. Although use is not widespread, such
instruments and protocols are taught in the curriculum of a few institutions and are not
known to be restricted by regulatory agencies. There is clinical opinion and some case
study information suggesting utility.
Moving Stylus Instruments: Spring loaded and piston activated adjusting
instruments can be adjusted by amplitude, position and/or acceleration. One instrument
known as an "Activator" has an adjustable amplitude with a spring loaded cocking
mechanism that permits an adjustable range of reproducible accelerations. This instrument
has been tested in animal models using pressure transducers and accelerometers and has
demonstrated small but reproducible oscillation of bony vertebrae. Other devices employing
similar mechanisms (such as the Pettibon instrument) may have similar effects.
These
instruments when applied by and for rationales similar to dynamic thrust are likely to
produce effects similar to some low-amplitude manual thrusting or mobilization procedures.
They are also likely to stimulate cutaneous nerve endings and produce reflex effects.
However, more investigation is required regarding rationales for application for several
of these instruments.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Manual, Nonarticular Manipulative and Adjustive Procedures
Manual Reflex and Muscle Relaxation Procedures
Muscle Energy Techniques:
A variety of procedures fall under this classification
including post-facilitation stretch, post-isometric relaxation, and reciprocal inhibition,
among others. In addition, there are several chiropractic techniques that use procedures
mechanically and physiologically similar to these as part of their therapeutic
armamentarium. The rationale for such procedures is based on the concept of reciprocal
innervation and inhibition between agonist and antagonist muscles. Treatment is directed
at finding such sites and having the patient do movements and muscle contractions,
typically against some kind of active resistance in order to cause a relaxation of a
hypertonic muscle. These techniques are commonly in use and are the subject of much
investigation.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Neurologic Reflex Techniques: These are a variety of techniques that attempt to
stimulate proprioceptive and other sensory nerve endings by application of light touch or
sustained pressure on various soft tissue or bony structures.
Rating: |
Equivocal for muscle relaxation |
Evidence: |
Class III |
Consensus Level: |
1 |
Rating: |
Investigational for other purposes |
Evidence: |
Class III |
Consensus Level: |
1 |
Comments: There is evidence that demonstrates that mechanical stimulation may
influence muscle relaxation, sudomotor activity, vasoconstriction/dilation, gastric
secretions.
Some practitioners use varieties of passive spring tension "plunger" devices
for this purpose. Persuasive clinical studies only exist for somatic conditions.
Procedures that result in only slight temporary soft tissue deformation or none at all
(such as brief or sustained touch-like pressure to the skin) are not presently represented
in the literature, and no well-articulated or substantiated physiologic rationales exist
for effectiveness. These procedures would benefit from detailed investigation.
Myofascial Ischemic Compression Procedures: Ischemic compression involves placing
a sustained compressive force on a tight or contracted muscle. This is thought to relax
the muscle and thereby reduce stress to any joints to which the muscle is attached. The
chiropractic profession has employed myofascial ischemic compression procedures and other
soft tissue procedures as part of a care regimen for a long time (e.g., Receptor-tonus
Technique, myofascial trigger point therapy).
Rating: |
Established for muscle relaxation |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Miscellaneous Soft Tissue Techniques: There are many different kinds of muscle
work in widespread use. They involve applying manual pressure in order to relieve muscle
spasm. Some common techniques of muscle work include: massage (superficial, effleurage,
petrissage, percussion), pressure point work (acupressure and shiatsu), and deep tissue
techniques (Rolfing). There is little controversy regarding the clinical utility of such
procedures for relaxation and uncomplicated musculoskeletal dysfunction. However,
comparative clinical investigations are sparse. Light massage has occasionally been used
as a placebo control in manipulation studies.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Miscellaneous Procedures
Neural Retraining Techniques:
A variety of procedures aimed at developing
neuromuscular coordination exist within the chiropractic profession. Such procedures
constitute portions of some popular techniques. Primarily, these approaches involve
repeated active movements under a variety of mechanical conditions in order to
"pattern" the motor system for particular activities. There is rationale and
support in the exercise physiology, kinesiology, and neurologic rehabilitation literature
for many of these practices. There is overlap with other reflex procedures including
muscle energy techniques. In terms of training for developing coordination and
conditioning there is little controversy due to the plausibility of rationale, but a
minimum of outcome investigations. Examples of these approaches include Janda,
Feldenkrais, Alexander, cross crawl, etc.
Rating: |
Equivocal to promising in some conditioning and neuromuscular
coordination contexts. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Rating: |
Investigational for other purposes |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comment: There are proponents of other neural "organization" or
"reeducation" procedures that claim a variety of clinical applications including
the treatment of visceral, psychologic, and genetic conditions. There are poorly described
rationales that may offer a starting point for model development, but no truly scholarly
efforts are available to date. There is little or no literature available which documents
effectiveness and such protocols are rarely taught as core material at accredited
institutions. At best these procedures should be considered investigational, and,
depending on the plausibility of certain applications, may be considered inappropriate to
doubtful.
Conceptual Mind-Body Approaches: These approaches are based on the idea that
mental thought (by the clinician) can influence physiological function of the patient.
However, there is no information that suggests that a given doctor can directly influence
a patients physiology or disease process in specific situations. Although
interesting, application to chiropractic care is speculative.
Rating: |
Inappropriate |
Evidence: |
Class III |
Consensus Level: |
1 |
Comment: There is widespread acceptance of the importance of the doctor-patient
relationship in the healing process. There is also burgeoning popular support for the
mind-body relationship in the healing process. Facilitating this process in all types of
therapeutic encounters is likely to be of benefit for patients mental and social
states. However, there is no justification for the substitution of metaphysical modalities
for standard mechanical and chiropractic interventions. These issues are important fields
in and of themselves (psychology, psychoneuroimmunology). It should be noted that one
well-designed prospective, randomized, controlled trial of intercessory prayer on 393
hospitalized cardiac patients did demonstrate beneficial therapeutic effects.
Surrogate Approaches: All chiropractic treatment approaches that utilize another
person or a device as a mediator for receiving treatment on behalf of the patient have no
defensible rationale or documentation of effectiveness and are therefore unacceptable in
chiropractic practice.
Rating: |
Inappropriate |
Evidence: |
Class III |
Consensus Level: |
1 |
Nonmanual Procedures
Exercise and Rehabilitation
Mobility and Stretching Exercise:
Active mobility maintenance and stretching by the
patient are traditionally encouraged in chiropractic practice. Training, counseling and
advice in stretching and mobility exercises are common, and various descriptions of
chiropractic programs exist in the literature. Trials on exercise in chiropractic settings
have not been published, but there is function and performance information available in
exercise physiology and sports medicine literature.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Strengthening, Conditioning and Rehabilitation: Active conditioning exercise is
thought to be helpful for both healing and prevention of many mechanical back and neck
problems. Conditioning and spinal stabilization programs are becoming more common for
chiropractic management of low-back conditions. In addition, numerous programs are in
place that involve job simulation and work hardening protocols that are directed at
chiropractic management and conditioning for specific tasks.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Passive Stretch: Passive stretch is gentle sustained muscle lengthening applied
by the practitioner or therapist. Its use is common within the chiropractic profession.
There are a number of variations of application including several modalities to distract
the patient from potential discomfort such as I. cryotherapy (ice, coolant sprays, etc.)
and 2. analgesic balms. These distractors are usually applied just before or simultaneous
with the passive stretch and are for the purpose of distracting the patient from the
possible discomfort of sustained stretch on the muscles and tissues. Practitioners,
especially within the field of sports chiropractic, teach and use these procedures
frequently.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Educational Programs
Back School/Spinal Care Courses:
Knowledge about how to take care of ones
health problems and how to modify behavior or lifestyle is likely to be beneficial for
most patients. Back school programs and patient education have traditionally been an
integral part of chiropractic case management. It is supportable when used as an
appropriate teaching aid.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Wellness Care/Disease Prevention/Health Promotion: A relatively new area of
interest in chiropractic as a distinct service, prevention has long been a primary
consideration of the chiropractic professions approach to health care. Typical
disease prevention programs, smoking cessation, weight reduction efforts and the like fit
well within chiropractic practice scopes. Organizations such as the American Chiropractic
Association, International Chiropractors Association and the Chiropractic Forum of
the American Public Health Association have adopted policies or expressed support for such
programs and practitioners with a particular expertise and interest in this area are
increasing in number.
Rating: |
Promising to established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Nutritional Counseling: Nutritional training is included in the chiropractic
curriculum. As a general issue concerning scope of practice, there is little disagreement
regarding the capability or qualifications of practitioners to counsel patients concerning
nutritional matters.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Comment: Specific nutritional therapy is an extensive field that requires a
great deal of delineation. This should be addressed in the future.
Biofeedback: Some practitioners have begun to use biofeedback training as a means
of teaching patients to control stress and other conditions. Its utility has been fairly
well documented and its clinical application in chiropractic case management may be
beneficial.
Rating: |
Promising to established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Electrical Modalities
Electrical modalities (e.g., muscle stimulating,
electrochemical, electroacupuncture) have long been a part of chiropractic education and
they are specifically included in scope of practice regulations in most jurisdictions.
Standard electrical modalities are often used as ancillary to chiropractic manual
procedures, and although there has been historical and political controversy regarding the
clinical utility of all physiotherapeutic modalities in chiropractic practicetheir
inclusion in chiropractic scope of practice is not a significant area of debate. Protocols
are well delineated. Muscle stimulation, galvanic current, microcurrent, iontophoresis,
and TENS among others are representative modalities within this grouping. There is good
evidence that many of these procedures produce therapeutic changes in muscle tone. There
is some conflicting evidence for the effectiveness of electroanalgesia. lontophoresis of
some compounds may be regulated specifically in some jurisdictions.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Thermal Modalities
These include cryotherapy, infrared, hydrotherapy,
hydrocollator, diathermy and others. These are standard within the chiropractic scope of
practice in most jurisdictions. Protocols are documented and standardized. Cooling
modalities are well established in the control of inflammation whereas heating modalities
tend to promote palliation and general relaxation.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Ultraviolet
Ultraviolet radiation is a conservative procedure used in the
treatment of superficial cutaneous and mucosal conditions. It is typically included as a
physiotherapeutic modality in most chiropractic jurisdictions.
Rating: |
Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Ultrasound and Phonophoresis
Ultrasound is thought to be beneficial in increasing
metabolic activity through deep heating and micromassage. Standard ultrasound and
phonophoresis are typically included as standard ancillary procedures in chiropractic
care. However, limitations may exist regarding phonophoresis of regulated compounds.
Protocols are documented and standardized but may vary between jurisdictions.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Bracing, Casting, and Supports
Supports, braces, casting, orthotics and the like
are often useful components of chiropractic care. Practitioners are trained for the
application of many such appliances. However, more specialized training is required for
scoliosis appliance prescription and other complex procedures.
Rating: |
Promising to established |
Evidence: |
Class II, III |
Consensus Level: |
2 |
Traction
Mechanical traction is frequently employed to stretch muscles, joints,
and intervertebral discs. Its use is typically included in chiropractic education and is
considered as a viable mechanical modality.
Rating: |
Promising to established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Special Interest Areas
Manipulation Under Sedation/Anesthesia (MUS/ MUA)
Manipulation under sedation has
been included in medical and osteopathic practice for some time. Chiropractic
practitioners, because of their expertise in manual methods, have begun participating in
the application of these procedures in the hospital setting in conjunction with
anesthesiologists. These programs are subject to strict protocols as well as state and
federal regulations.
Rating: |
Equivocal |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comment: Although MUS/MUA is considered potentially useful, chiropractic
involvement in such programs is a new area of special interest that requires further
exploration.
Acupuncture
Acupuncture is a healing art that has been utilized for over 5,000
years. It is taught at some chiropractic colleges and is utilized by some practitioners.
Its primary clinical use is for pain control.
Rating: |
Promising |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Comment: This is a complex field that warrants special training. A thorough
discussion is beyond the scope of this document. Use may be regulated in some
jurisdictions.
Homeopathic Remedies
Homeopathic remedies are thought to be of therapeutic value
in some circumstances. Many homeopathic preparations are in use by some practitioners.
Typically used for the relief of immediate symptoms and pain, homeopathic preparations are
usually non-toxic to the patient and protocols for their usage are standardized and
documented.
Rating: |
Equivocal |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comment: This is a complex field that warrants special training. A thorough
discussion is beyond the scope of this document. Use may be regulated in some
jurisdictions.
Frequency and Duration of Care:
-
Short and Long Range Treatment Planning:
At the outset of treatment/care, a
written estimated time frame for reaching intermediate functional milestones (short term
goals, e.g., the ability to move the affected part, exert force, walk, etc.) and
treatment/care outcomes (long term goals, e.g., return to work, renew sports, full
activity, etc.) should be made. The length of time to reach these objectives can be
affected by specific historical factors.
NOTE: These factors, when combined (two or more), do not necessarily imply
combined delay in recovery, but must be evaluated on a case-by-case basis.
Preconsultation Duration of Symptoms.
Pain less than eight days: No anticipated
delay in recovery. Pain more than eight days: Recovery may take 1.5 times longer.
Typical Severity of Sympoms. Mild pain:
No anticipated delay in recovery. Severe
pain: Recovery may take up to two times longer.
Number of Previous Episodes. 0-3:
No anticipated delay in recovery. 4-7: Recovery
may take up to two times longer.
Injury Superimposed on Preexisting Condition(s).
Skeletal anomaly: May increase
recovery time by 1.5-2 times. Structural pathology: May increase recovery time by 1.5-2
times.
Rating: These recommendations are safe and have limited effectiveness
in predicting recovery rate. They have a rating of promising based on Class II and
III evidence.
Consensus Level: I
Strength of Recommendation: Type B
- Treatment/Care Frequency:
Specific recommendations related to acute, subacute and
chronic presentations are given below. In general, more aggressive in-office intervention
(three to five sessions per week for one to two weeks) may be necessary early.
Progressively declining frequency is expected to discharge of the patient, or conversion
to elective care.
Rating: The general approach to frequency is safe and effective provided it is
carried out within the guidelines of natural history. The rating is established and is
supported by Class II and III evidence.
Consensus Level: 1
Strength of Recommendation: Type B
- Patient Cooperation:
The nature of the patients disorder and the purpose
and strategy of the treatment plan should be adequately explained to the patient. Patients
who prove to be insincere or non-compliant to treatment/care recommendations should be
discharged from care, with referral when appropriate.
Rating: This recommendation is safe and effective. The rating of promising is
given when used in an effort to avoid physician dependence and overuse of services based
on Class II and HI evidence.
Consensus Level: 1
Strength of Recommendation: Type B
- Failure to Meet Treatment/Care Objectives:
Acute Disorders: After a maximum of two trial therapy series of manual procedures
lasting up to two weeks each (four weeks total) without significant documented
improvement, manual procedures may no longer be appropriate and alternative care should be
considered.
Unresponsive Acute, Subacute, or Chronic Disorders:
Repeated use of passive
treatment/care normally designed to manage acute conditions should be avoided as it tends
to promote physician dependence and chronicity.
Systematic interview of the patient and immediate family should be carried out in search
for complicating or extenuating factors responsible for prolonged recovery.
Specific treatment/care goals should be written to address each issue.
Continued failure should result in patient discharge as inappropriate for chiropractic
care, or having achieved maximum therapeutic benefit.
Rating: Safe and effective procedures that are established and supported by
Class I, II, and III evidence.
Consensus Level: 1
Strength of Recommendation: Type A
- Uncomplicated Cases:
(acute episode)
Observing the consistency of practice
experience defined by the studies listed in the review of literature for passive care,
only acute episodes can truly be considered uncomplicated. Acute episode (first
occurrence, recurrent, or exacerbation of a chronic condition).
Symptom Response: Significant improvement within 10-14 days; three to five treatments
per week.
Activities-of-Daily-Living (ADL): The promotion of rest, elevation, active rest, and
remobilization, as needed, are expected to improve ADL followed by a favorable response in
symptoms.
Return to Pre-episode Status: six to eight weeks; up to three treatments per week.
Supportive Care: Inappropriate.
Rating: These recommendations are safe and effective in meeting the desired
objectives. It has an established rating based upon the relationship to natural history.
It is supported by Class I, II, and III evidence.
Consensus Level: 1
Strength of Recommendation: Type A.
- Complicated Cases:
Implementation of up to two independent treatment plans
relying on repeated use of passive care is generally acceptable in the management of cases
undergoing prolonged recovery.
Signs of Chronicity:
All episodes of symptoms that remain unchanged for two to three
weeks should be evaluated for risk factors of pending chronicity.
Patients at risk for becoming chronic should have treatment plans altered to
de-emphasize passive care and refocus on active care approaches.
Rating: Criteria for chronicity are established, safe and effective with Class
I, II, and III evidence.
Consensus Level: 1
Strength of Recommendation: Type A
Subacute Episode:
Symptom Response: Symptoms have been prolonged beyond six weeks, and passive care in
this phase is as necessary, not generally to exceed two treatments per week, to avoid
promoting chronicity or physician dependence.
Activities of Daily Living (ADL): Management emphasis shifts to active care, dissuasion
of pain behavior, patient education, flexibility and stabilization exercises.
Rehabilitation may be appropriate.
Return to Pre-episode Status: 6-16 weeks.
Supportive Care: Inappropriate.
Rating: These recommendations are safe and effective in reaching the desired
objective. They have a promising rating based upon the relationship to natural history and
are supported by Class II and III evidence.
Consensus Level: 1
Strength of Recommendation: Type B
Chronic Episode
Symptom Response: Symptoms have been prolonged beyond 16 weeks, and passive care is for
acute exacerbation only.
Activities of Daily Living (ADL): Supervised rehabilitation and life style changes are
appropriate.
Return to Preinjury Status: May not return. Maximum therapeutic benefit and declaration
should be considered.
Supportive Care: Supportive care using passive therapy may be necessary if repeated
efforts to withdraw treatment/care result in significant deterioration of clinical status.
Rating: These chronic episode recommendations are safe and effective in reaching
the desired objectives of sustaining the optimal health status under the circumstances.
The rating is promising. Chronic disorder treatment/care is supported by Class II and III
evidence.
Consensus Level: 1
Strength of Recommendation: Type B.
Elective Care:
Under specific circumstances for individual cases, elective care
may be safe and effective. Elective care must be designed to avoid physician dependence
and chronicity. Therapeutic necessity is absent by definition.
Rating: Unrated
Consensus Level: 1
Reassessment:
-
Reassessments - General Principles
Reassessments are an integral component of
case management and should be made following an appropriate period of care.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
The necessity for and the content of reassessments are determined by the patients
response. Patients responding as expected might be reassessed later and with fewer tests;
those not responding or responding more slowly should be re-evaluated sooner and possibly
more thoroughly. A knowledge of the natural history of the condition greatly facilitates
decisions concerning the timing of reassessment.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Appropriate reassessment shall be made as soon as possible if the patient demonstrates
a marked worsening of clinical status.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
Appropriate reassessment shall be made if the patient begins to manifest clinical signs
or symptoms in areas not previously evaluated.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Reassessment should be performed by persons appropriately trained and qualified in the
specific procedures.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Reassessment should be performed, as closely as possible, in the same manner as the
initial assessment.
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Reassessments performed solely to satisfy third party interests should be performed
with due regard for all the recommendations presented in this chapter.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Interactive reassessment should be performed during each patient encounter for the
purpose of confirming or modifying a clinical impression.
- Interactive Reassessment
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
- Periodic Reassessment
Periodic reassessment should be performed only after it
would be reasonably expected that some measurable change in the patients clinical
condition would have occurred.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
Periodic reassessment should be made in all areas in which there were prior positive
clinical findings.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
Outcome Assessment:
NOTE: The recommendations on the following procedures
or methods refer specifically to their use as outcome assessments and not necessarily to
their use for other clinical purposes such as for diagnosis, prognosis, or for designing
treatment plans.
-
Functional Outcome Assessments
(By Questionnaire)
As a category, functional
outcome assessments of everyday tasks are very suitable for evaluating treatment of
dysfunctions of the neuromusculoskeletal system. Many questionnaires could be used; choice
should depend upon the validity, reliability, responsiveness, and practicality
demonstrated in the scientific literature.
Rating: |
Establishing for assessing patients with neuromusculoskeletal
disorders. |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Patient Perception Outcome Assessments
Pain: Pain measurement is generally a
relevant, valid, reliable, responsive, and safe outcome assessment. Practicality may vary
depending on the specific procedure used.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Patient Satisfaction Measures: Patient satisfaction measures are an important
marker of quality and are useful in clinical practice. Satisfaction is best assessed using
standard questionnaires measuring a number of dimensions. Scales may be found in the
scientific literature. Although additional research as satisfaction relates to
chiropractic practice is required, validity, reliability, responsiveness, relevance,
safety and practicality are scientifically supported.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- General Health Outcome Assessments
As a category of outcomes, general health is
possible and desirable to assess. Depending on the particular scale chosen, validity,
reliability, and responsiveness have been demonstrated. The measures are safe; some are
more practical than others. General health assessments should be used along with condition
specific assessments.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
- Physiological Outcomes
Range of Motion: Depending upon the method applied,
assessment of range of motion is a valid, reliable, responsive, safe outcome assessment.
Depending on the level of automation, practical considerations may vary.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Thermography: Thermographic exams of the trunk and extremities with infrared or
liquid crystal may be valid for certain diagnoses of the neuromusculoskeletal system. The
validity of the numerous single and dual probe type hand-held instruments is less clear.
The few reliability studies that exist are not particularly encouraging. There is very
little scientific data to support the responsiveness of thermographic measurements to
changes in health status. The procedures are generally safe, but the practicality of
thermography depends upon the equipment and the examination procedures used. Thermograms
should be interpreted by those trained in the procedure.
Rating: |
Investigation to equivocal as an outcome assessment for
patients with neuromusculoskeletal conditions. |
Evidence: |
Class II, III (For minority opinion) |
Consensus Level: |
3 |
Muscle Function: There are many methods of assessing the parameters of muscle
function. Manual methods have not been explored adequately enough to assure validity,
reliability, relevance and responsiveness to care. Manual methods, however, are practical
and generally safe and tend to be popular. Studies with automated methods (e.g., Cybex,
etc.) have suggested a greater level of confidence, but require expert training, and are
time-consuming.
Rating: |
Established for instrumented methods to measure muscle
function. |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Rating: |
Equivocal for manual methods to measure muscle function. |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Postural Evaluations: Certain postural parameters may be responsive to
treatment, but validity, reliability and relevance issues still need to be addressed
scientifically. Depending on the method, postural observations are probably practical and
safe.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Subluxation Syndrome
The subluxation syndrome provides decision-making
information for application of chiropractic treatment methods, primarily adjustments and
manipulations. Regarding outcome assessments, the various components must be considered
separately. These are discussed below.
Vertebral Position Assessed Radiographically: The clinical relevance of small
changes in vertebral position is scientifically controversial. Responsiveness of vertebral
position to manipulative/adjustive treatment care has been established in some cases.
Observational studies have not ruled it out. Many practitioners accept measurement of
vertebral position as routine and customary. The risk/benefit ratio of using radiographs
for measuring vertebral position as an outcome assessment should be carefully considered.
Rating: |
Equivocal |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Abnormal Segmental Motion/Lack of Joint End-play Assessed by Palpation: There
are a few validity studies of joint palpation although the existing literature on
reliability is disappointing. There are studies suggesting that palpatory signs diminish
with treatment, but the degree of responsiveness has been difficult to quantify. In
skilled hands, palpation is safe.
Rating: |
Equivocal to Promising (as an outcome assessment for patients
with neuromusculoskeletal conditions |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Abnormal Segmental Motion Assessed Radiographically: There are few validity
studies, reliability has been questioned, and the relevance is controversial. While
responsiveness of segmental motion to treatment has not been confirmed experimentally,
observational studies have not ruled it out. The risk/benefit ratio of radiographs to
assess this outcome must be seriously considered.
Rating: |
Investigational (as an outcome assessment for patients with
neuromusculoskeletal conditions) |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Soft-Tissue Compliance and Tenderness: Clinical studies indicate a relationship
between tenderness and painful neuromusculoskeletal conditions. Clinical reliability has
been established. Compliance and tenderness appear to be responsive to treatment.
Algometers, tissue compliance meters, and palpatory methods appear to be practical and
safe.
Rating: |
Promising (as an outcome measure for patients with
neuromusculoskeletal conditions) |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Asymmetric or Hypertonic Muscle Contraction: There is no question that surface
EMG procedures measure some aspects of muscle activity. However, clinical relevance and
reliability have been more difficult to demonstrate scientifically. The responsiveness of
EMG measurements to treatment has not been confirmed experimentally to any great degree.
Surface methods are safe.
Rating: |
Equivocal for fixed electrodes as an outcome assessment for
patients with neuromusculoskeletal conditions. |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Rating: |
Investigational to Equivocal for scanning EMG as an outcome
assessment for neuromusculoskeletal conditions. |
Evidence: |
Class II, III |
Consensus Level: |
3 |
- Principles of Application
The subluxation syndrome should be used as an outcome
assessment only when the actual parameters being measured have been explicitly identified.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level:
| 1 |
Outcome assessments should only be performed and interpreted by appropriately trained
and qualified individuals.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
When outcome assessments are used, consideration must be made for their established
test properties, for patient compliance, and for the nature of the condition(s) being
assessed.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Patient outcomes should be assessed at appropriate intervals during case management
depending upon the nature of the condition and the patients progress.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Generic functional and health status outcome measurements are essential for comparing
outcomes across different patient populations and treatment interventions, while disease
or condition-specific measures assess the special concerns of patients with certain
diagnoses. Outcome information is very valuable to doctors of chiropractic, and to the
chiropractic profession. Therefore, whenever feasible, a general health outcome of
chiropractic care should be assessed by a standardized, commonly accepted method; and
whenever feasible, a condition specific outcome of chiropractic care should be assessed by
a standardized, commonly accepted method.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Collaborative Care:
-
The Patient and the Primary Care Provider
Patients are entitled to a clear explanation of why the participation of other health
professionals has been determined to be necessary.
Rating: |
Necessary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
-
Freedom of Choice and Informed Consent
All health care professionals should
recognize and respect the right of the patient to select his/her own method of health care
and the setting in which that care is delivered, as well as the right of the patient to
change providers at will.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
2. Primary health care providers should supply sufficient information to enable the
patient to make an informed decision regarding choices in treatment/care and of providers.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
- Professional Knowledge and Understanding
1. Chiropractic practitioners should be
familiar with medical procedures and terminology as needed, so as to effectively
understand and relate medical care delivered to or recommended to a patient.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
2. Chiropractic practitioners should make every reasonable effort to be familiar with
alternative health care providers whose care my have implications for the care of their
patients, and should strive to communicate such information, as appropriate, to the
patient.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
- Referrals
1. Primary health care providers should consult or refer if the needs
of the patient so indicate.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
2. Chiropractic practitioners should accept referrals from other health care providers.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1
|
- Exchange of Information and Records between Providers
Chiropractic practitioners referring a patient to a peer or another professional should
take all necessary steps to provide information from the case history and diagnostic
findings to the practitioner receiving the referral in an effort to minimize unnecessary
testing or repetition of diagnostic procedures.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Postreferral communication between referring and receiving practitioners should be
complete and adequately detailed. Appropriate records of clinical findings or
recommendations should be exchanged.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Questions about care decisions made or recommended by another provider should be
addressed directly to that provider in a constructive manner. Relying on the patient to be
an effective messenger of critical information is inappropriate.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Response to requests for records should occur in a timely fashion. Likewise, records
requested by the practitioner that are another practitioners property should be
retured in a timely fashion.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
- Professional Interaction in the Hospital or Other Institutional Setting
In a collaborative or cooperative care setting, every effort should be made to develop
and present to the patient a consensus among all participating practitioners on the
recommended course of care.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Practitioners should seek access to other health care facilities and institutions as
necessary to meet the needs of their patients. This may include authority to admit or
co-admit the patient into the appropriate clinical setting or hospital.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
In the process of concurrent care, each professional party should be aware of the care
decisions made by other participants, and fully coordinate activities and information for
the patients benefit.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
The resolution of disputes between members of different professions on the course of
care for a given patient should be based on: a) the best professional judgment of the
practitioners involved; b) the objective evaluation of appropriate clinical options and
intervention alternatives; and c) responsible family involvement where appropriate.
Informed
consent on the part of the patient continues to be necessary.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
To facilitate patient access to the widest possible range of health care resources and
options, practitioners are encouraged to seek participation in managed health care
organizations (e.g., HMOs, PPOs, etc.).
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
- Economic Considerations
No referral should be sought or made on the basis of economic considerations and no
financial relationship should exist between parties in a referral process. No fee, rebate
or commission should be paid to any referring provider for the referral.
Rating: |
Necessary |
Evidence: |
Class III |
Consensus Level: |
1 |
Primary providers should cooperate to secure proper insurance payment for all
clinically-indicated health care services.
Rating: |
Recommended |
Evidence: |
Class III |
Consensus Level: |
1 |
Contraindications and Complications:
Note: General health problems which have been
described in the literature as either contraindications to or complications of
high-velocity thrust procedures include the following conditions. It should be understood
that the listed conditions are not necessarily those for which high-velocity thrust
procedures are intended. Rather they may be coincidentally present in a patient undergoing
treatment. The fundamental object of treatment is a manipulable joint lesion (subluxation,
dysfunction, blockage).
-
Articular Derangements
Acute rheumatoid, rheumatoidlike and nonspecific arthropathies including acute
ankylosing spondylitis characterized by episodes of acute inflammation, demineralization,
ligamentous laxity with anatomic subluxation or dislocation, represent an absolute
contraindication to high-velocity thrust procedures in anatomical regions of involvement.
Risk-of-Complication
Rating:
Severity: Moderate to High
Condition Rating: Type III
Quality of Evidence:
Class II, III
Consensus Level: 1
Sub-acute and/or chronic ankylosing spondylitis and other chronic arthropathies in which
there are no signs of ligamentous laxity, anatomic subluxation or ankylosis are not
contraindications to high-velocity thrust procedures applied to the area of pathology.
Risk-of-Complication Rating:
Severity: Minimal
Condition Rating: Type I, II
Quality of Evidence: Class II, III
Consensus Level: 1
Degenerative joint disease, osteoarthritis, degenerative discopathy and
spondyloarthrosis are not contraindications to high-velocity thrust procedures to the area
of pathology but treatment modification may be warranted during active inflammatory
phases.
Risk-of-Complication Rating:
Severity: Minimal
Condition Rating: Type I,
II
Quality of Evidence: Class II
Consensus Level: 1
In patients with spondylolysis and spondylolisthesis caution is warranted when
high-velocity thrust procedures are used. These conditions are not contraindications, but
with progressive slippage they may represent a relative contraindication.
Risk-of-Complication
Rating:
Severity: Minimal to Moderate
Condition Rating: Type I, II
Quality of
Evidence: Class II
Consensus Level: 1
Acute fractures and dislocations, or healed fractures and dislocations with
signs of ligamentous rupture or instability, represent an absolute contraindication to
high-velocity thrust procedures applied to the anatomical site or region.
Risk-of-Complication Rating:
Severity: High
Condition Rating: Type III
Quality
of Evidence: Class Ill
Consensus Level: 1
Unstable os odontoideum represents an absolute contraindication to high-velocity thrust
procedures to the area of pathology.
Risk-of-Complication Rating:
Severity: High
Condition Rating: Type III
Quality of Evidence: Class III
Consensus Level: 1
Articular hypermobility, and circumstances where the stability of a joint is uncertain,
represent a relative contraindication to high-velocity thrust procedures to the area of
pathology.
Risk-of-Complication Rating:
Severity: Minimal
Condition Rating: Type
I, II
Quality of Evidence: Class II, III
Consensus Level: 1
Postsurgical joints or segments with no evidence of instability are not a
contraindication to high-velocity thrust procedures but may represent a relative
contraindication depending on clinical signs (e.g., response, pretest tolerance or degree
of healing).
Risk-of-Complication Rating:
Severity: Minimal
Condition Rating:
Type II
Quality of Evidence: Class III
Consensus Level: 1
Acute injuries of osseous and soft tissues may require modification of treatment. In
most cases, high-velocity thrust procedures to the area of pathology are not
contraindicated.
Risk-of-Complication Rating:
Severity: Minimal to moderate
Condition Rating: Type I, II
Quality of Evidence: Class I, II
Consensus Level: 1
The presence of scoliosis is not a contraindication to high-velocity thrust procedure.
Risk-of-Complication
Rating:
Severity: Minimal
Condition Rating: Type I, II
Quality of Evidence: Class II,
Ill
Consensus Level: 1
- Bone Weakening and Destructive Disorders
Active juvenile avascular necrosis, specifically of the weight bearing joints (e.g.,
Perthes disease) represents an absolute contraindication to high-velocity thrust
procedures to the area of pathology.
Risk-of-Complication Rating:
Severity: High
Condition Rating: Type III
Quality of Evidence: Class III
Consensus Level: 1
Demineralization of bone warrants caution with the use of high-velocity thrust
procedures. This represents a relative contraindication to high-velocity thrust procedures
to the area of pathology.
Risk-of-Complication Rating:
Severity: Minimal to
Moderate
Condition Rating: Type II
Quality of Evidence: Class II, III
Consensus Level:
1
Benign bone tumors may result in pathological fractures and therefore represent a
relative to absolute contraindication to high-velocity thrust procedures to the area of
pathology.
Risk-of-Complication Rating:
Severity: Low to Moderate
Condition
Rating: Type II, III
Quality of Evidence: Class III
Consensus Level: 1
Malignancies represent conditions for which high-velocity thrust procedures to the area
of pathology are absolutely contraindicated.
Risk-of-Complication Rating:
Severity: Moderate to High
Condition Rating: Type III
Quality of Evidence: Class II, III
Consensus
Level: 1
Infection of bone and joint represents an absolute contraindication to high-velocity
thrust procedures to the area of pathology.
Risk-of-Complication Rating:
Severity: Minimal to High
Condition Rating: Type III
Quality of Evidence: Class II
Consensus
Level: 1
- Circulatory and Cardiovascular Disorders
Clinical manifestations of vertebrobasilar insufficiency syndrome warrant particular
caution and represent a relative to absolute contraindication to cervical high-velocity
thrust procedures to the region of pathology.
Risk-of-Complication Rating:
Severity: Minimal to High
Condition Rating: Type II, III
Quality of Evidence: Class I, II,
III
Consensus Level: 1
When a diagnosis of a significant aneurysm involving a major blood vessel has been made,
a relative to absolute contraindication may exist for high-velocity thrust procedures
within the area of pathology.
Risk-of-Complication Rating:
Severity: High
Condition Rating: Type III
Quality of Evidence: Class III
Consensus Level: 1
Bleeding is a potential complication of anticoagulant therapy or certain blood
dyscrasias. Patients with these disorders represent a relative contraindication to
high-velocity thrust procedures.
Risk-of-Complication Rating:
Severity: Minimal
to High
Condition Rating: Type II
Quality of Evidence: Class III
Consensus Level: 1
- Neurological Disorders
Signs and symptoms of acute myelopathy or acute cauda equina syndrome represent an
absolute contraindication to high-velocity thrust procedures applied to the anatomic site
of involvement.
Risk-of-Complication Rating:
Severity: High
Condition Rating:
Type II, III
Quality of Evidence: Class I, II
Consensus Level: 1
* Most dysfunctions or disease processes have variations or phases. Levels of severity
and probability have been assigned on the basis that the condition displays usual and
classical signs and symptoms. The difficulty in precisely detailing the degree or severity
and probability of an individual patients overall physical and psychological
response both to the condition and therapeutic procedure (subtleties of force, amplitude,
direction, patient positioning, etc.) is acknowledged. Nevertheless, ratings have been
assigned based on the literature and the current consensus process. These provide a
starting point which will require ongoing review and refinement.
Some conditions, such as scoliosis, are not level-specific and high-velocity thrust
procedures used apply more to a region than a level.
Preventive Maintenance Care and Public Health:
-
Preventive/Maintenance Care
Disclosure:
Preventive/maintenance care is discretionary and elective on the part of the patient. When recommended, it is necessary for the practitioner to clearly identify
the type and nature of this care and to give proper patient disclosure.
Rating: |
Established |
Evidence: |
Class III |
Consensus Level: |
1 |
Use of Chiropractic Adjustments:
The clinical experience of the profession
developed over a period of nearly 100 years suggests that the use of chiropractic
adjustments in a regimen of preventive/maintenance care has merit.
Rating: |
Equivocal |
Evidence: |
Class III |
Consensus Level: |
1 |
Health Screening:
The importance of health preventive strategies is widely
recognized. These services may have value in identifying early or potential manifestations
of a health problem.
Rating: |
Promising to Established |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Health Promotion:
Preventive orientation to health through health promotion is
well established. Health promotion provides the opportunity for chiropractic practitioners
to promote health through assessment, education, and counseling on topics such as
nutrition, exercise, stress reduction, life style patterns, weight reduction, smoking
cessation, and ergonomics, among others.
Rating: |
Established |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Wellness Care:
Chiropractic is the largest of the holistic-oriented professions.
Wellness and health management lifestyle strategies have gained popularity and acceptance.
Chiropractic practitioners may choose to expand their practices to include those
interventions that may influence a persons attainment of optimum performance and
behavior, and in so doing, improve health status. This kind of care is performance
specific (i.e., quality of life) rather than condition (e.g., symptom) specific.
Rating: |
Equivocal |
Evidence: |
Class III |
Consensus Level: |
1 |
Public Health Considerations
Community Screening:
Community-based screening programs are commonly used by all
disciplines to promote public health. Spinal screening and blood pressure checks offer
excellent examples of such programs.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Public Health Considerations:
The chiropractic profession has recognized the need
to engage in the local, state, national and international agendas of public health. Such
programs provide opportunities for education and understanding programs regarding spinal
health, nutrition, exercise and life styles, drugs, alcohol, tobacco, and infectious
disease, as well as environmental and other social issues.
Rating: |
Promising |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Professional Development:
-
Continuing Education
It is expected that every practitioner shall participate in continuing education.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Continuing education should be ongoing and should facilitate successful clinical
performance.
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Completion of mandatory continuing education requirements for license renewal does not
necessarily assure continuing competency. Those requirements should include assessment of
outcomes by administering institutions/organizations to evaluate the effectiveness of
their programs.
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Continuing education should allow for a variety of instructional formats.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Practitioners should continue to educate themselves through critical reading and review
of clinical and/or scientific literature.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Postgraduate Education
All chiropractic colleges are encouraged to provide residency programs for qualified
graduates for the purpose of advanced research, education and clinical practice.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Colleges should provide opportunities for postgraduate programs for professional
development which may lead to certification or specialty status.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Practitioners are encouraged to participate in certification or specialty postgraduate
education programs (e.g., specialty programs). It is expected that every practitioner
shall participate in continuing education.
Rating: |
Discretionary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Where such postgraduate programs exist the impact and outcome should be measured
appropriately.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Proprietary programs should affiliate with accredited educational institutions for the
purposes of development, evaluation and implementation.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Graduate Education
Practitioners are encouraged to participate in programs providing graduate education
(e.g., masters or doctorate) offered by accredited educational institutions.
Rating: |
Discretionary |
Evidence: |
Class II, III |
Consensus Level: |
1 |
- Professional Organizations
Practitioners should be members of one or more professional associations.
Rating: |
Recommended |
Evidence: |
Class II, III |
Consensus Level: |
1 |
Comment: Professional organizations and associations provide a structure of
responsibility through which members develop and maintain awareness of professional
developments and gain enhanced professional competence. Practitioners also develop
leadership abilities by participating in sponsored conventions, conferences, workshops and
other gatherings; receive publications pertinent to the profession; support and encourage
legislative programs and otherwise influence public policy in the interests of the public
and the profession.
- Ethics/Standards of Conduct
Practitioners should conduct themselves in a manner consistent with a professional code
of ethics which addresses morality, honesty and all aspects of professional conduct.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Practitioners who advertise should do so in a responsible, ethical and professional
manner.
Rating: |
Necessary |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
Comment: The responsibility for regulation of advertising lies with professional
associations and licensing boards. Professional organizations can assist by enforcing
guidelines established for the membership; the state licensing boards promulgate rules to
aid the profession and safeguard the public. Violation of state or provincial laws can
result in fines or suspension or revocation of a license.
- Research
Practitioners are encouraged to participate in research and support
institutions/organizations conducting research, for the purposes of professional
development and improved patient care. Valid research requires appropriate research
protocols as approved by recognized institutional review boards.
Rating: |
Recommended |
Evidence: |
Class I, II, III |
Consensus Level: |
1 |
DEFINITIONS:
Procedure Ratings (System I)
This system is suited to scientific/technical areas of practice.
Quality of Evidence
The following categories of evidence are used to support the ratings.
Class I:Evidence provided by one or more
well-designed controlled clinical trials; or well-designed experimental studies
that address reliability, validity, positive predictive value, discriminability,
sensitivity, and specificity.
Class II:Evidence provided by one or more
well-designed uncontrolled, observational clinical studies such as case control,
cohort studies, etc.; or clinically relevant basic science studies that address
reliability, validity, positive predictive value, discriminability, sensitivity
and specificity; and published in refereed journals.
Class III:Evidence provided by expert opinion,
descriptive studies or case reports.
Strength of Recommendation Ratings
Type A: Strong positive recommendation. Based on
Class I evidence or overwhelming Class II evidence when circumstances preclude
randomized clinical trials.
Type B: Positive recommendation based on Class II
evidence.
Type C: Positive recommendation based on strong
consensus of Class II evidence.
Type D: Negative recommendation based on inconclusive
or conflicting Class II evidence.
Type E: Negative recommendation based on evidence of
ineffectiveness or lack of efficacy based on Class I or Class II evidence.
Procedure Rating (System II)
This system is suited to procedural/administrative aspects of practice.
Accordingly it is used in chapters such as History and Physical Examination,
Record Keeping and Patient Consents and Collaborative Care. One can discover
which rating system is being used by looking at Part V (Assessment Criteria) of
each chapter.
Quality of Evidence
The following categories of evidence are used to support the ratings.
Class I:
Evidence of clinical utility from controlled
studies published in refereed journals.
Binding or strongly persuasive legal authority such
as legislation or case law.
Class II:
Evidence of clinical utility from the
significant results of uncontrolled studies in refereed journals.
Evidence provided by recommendation from published
expert legal opinion or persuasive case law.
Class III:
Evidence of clinical utility provided by opinions
of experts, anecdote and/or by convention.
Expert legal opinion.
NGC STATUS:
The NGC summary, including these Major Recommendations, was completed by ECRI on May 5, 1999. The information was verified by the guideline developer as of June 30, 1999.
COPYRIGHT STATEMENT:
This NGC Summary, including these Major Recommendations, is based on the original guideline, which is copyrighted by Aspen Publishers, Inc.
Sections of this NGC Summary are reprinted with permission from Haldeman S, Chapman-Smith D, Petersen DM Jr. Guidelines for Chiropractic Quality Assurance and Practice Parameters: Proceedings of the Mercy Center Consensus Conference, Copyright 1993 by Aspen Publishers, Inc. All rights reserved. The content available through the National Guideline Clearinghouse is protected by copyright and other intellectual property laws and may not be reproduced, sold, published, broadcast, or circulated to anyone, including but not limited to others in the same company or organization, without the express prior written consent of Aspen Publishers, Inc. Requests for permission to photocopy may be directed to Permissions Department, Aspen Publishers, Inc., 200 Orchard Dr, Gaithersburg, MD 20878; fax,
(301) 417-7550
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