FROM:
J Clinical Chiropractic Pediatrics 2004 (Dec); 6 (1): 349–366 ~ FULL TEXT
Sharon Vallone, DC, FICCP
Private Practice,
68 Hartford Turnpike,
Tolland, Connecticut 06084.
Objective: Breastfeeding during the first year of an infant’s life is currently supported and promoted by lactation consultants, midwives, naturopaths, chiropractors and allopathic physicians. In 1997, the American Academy of Pediatrics1 and in 1998, the World Health Organization2 published their position papers that advocated breastfeeding as the optimal form of nutrition for infants. This study was to investigate problems interfering with a successful breastfeeding experience and to see if proper lactation management, with the chiropractor acting as a member of a multidisciplinary support team, can help to assure a healthy bonding experience between mother and infant.
Methods: 25 infants demonstrating difficulties breastfeeding were evaluated for biomechanical dysfunction potentially resulting in an inability to suckle successfully. The biomechanics of 10 breastfeeding infants without complaint were also evaluated for comparison.
Results: An overview of the infants with breastfeeding difficulty revealed imbalanced musculoskeletal action as compared to the infants without difficulty breastfeeding. Utilization of soft tissue therapies and chiropractic adjustments of the cranium and spine resulted in improved nursing in over 80% of the patients.
Conclusions: The results of this study suggest that biomechanical dysfunction based on articular or muscular integrity may influence the ability of an infant to suckle successfully and that intervention via soft tissue work, cranial therapy and spinal adjustments may have a direct result in improving the infant’s ability to suckle efficiently
Keywords: chiropractic, subluxation, vertebral subluxation complex, spinal manipulative therapy, chiropractic adjustment, craniosacral
therapy, myofascial release, massage therapy, breastfeeding, lactation, latch, suckle, breastfeeding dysfunction
From the Full-Text Article:
INTRODUCTION
Breastfeeding during the first year of an infant’s life is
currently supported and promoted by lactation consultants,
midwives, naturopaths, chiropractors and allopathic
physicians. In 1997, the American Academy of Pediatrics [3] and in 1998, the World Health Organization [4] published position papers that advocated breastfeeding as the optimal form of nutrition for infants. In an attempt to alleviate problems interfering with a successful breastfeeding
experience, biomechanical as well as organic (including
genetic and congenital) causes should be investigated. Early
lactation management, with the chiropractor acting as a
member of a multidisciplinary support team can help to
assure a healthy bonding experience between mother and
infant.
The ability to suckle in a newly delivered, full term
infant, may be impaired or disorganized due to neurologic
immaturity (gestational age) or a mild to severe neurologic
or musculoskeletal problem [5] as a result of several possible situations:
Injury (as a result of traction/manipulation/intervention either manually or with forceps or vacuum suction).
Asphyxiation (premature placental separation/cord entanglement/etc.).
Congenital deformities like a high palatal arch, cleft palate, ankyloglossia or an anatomically short tongue.
A genetic developmental disorder like Pierre Robin or Down Syndrome.
Pharmacologic suppression by drugs administered to the mother during childbirth.
Invasive procedures to clear meconium, gastric lavage, or insertion of an airway which could result
in oral aversion.
A fetus may also create a neurologic imprint in the
uterus by sucking his or her own thumb, fist, arm or leg
thus creating nipple confusion. Any of a number of delays
in putting the baby to breast immediately after delivery
(unresponsiveness of a mother who has been anesthetized,
procedural delays, i.e. stitching an episiotomy,
medical interventions for the infant) or the introduction
of plastic nipples or formula supplementation due to
nursery mismanagement may interfere with the nursing
couple getting off to a good start. [6–8] And last but not
least, there may exist a number of biomechanical or muscular
problems.
These biomechanical or neuromuscular problems
could include:
A decreased excursion of the mandible preventing the neonate from opening widely enough to encompass
the nipple and areola.
A decrease in the cervical range of motion, which controls their ability to position themselves comfortably in their mother’s arms or at the breast.
A neurologic deficit manifesting as a lack of suckling or rooting reflexes.
An ineffective latch due to altered lip or tongue action.
Impaired respiration (restriction in thoracic excursion or diaphragmatic action or lack of patent
airway).
A rapid milk ejection reflex (MER) or overabundant milk supply might result in compensatory
muscle action (clenching, etc.) to modulate milk
flow.
A literature review reveals case studies by Cuhel and
Powell, Vallone, Krauss, Hewitt and Scheader [9–13] describing biomechanical dysfunction of the cranium and spine potentially resulting in dysfunctional nursing and associated symptoms. Chiropractic management demonstrated an improvement or resolution of the majority of complaints.
This paper presents an overview of 25 cases of infants
presenting with breastfeeding issues at the referral of their
lactation consultant (LC), midwife or physician, or in some
cases, referred by parents who were chiropractic patients
themselves.
BACKGROUND
Extensive research, especially in recent years, documents
diverse and compelling advantages to infants, mothers,
families, and society from breastfeeding and the use of
human milk for infant feeding. These include health, nutritional, immunologic, developmental, psychological, social,
economic and environmental benefits.
Epidemiologic research shows that human milk and
breastfeeding infants provide advantages to general health,
growth, and development, while significantly decreasing
risk for a large number of acute and chronic diseases. There
are also a number of studies that indicate possible health
benefits for mothers as well as prevent the negative emotions
(anger, guilt, failure, and disappointment) around
an unsuccessful breastfeeding or bonding experience. [14]
Hewitt recounts a 1980 study of 239 breastfeeding
mothers in which 59% of the mothers who ceased to breastfeed
at 22 weeks related that it was associated with the
infant’s ability to nurse properly. [15] Hewitt, like this author
was interested in examining a variety of potential neuromusculoskeletal causes for this breastfeeding dysfunction.
METHODS
Ten successfully breastfeeding neonates were examined
during their well baby visit. There was no complaint
of difficulty breastfeeding (infants demonstrated a secure
latch, appropriate flanging of the lips, appropriate number
of swallows/minute and a lack of deformation of the
mother’s nipple after nursing), nor any associated cranial
or cervical dysfunction. Mothers of 25 neonates were self
referred or referred to the chiropractic office by other health
care professionals when other intervention measures failed
to resolve breastfeeding difficulties.
Evaluation of the neonates as performed by the lactation
consultant, midwife or allopathic physician was preliminary
to their referral to our office. [16] Briefly, it involved
a visual and digital examination of the infant’s mouth and
palate as appropriate, as well as assessing the mobility and
action of the tongue and upper lip (neurologically as well
as if they are limited by the length of their frenula) and the
infant’s reflexive response to stimulus, including, but not
limited to the suckling and rooting reflexes. [17]
The chiropractic evaluation involved specific questions
(Appendix A) for each of the mothers about their prenatal
and postnatal history, history of labor and delivery including
medications and interventions employed, the neonate’s
perinatal history including APGAR scores, assessment of
intact infantile reflexes (rooting and suckling) at birth,
when and where the neonate was first breastfed (and the
conditions and assistance as appropriate), description of
the neonate’s latch , the anatomy of the mother’s breast/
nipple and whether any supplementation has been used.
Mothers were also asked to identify their referral source.
The final question involved the chief complaint as it pertained
to the neonate and the mother. This included, but
was not limited to the neonate’s inability to latch well or
to flange lips, shape of the mouth at rest and when open
(yawning, crying), inability to open the mandible far
enough to encompass the nipple, inability of tongue to
work the nipple towards the palate efficiently (for example,
the tongue would push the nipple out of the mouth instead
of drawing it into the mouth), noise (clicking, slurping),
strength of suction, frequency of swallow, how
frequently the neonate pull’s off the nipple during the latching
process or during a feeding, and preference for one
breast over the other. The mother was asked questions
concerning abrasions or anatomical deformation of the
nipple (flattening, curving, bending) after breastfeeding.
As noted earlier, problems may be compounded or created
after the first week for a mother with an overactive
milk ejection reflex (MER) or an over abundant milk supply.
Either might secondarily interfere with the neonate’s
ability to nurse and result in compensatory changes in
muscle tone to modulate milk flow.
It was hypothesized that an alteration in the function
of the nervous system, musculature or joints might result
in biomechanical dysfunction, potentially resulting in an
inability to suck successfully. All the infants were examined
for neurologic integrity (as measured by the use of
infantile automatisms [18]), osseous integrity (ruling out fracture
of the skull, mandible, clavicle, etc), muscular tone
and strength as well as joint function and subluxation. The
term subluxation [19] is used in this context to refer to a joint
of the body whose movement is limited in one or multiple
planes of motion and this fixation has neurologic, vascular
and lymphatic implications on its own and on the surrounding
tissues and organs.
Assessment of the symmetry of the facial structures,
mandibular excursion (with or without deviation), tone
of facial and cervical musculature, craniosacral assessment [20, 21] of cranial bones and dural tension or torque, motion
palpation [22] of individual vertebral segments for subluxation,
and tongue action (ability to move the tongue forward
sufficiently to support and cup the nipple and areola
in order to form it into a teat untethered by a shortened
frenulum or other soft tissue restriction [23]) were performed
on each infant.
CLINICAL PRESENTATION
Of the 10 infants examined who presented without
complaint, mothers related in their history that there
were minimal complications prenatally or during labor
and delivery, minimal medication and interventions employed,
minimal musculoskeletal abnormalities were detected
and those detected did not appear to interfere with
breastfeeding.
Table 1–14
See page 25
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One mother, who did not realize that pain during
breastfeeding was not normal, was referred for treatment
of yeast infection and her infant referred for chiropractic
evaluation. (TABLES 1–4)
An overview of the cases demonstrating dysfunctional
nursing revealed an imbalanced musculoskeletal action
predominantly associated with mandibular excursion and
oral manipulation of the nipple (TABLES 5–14). The infants
could not open their mouths wide enough to encompass
the breast tissue, could not close their mouth to
form the appropriate suction or use their tongue effectively
to milk the nipple for nourishment.
In a majority of the cases, there was detected an imbalance
in tone of musculature of the jaw and neck and/or
dysfunctional motion of the hyoid and the temporomandibular
joint, cervical vertebrae, most frequently at the
occipitoatlantal complex, or the bones of the skull.
Of the patients reviewed in this study, the most significant prenatal problem may have been in-utero constraint due to multiple in-utero residents, a septal defect causing a heart shaped uterus, and the presence of fibroids. Other hypothesized causes of in utero constraint could be
adhesions from previous surgeries or traumas (seat belt injuries in motor vehicle accidents), pelvic subluxation. 10 of 25 mothers received anesthesia during labor and delivery and 10 of 25 interventions were performed including Caesarean Section, forceps, vacuum suction and gross manipulation due to shoulder dystocia and cord entrapment.
Twenty–five infants presented between the ages of 1
day and 3 months with the chief complaint of dysfunctional
breastfeeding. In all but 2 cases, the infant’s ability
to latch onto the breast appeared to be impaired due to
dysfunction in oral excursion or lip and tongue action. In
2 cases, the problem appeared to be associated with cervical
spine dysfunction.
Of the 25 infants, 24 were put to breast at birth (one
premature infant was not put to breast for 2 weeks). Mothers
were counseled in proper latch, tongue training techniques
and exercises, positioning and ergonomic correction
as appropriate for their complaint by their lactation consultant,
midwife, La Leche League leader or physician.
Despite these efforts, the infant’s breastfeeding was still
impaired.
Five infants were supplemented with formula (bottle
fed) at the recommendation of their pediatrician who feared
weight loss or dehydration. Six infants were finger fed with
formula or breast milk in an attempt to provide nourishment
while maintaining skin to skin contact to avoid nipple
confusion until the baby could be placed at the breast. In
several cases, problems were compounded by incompatible
nipple to mouth size, inversion and damage to the
mother’s nipple as a result of poor breastfeeding technique
and rapid let down reflex.
Musculoskeletal assessment revealed 18 out of the 25
infants evaluated demonstrated restriction and/or deviation
in mandibular excursion. In general, evaluation of
associated musculature demonstrated hypertonic changes
although there was one documented incident of hypotonia
of the associated musculature (Case 1). A predominance
of hyperactive muscle activity occurs involving the
occipital muscles (10:25; all associated with occipital subluxation),
the internal pterygoids (14:25) and the submandibular
muscles (15:25 involving the digastric and omohyoid
muscles). Other muscles intimately associated with
the oral manipulation of the nipple are the obicularis oris
and the depressor anguli oris muscles and 7 of 25 infants
had hypertonic activity of this muscle group. Likewise,
temporalis (6:25) and masseter muscles (5:25) may affect
mandibular excursion preventing the infant from opening
the mouth wide enough to encompass the nipple.
In several more infants, hypertonicity of the scalenes
(1:25), sternocleidomastoid (1:25), and the erector muscles
of the spine (3:25) might be involved in restricted range
of motion and or hyperextension of the spine while
nursing.
Although tongue action was altered in several infants
(8:25), only one infant demonstrated a short frenulum but
did not require surgical intervention once the mandibular
excursion was improved.
Evaluation of cranial and vertebral motion utilizing
craniosacral technique [24, 25] and motion palpation 26 revealed
dysfunction of the parietals (8:25), glabella (1:25),
temporals (8:25), frontals (5:25), sphenoid (8:25), occiput
(23:25), maxilla (3:25), mandible (6:25), hyoid (8:25),
nasal/vomer/ethmoid complex (2:25). The temporomandibular
joint was the site of condylar deviation and edema
in 4 of 25 cases and the hard palate was either malformed
(high arch) or asymmetrical in 3 cases.
In this group, cervical dysfunction was limited to C1
and presented as a subluxation in 18 of 25 infants with
the predominance into extension. There were no presenting
thoracic subluxations and only one lumbar subluxation.
The integrity of sacral motion was disrupted in 9 of
25 infants with an associated increase in dural tension detected
in all 25 infants utilizing craniosacral methods of
evaluation cited earlier.
TREATMENT
Treatment consisted of manual therapies including
craniosacral therapy [27, 28], Logan Basic [29] to reduce dural
torque, myofascial release [30] and massage to reduce hypertonic
muscle activity and gentle manual diversified chiropractic
adjustments of associated subluxated cranial bones
and vertebral segments. Massage is described as effleurage
and manual lymphatic drainage to improve circulation and
metabolic balance within the muscle and inhibit pain and
reflexogenic guarding. [31] Further discussion of massage techniques are discussed in Appendix I.
Treatment number ranged from 1 to 12 sessions with
an average of 3 treatments/infant.
RESULTS
Greater than 80% of the presented infants experienced
improvement in latch and ability to breastfeed (23:25).
One continued to experience “clicking” indicating the intake
of air during nursing, one experienced improvement
but was discharged for surgical intervention of an unrelated
problem, and one discontinued nursing at the suggestion
of the pediatrician who felt mother’s milk supply
was insufficient to provide adequate nourishment for the
infant. 2 infants were eliminated from treatment: one due
to a medical emergency and one due to the mother’s decision
to seek the assistance of a medical physician specializing
in lactation management.
These 4 mothers were polled 6–8 weeks after termination
of treatment and none of their infants were
breastfeeding.
DISCUSSION
Methods of intervention have been implicated in injury
to infants at birth32 33. Manual manipulation of an
entrapped cord or lodged extremity can inadvertently result
in traction injury or fracture. Consider case #4, when,
during a rapid delivery, the umbilical cord was found to
be around the infant’s neck and had to be severed in utero.
This infant demonstrated a depressed shoulder and winging
scapula most likely from the traction forces applied to
the cervical spine, shoulder and the dorsal scapular nerve
(C 4/5) during this procedure.
Forceps and vacuum suction have been implicated in
simple cranial molding as well as more extreme injuries
like fractures or subdural bleeding. In the cases presented
here, several cranial faults might be causally related to
manual or mechanical intervention. For example, case #15,
where forceps applied to the temporal area might be implicated
in bilateral temporal bone compression.
It is conceivable, that constraint in the uterus can cause
mechanical derangement resulting in ineffective
breastfeeding mechanics as illustrated in the case of twins
(where the crown of one twin’s head abutted the temporomandibular
area of the second twin) and the cranial faults
of the infants born to mothers with a septal defect causing
a heart shaped uterus or fibroids which alter the diameter
and contractility of the uterus.
As previously noted, although anesthesia has been
implicated in pharmacologic repression of suckling instinct,
the effect appeared to be minimal in this sampling (potentially
1:25).
In this study, the infants’ mothers received counseling
from lactation consultants, midwives, La Leche League leaders
or medical physicians. The infants were not brought
for chiropractic evaluation until all customary methods of
resolution had been attempted. This made it possible to
evaluate the premise that biomechanical or neuromuscular
problems could interfere with successful breastfeeding.
In most cases, chiropractic evaluation revealed the
presence of an alteration in muscle tone and neurologic
integrity (loss of suckling and rooting reflexes; inefficient
action of the tongue) or an alteration in muscle action
across a subluxated joint due to altered range of motion
(i.e. reduced mandibular excursion secondary to derangement
of the temporomandibular joint.). In certain cases,
subluxation of cervical segments were associated with a
decreased ability to range the cervical spine which prevented
the neonate from maintaining an efficient position
latch at the breast.
In an attempt to understand the mechanism of injury
and resultant dysfunction, Arcadia observed 1,000 infants
in a clinical setting and 800 or 80% demonstrated problems
with breastfeeding caused directly from “cranial imbalances
from the birth trauma. The pressure on the
cranium before crowning is in a cephalad to caudad direction.
The temporal bone, sphenoid, maxilla and mandible
are pushed caudad, possibly causing severe spasm in all
muscles of mastication (temporalis, masseters, internal and
external pterygoids). Range of motion of the temporomandibular
joint is significantly reduced, and the baby is unable
to latch on and open the mouth with proper nipple
placement without gagging and choking. Temporalis
muscles spasm may cause painful headaches in a newborn
which causes excessive crying. Such problems of
breastfeeding can be directly caused by temporomandibular
imbalances. [34]
Under traumatic circumstances, the origin of pain may
be arthrogenic. As delineated in the majority of the cases,
there is, for example, hypertonic muscular activity associated
with most restrictions in mandibular excursion. We
must consider if the joint itself was injured (traction injury/
compression) or were the associated muscles the
injured party? Whether as a direct result of injury or reflexogenic spasm, metabolism of the muscle is disturbed
due to hypertonic or hypotonic activity, both affecting the
flow of nutritive substances into the muscle and removal
of metabolic byproducts or waste material into the vascular
or lymphatic system through regular, unsustained, contractions.
Muscular hypertonicity due to reflexogenic
guarding (possibly in response to the original arthrogenic
or muscular assault) will result in ischemia and pain. This
plays a role in establishing a dysfunctional nursing pattern
because of a cycle of pain resulting from repeated attempts
to open the mouth to breastfeed. The infant is more likely
to resist normal muscular action in anticipation of the pain.
In the case of the infant with hypertonic mandibular attachments
or temporomandibular joint injury, he will be
less likely to open his mouth to accommodate the nipple
because the motion of opening the jaw (and possibly closing
the jaw) is painful.
Esch wrote a case report of a 2–day–old–infant who
presented with an atlas subluxation presumably resulting
from the biomechanical stress of prolonged labor with an
oblique lie, with a presumably associated loss of rooting
reflex. She demonstrated a quick restoration of the reflex
immediately following the adjustment of atlas. [35] Esch also
related a case in which nasal subluxation resulted in dyspnea,
interfering with successful latch. The patient responded
well to an adjustment of the nasal bones with
immediate improvement in nasal breathing.
Neurologic integrity of the Glossopharyngeal nerve
(CN IX), the Vagus (CN X) and the Hypoglossal Nerve
(CN XII) are responsible for the innervation of the anatomical
structures utilized in suckling. CN IX controls the
muscles of the pharynx, CN X controls the muscles of the
soft palate and CN XII controls the tongue muscles. The
cranial nerves arise from the medullary portion of the
brainstem and exit through the jugular foramen (CN IX
and X) and the hypoglossal canal (CN XII). Disruption in
the innervation to any of the associated structures would
potentially interfere with the suckling process. For example,
John Upledger, DO proposed that the hypoglossal nerve
might be subject to injury or irritation by cranial subluxation
as the nerve exits the hypoglossal canals high in the
foramen magnum above the occipital condyles. Their exits
are just lateral to the condyles. Dysfunction of the hypoglossal
nerve will probably be secondary to problems of
the occipital condyles and the atlanto–occipital joint. [36]
Hewitt [37] reviews three proposed mechanisms for altered
cranial nerve function:
(a) direct compression of the
cranial nerves or medulla by abnormal cranial bone motion.
Nerve compression has been shown to decrease nerve
conduction velocities, decrease axoplasmic flow and create
motor disturbances in related muscles. [38–40] This would
be in concert with Upledger’s [41] proposed mechanism;
(b) somato–autonomic reflexes caused by cervical subluxation
could cause a change in vascular supply to the contents of
the cranial vault affecting cranial nerve function or it may
directly affect the superior cervical ganglia which communicate
directly with the CN IX, X and XII, potentially
altering their function resulting in abnormal suckling, and
(c) cranial and cervical subluxation result in increased traction
and tension in the dura mater potentially resulting in
constriction of the dural sheath of the cranial nerves altering
nerve and end organ function.
CONCLUSION
Observation of breastfeeding infants early in the neonatal
period allows the chiropractor to determine the infant’s ability to root, latch onto and suckle the breast. Chiropractors may serve as effective members of an interdisciplinary team to identify and ameliorate biomechanical dysfunction before inappropriate imprinting or a disorganized suck is established. Cross professional education and communication will facilitate early referral and help establish a network of support for the new mother and infant.
Craniocervical subluxation is one of the most important
conditions to rule out when addressing difficulties with breastfeeding whether manifesting as neurologic (rooting
or suckling reflex, hypertonic musculature) or mechanical
(reduced mandibular excursion, decreased cervical range
of motion) dysfunction.
Chiropractic adjustments in the early stages of neurologic
imprinting appear to safely and effectively address the craniocervical dysfunction and help restore natural, efficient suckling patterns for infants who are unable to successfully latch.
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